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Ukraine: Conflict at the Crossroads of Europe and Russia

A protester sits on a monument in Kyiv during clashes with riot police in February 2014.

  • Russia’s unprovoked invasion of Ukraine in 2022 has set alight the bloodiest conflict in Europe since World War II.
  • A former Soviet republic, Ukraine had deep cultural, economic, and political bonds with Russia, but the war could irreparably harm their relations.
  • Some experts view the Russia-Ukraine war as a manifestation of renewed geopolitical rivalry between major world powers.

Introduction

Ukraine has long played an important, yet sometimes overlooked, role in the global security order. Today, the country is on the front lines of a renewed great-power rivalry that many analysts say will dominate international relations in the decades ahead.

Russia’s invasion of Ukraine in February 2022 marked a dramatic escalation of the eight-year-old conflict that began with Russia’s annexation of Crimea and signified a historic turning point for European security. A year after the fighting began, many defense and foreign policy analysts cast the war as a major strategic blunder by Russian President Vladimir Putin.  

  • NATO (North Atlantic Treaty Organization)
  • United States
  • Military Operations

Many observers see little prospect for a diplomatic resolution in the months ahead and instead acknowledge the potential for a dangerous escalation, which could include Russia’s use of a nuclear weapon. The war has hastened Ukraine’s push to join Western political blocs, including the European Union (EU) and the North Atlantic Treaty Organization (NATO).

Why is Ukraine a geopolitical flash point?

Ukraine was a cornerstone of the Soviet Union, the archrival of the United States during the Cold War. Behind only Russia, it was the second-most-populous and -powerful of the fifteen Soviet republics, home to much of the union’s agricultural production, defense industries, and military, including the Black Sea Fleet and some of the nuclear arsenal. Ukraine was so vital to the union that its decision to sever ties in 1991 proved to be a coup de grâce for the ailing superpower. In its three decades of independence, Ukraine has sought to forge its own path as a sovereign state while looking to align more closely with Western institutions, including the EU and NATO. However, Kyiv struggled to balance its foreign relations and to bridge deep internal divisions . A more nationalist, Ukrainian-speaking population in western parts of the country generally supported greater integration with Europe, while a mostly Russian-speaking community in the east favored closer ties with Russia.

Ukraine became a battleground in 2014 when Russia annexed Crimea and began arming and abetting separatists in the Donbas region in the country’s southeast. Russia’s seizure of Crimea was the first time since World War II that a European state annexed the territory of another. More than fourteen thousand people died in the fighting in the Donbas between 2014 and 2021, the bloodiest conflict in Europe since the Balkan Wars of the 1990s. The hostilities marked a clear shift in the global security environment from a unipolar period of U.S. dominance to one defined by renewed competition between great powers [PDF].

In February 2022, Russia embarked on a full-scale invasion of Ukraine with the aim of toppling the Western-aligned government of Volodymyr Zelenskyy.

What are Russia’s broad interests in Ukraine?

Russia has deep cultural, economic, and political bonds with Ukraine, and in many ways Ukraine is central to Russia’s identity and vision for itself in the world.

Family ties . Russia and Ukraine have strong familial bonds that go back centuries. Kyiv, Ukraine’s capital, is sometimes referred to as “the mother of Russian cities,” on par in terms of cultural influence with Moscow and St. Petersburg. It was in Kyiv in the eighth and ninth centuries that Christianity was brought from Byzantium to the Slavic peoples. And it was Christianity that served as the anchor for Kievan Rus, the early Slavic state from which modern Russians, Ukrainians, and Belarussians draw their lineage.

Russian diaspora . Approximately eight million ethnic Russians were living in Ukraine as of 2001, according to a census taken that year, mostly in the south and east. Moscow claimed a duty to protect these people as a pretext for its actions in Crimea and the Donbas in 2014.

Superpower image . After the Soviet collapse, many Russian politicians viewed the divorce with Ukraine as a mistake of history and a threat to Russia’s standing as a great power. Losing a permanent hold on Ukraine, and letting it fall into the Western orbit, would be seen by many as a major blow to Russia’s international prestige. In 2022, Putin cast the escalating war with Ukraine as a part of a broader struggle against Western powers he says are intent on destroying Russia.

Crimea . Soviet leader Nikita Khrushchev transferred Crimea from Russia to Ukraine in 1954 to strengthen the “brotherly ties between the Ukrainian and Russian peoples.” However, since the fall of the union, many Russian nationalists in both Russia and Crimea longed for a return of the peninsula. The city of Sevastopol is home port for Russia’s Black Sea Fleet, the dominant maritime force in the region.

Trade . Russia was for a long time Ukraine’s largest trading partner , although this link withered dramatically in recent years. China eventually surpassed Russia in trade with Ukraine. Prior to its invasion of Crimea, Russia had hoped to pull Ukraine into its single market, the Eurasian Economic Union, which today includes Armenia, Belarus, Kazakhstan, and Kyrgyzstan.

Energy . Moscow relied on Ukrainian pipelines to pump its gas to customers in Central and Eastern Europe for decades, and it paid Kyiv billions of dollars per year in transit fees. The flow of Russian gas through Ukraine continued in early 2023 despite the hostilities between the two countries, but volumes were reduced and the pipelines remained in serious jeopardy.

Political sway . Russia was keen to preserve its political influence in Ukraine and throughout the former Soviet Union, particularly after its preferred candidate for Ukrainian president in 2004, Viktor Yanukovych, lost to a reformist competitor as part of the Orange Revolution popular movement. This shock to Russia’s interests in Ukraine came after a similar electoral defeat for the Kremlin in Georgia in 2003, known as the Rose Revolution, and was followed by another—the Tulip Revolution—in Kyrgyzstan in 2005. Yanukovych later became president of Ukraine, in 2010, amid voter discontent with the Orange government.

What triggered Russia’s moves in Crimea and the Donbas in 2014?

It was Ukraine’s ties with the EU that brought tensions to a head with Russia in 2013–14. In late 2013, President Yanukovych, acting under pressure from his supporters in Moscow, scrapped plans to formalize a closer economic relationship with the EU. Russia had at the same time been pressing Ukraine to join the not-yet-formed EAEU. Many Ukrainians perceived Yanukovych’s decision as a betrayal by a deeply corrupt and incompetent government, and it ignited countrywide protests known as Euromaidan.

Putin framed the ensuing tumult of Euromaidan, which forced Yanukovych from power, as a Western-backed “fascist coup” that endangered the ethnic Russian majority in Crimea. (Western leaders dismissed this as baseless propaganda reminiscent of the Soviet era.) In response, Putin ordered a covert invasion of Crimea that he later justified as a rescue operation. “There is a limit to everything. And with Ukraine, our western partners have crossed the line,” Putin said in a March 2014 address formalizing the annexation.

Putin employed a similar narrative to justify his support for separatists in southeastern Ukraine, another region home to large numbers of ethnic Russians and Russian speakers. He famously referred to the area as Novorossiya (New Russia), a term dating back to eighteenth-century imperial Russia. Armed Russian provocateurs, including some agents of Russian security services, are believed to have played a central role in stirring the anti-Euromaidan secessionist movements in the region into a rebellion. However, unlike Crimea, Russia continued to officially deny its involvement in the Donbas conflict until it launched its wider invasion of Ukraine in 2022.

Why did Russia launch a full-scale invasion of Ukraine in 2022?

Some Western analysts see Russia’s 2022 invasion as the culmination of the Kremlin’s growing resentment toward NATO’s post–Cold War expansion into the former Soviet sphere of influence. Russian leaders, including Putin, have alleged that the United States and NATO repeatedly violated pledges they made in the early 1990s to not expand the alliance into the former Soviet bloc. They view NATO’s enlargement during this tumultuous period for Russia as a humiliating imposition about which they could do little but watch.

In the weeks leading up to NATO’s 2008 summit, President Vladimir Putin warned U.S. diplomats that steps to bring Ukraine into the alliance “would be a hostile act toward Russia.” Months later, Russia went to war with Georgia, seemingly showcasing Putin’s willingness to use force to secure his country’s interests. (Some independent observers faulted Georgia for initiating the so-called August War but blamed Russia for escalating hostilities.)

Despite remaining a nonmember, Ukraine grew its ties with NATO in the years leading up to the 2022 invasion. Ukraine held annual military exercises with the alliance and, in 2020, became one of just six enhanced opportunity partners, a special status for the bloc’s closest nonmember allies. Moreover, Kyiv affirmed its goal to eventually gain full NATO membership.

In the weeks leading up to its invasion, Russia made several major security demands of the United States and NATO, including that they cease expanding the alliance, seek Russian consent for certain NATO deployments, and remove U.S. nuclear weapons from Europe. Alliance leaders responded that they were open to new diplomacy but were unwilling to discuss shutting NATO’s doors to new members.

“While in the United States we talk about a Ukraine crisis , from the Russian standpoint this is a crisis in European security architecture,” CFR’s Thomas Graham told Arms Control Today in February 2022. “And the fundamental issue they want to negotiate is the revision of European security architecture as it now stands to something that is more favorable to Russian interests.”

Other experts have said that perhaps the most important motivating factor for Putin was his fear that Ukraine would continue to develop into a modern, Western-style democracy that would inevitably undermine his autocratic regime in Russia and dash his hopes of rebuilding a Russia-led sphere of influence in Eastern Europe. “[Putin] wants to destabilize Ukraine , frighten Ukraine,” writes historian Anne Applebaum in the Atlantic . “He wants Ukrainian democracy to fail. He wants the Ukrainian economy to collapse. He wants foreign investors to flee. He wants his neighbors—in Belarus, Kazakhstan, even Poland and Hungary—to doubt whether democracy will ever be viable, in the longer term, in their countries too.”

What are Russia’s objectives in Ukraine?

Putin’s Russia has been described as a revanchist power, keen to regain its former power and prestige. “It was always Putin’s goal to restore Russia to the status of a great power in northern Eurasia,” writes Gerard Toal, an international affairs professor at Virginia Tech, in his book Near Abroad . “The end goal was not to re-create the Soviet Union but to make Russia great again.”

By seizing Crimea in 2014, Russia solidified its control of a strategic foothold on the Black Sea. With a larger and more sophisticated military presence there, Russia can project power deeper into the Mediterranean, Middle East, and North Africa, where it has traditionally had limited influence. Some analysts argue that Western powers failed to impose meaningful costs on Russia in response to its annexation of Crimea, which they say only increased Putin’s willingness to use military force in pursuit of his foreign policy objectives. Until its invasion in 2022, Russia’s strategic gains in the Donbas were more fragile. Supporting the separatists had, at least temporarily, increased its bargaining power vis-à-vis Ukraine.  

In July 2021, Putin authored what many Western foreign policy experts viewed as an ominous article explaining his controversial views of the shared history between Russia and Ukraine. Among other remarks, Putin described Russians and Ukrainians as “one people” who effectively occupy “the same historical and spiritual space.”

Throughout that year, Russia amassed tens of thousands of troops along the border with Ukraine and later into allied Belarus under the auspices of military exercises. In February 2022, Putin ordered a full-scale invasion, crossing a force of some two hundred thousand troops into Ukrainian territory from the south (Crimea), east (Russia), and north (Belarus), in an attempt to seize major cities, including the capital Kyiv, and depose the government. Putin said the broad goals were to “de-Nazify” and “de-militarize” Ukraine.

However, in the early weeks of the invasion, Ukrainian forces marshaled a stalwart resistance that succeeded in bogging down the Russian military in many areas, including in Kyiv. Many defense analysts say that Russian forces have suffered from low morale, poor logistics, and an ill-conceived military strategy that assumed Ukraine would fall quickly and easily.

In August 2022, Ukraine launched a major counteroffensive against Russian forces, recapturing thousands of square miles of territory in the Kharkiv and Kherson regions. The campaigns marked a stunning setback for Russia. Amid the Russian retreat, Putin ordered the mobilization of some three hundred thousand more troops, illegally annexed four more Ukrainian regions, and threatened to use nuclear weapons to defend Russia’s “territorial integrity.”

Fighting in the subsequent months focused along various fronts in the Donbas, and Russia adopted a new tactic of targeting civilian infrastructure in several distant Ukrainian cities, including Kyiv, with missile and drone strikes. At the first-year mark of the war, Western officials estimated that more than one hundred thousand Ukrainians had been killed or wounded , while Russian losses were likely even higher, possibly double that figure. Meanwhile, some eight million refugees had fled Ukraine, and millions more were internally displaced. Ahead of the spring thaw, Ukraine’s Western allies pledged to send more-sophisticated military aid, including tanks. Most security analysts see little chance for diplomacy in the months ahead, as both sides have strong motives to continue the fight.

What have been U.S. priorities in Ukraine?

Immediately following the Soviet collapse, Washington’s priority was pushing Ukraine—along with Belarus and Kazakhstan—to forfeit its nuclear arsenal so that only Russia would retain the former union’s weapons. At the same time, the United States rushed to bolster the shaky democracy in Russia. Some prominent observers at the time felt that the United States was premature in this courtship with Russia, and that it should have worked more on fostering geopolitical pluralism in the rest of the former Soviet Union.

Former U.S. National Security Advisor Zbigniew Brzezinski, in Foreign Affairs in early 1994, described a healthy and stable Ukraine as a critical counterweight to Russia and the lynchpin of what he advocated should be the new U.S. grand strategy after the Cold War. “It cannot be stressed strongly enough that without Ukraine, Russia ceases to be an empire, but with Ukraine suborned and then subordinated, Russia automatically becomes an empire,” he wrote. In the months after Brzezinski’s article was published, the United States, the United Kingdom, and Russia pledged via the Budapest Referendum to respect Ukraine’s independence and sovereignty in return for it becoming a nonnuclear state.

Twenty years later, as Russian forces seized Crimea, restoring and strengthening Ukraine’s sovereignty reemerged as a top U.S. and EU foreign policy priority. Following the 2022 invasion, U.S. and NATO allies dramatically increased defense, economic, and humanitarian assistance to Ukraine, as well as ramped up their sanctions on Russia. However, Western leaders have been careful to avoid actions they believe will draw their countries into the war or otherwise escalate it, which could, in the extreme, pose a nuclear threat.  

Ukraine’s Struggle for Independence in Russia’s Shadow

essay about war in ukraine and russia 2022

What are U.S. and EU policy in Ukraine?

The United States remains committed to the restoration of Ukraine’s territorial integrity and sovereignty. It does not recognize Russia’s claims to Crimea or the other regions unlawfully annexed by Russia. Prior to the 2022 invasion, the United States supported a settlement of the Donbas conflict via the Minsk agreements [PDF].

Western powers and their partners have taken many steps to increase aid to Ukraine and punish Russia for its 2022 offensive. As of February 2023, the United States has provided Ukraine more than $50 billion in assistance, which includes advanced military aid, such as rocket and missile systems, helicopters, drones, and tanks. Several NATO allies are providing similar aid.

Meanwhile, the international sanctions on Russia have vastly expanded, covering much of its financial, energy, defense, and tech sectors and targeting the assets of wealthy oligarchs and other individuals. The U.S. and some European governments also banned some Russian banks from the Society for Worldwide Interbank Financial Telecommunication, a financial messaging system known as SWIFT; placed restrictions on Russia’s ability to access its vast foreign reserves; and blacklisted Russia’s central bank. Moreover, many influential Western companies have shuttered or suspended operations in Russia. The Group of Eight, now known as the Group of Seven , suspended Russia from its ranks indefinitely in 2014.  

The invasion also cost Russia its long-awaited Nord Stream 2 pipeline after Germany suspended its regulatory approval in February. Many critics, including U.S. and Ukrainian officials, opposed the natural gas pipeline during its development, claiming it would give Russia greater political leverage over Ukraine and the European gas market. In August, Russia indefinitely suspended operations of Nord Stream 1, which provided the European market with as much as a third of its natural gas.

What do Ukrainians want?

Russia’s aggression in recent years has galvanized public support for Ukraine’s Westward leanings. In the wake of Euromaidan, the country elected as president the billionaire businessman Petro Poroshenko, a staunch proponent of EU and NATO integration. In 2019, Zelensky defeated Poroshenko in a sign of the public’s deep dissatisfaction with the political establishment and its halting battle against corruption and an oligarchic economy.

Before the 2022 offensive, polls indicated that Ukrainians held mixed views on NATO and EU membership . More than half of those surveyed (not including residents of Crimea and the contested regions in the east) supported EU membership, while 40 to 50 percent were in favor of joining NATO.

Just days after the invasion, President Zelenskyy requested that the EU put Ukraine on a fast track to membership. The country became an official candidate in June 2022, but experts caution that the membership process could take years. In September of that year, Zelenskyy submitted a formal application for Ukraine to join NATO, pushing for an accelerated admission process for that bloc as well. Many Western analysts say that, similar to Ukraine’s EU bid, NATO membership does not seem likely in the near term.

  • What triggered Russia’s moves in 2014?
  • Why did Russia launch an invasion in 2022?

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Understanding Russia’s Invasion of Ukraine

Understanding Russia’s Invasion of Ukraine

  • Aaron Stein
  • Maia Otarashvili
  • February 24, 2022
  • Eurasia Program

Introduction 

On February 24, 2022 Russia began its invasion of Ukraine. 

In times of crisis, balanced, in-depth analysis and trusted expertise is paramount. The Foreign Policy Research Institute (FPRI) remains committed in its mission to provide expert analysis to policy makers and the public on the most pressing foreign policy challenges.

To help you understand this evolving crisis, we have compiled a list of publications, event recordings, and podcasts to help explain current events in Ukraine. FPRI has also included resources about other protracted conflicts, the neighboring Baltic states, and the role of NATO in managing the fallout from the war.

If you have not already done so, be sure to follow the FPRI fellows listed below for further reading and resources. For press inquiries, please contact [email protected]

Russian Aggression in Ukraine & Russian Defense 

  • Moscow’s Mind Games: Finding Ideology in Putin’s Russia – February 2023
  • The Confrontation with Russia and US Grand Strategy – February 2023
  • Tanks a Lot (Well, Actually Not That Many for Ukraine) – February 2023
  • Wagner Group Redefined: Threats and Responses – January 2023
  • ‘Let’s Make a Deal’? Ukraine and the Poor Prospects for Negotiations with Putin – January 2023
  • Will Russia Survive Until 2084? – December 2022 
  • How the Battle for the Donbas Shaped Ukraine’s Success – December 2022 
  • Ecological Path to Peace Is Possible in Ukraine – November 2022 
  • Putin’s Philosophers: Reading Vasily Grossman in the Kremlin – November 2022 
  • The Russian-Ukrainian War Triggers an Energy Revolution – September 2022 
  • Ukraine’s Defense Industry and the Prospect of a Long War – September 2022
  • Understanding Russia’s Efforts at Technological Sovereignty – September 2022
  • Watching the War on Russian Television – August 2022
  • War Crimes in Ukraine: In Search of a Response – August 2022
  • Why Russian Elites Are Standing By Putin – July 2022
  • Climate Action Meets Energy Security: The Russian Invasion of Ukraine Adds a New Dimension to Energy Transition – June 2022
  • The War’s Impact on Russia’s Economy and Ukrainian Politics – June 2022
  • The Evolving Political-Military Aims in the War in Ukraine After 100 Days   – June 2022
  • How Russia’s Invasion of Ukraine has Affected Kazakh Politics – June 2022
  • Russia’s Use of Cyberattacks: Lessons from the Second Ukraine War – June 2022
  • What’s Next for Ukraine’s (and its Neighbors’) Domestic and Foreign Policy? – June 2022
  • Reviving the Prospects for Coercive Diplomacy in Ukraine – May 2022
  • Food Prices, Elections, and the Wagner Group in Africa – April 2022
  • Appraising the War in Ukraine and Likely Outcomes – April 2022
  • Ukraine War Sparks Suspicion over Russia’s Designs on Kazakhstan – April 2022
  • Do Russians Really “Long for War” in Ukraine? – March 2022
  • Kadyrov’s Ukraine Gamble – March 2022
  • Lukashenka’s Fatal Mistake – March 2022
  • What We Can Learn about Russian Strategy from Ivan III – March 2022
  • The Russian Navy in the Russia-Ukraine War Scare – February 2022
  • How Will China Respond to the Russia-Ukraine Crisis? – January 2022
  • Moscow’s Compellence Strategy – January 2022
  • Zapad 2021 and Russia’s Potential for Warfighting – September 2021 
  • Russia’s Coercive Diplomacy – August 2021 
  • Russia’s Forever Wars: Syria and Pursuit of Great Power Status – September 2021
  • Understanding Russia’s Cyber Strategy – July 2021
  • Russia’s Nuclear Strategy: A Show of Strength Despite COVID-19 – May 2021
  • Even Thieves Need a Safe: Why the Putin Regime Causes, Deplores, and Yet Relies on Capital Flight for its Survival – November 2021
  • Five Years of War in the Donbas – October 2019 
  • Coal Mines, Land Mines and Nuclear Bombs: The Environmental Cost of the War in Eastern Ukraine – September 2019
  • ​​ Volodymyr Zelensky: Ukraine’s Servant of the People? – September 2019 
  • Russia’s Tragic Great Power Politics – March 2019
  • Ukraine’s Presidential Election and the Future of its Foreign Policy – March 2019
  • Bond of War: Russian Geo-Economics in Ukraine’s Sovereign Debt Restructuring – September 2018
  • The Ukrainian Military: From Degradation to Renewal – August 2018
  • Reflecting on a Year of War – February 2023
  • Will Russia Survive Until 2084? – January 2023
  • The Russia-Ukraine War and Implications for Azerbaijan – July 2022
  • Russia’s War in Ukraine: Uncompromising Objectives and an Uncertain Future – June 2022 
  • The State of Play in Ukraine – May 2022
  • Russia’s War in Ukraine: Nukes, Negotiations, and Neutrality – April 2022 
  • Russia’s War in Ukraine: Implications for China  – March 2022
  • What the West Needs to Know About Russia’s War in Ukraine – March 2022
  • Russia’s War in Ukraine: Analyzing the Western Military and Economic Response – March 2022
  • Russia’s War in Ukraine: The Humanitarian Crisis and Prospects for Resolution – March 2022
  • Russia’s Long Shadow and the Future of Europe – February 2022
  • Russia-Ukraine Tensions: Will Moscow’s Compellence Strategy Work? – January 2022 
  • Interview with Russian Dissident Ilya & Former Duma Member Ilya Ponomarev – January 2022
  • Russia’s Coercive Diplomacy  – August 2021
  • FPRI Special Briefing: U.S. Sanctions Against Russia – March 2021
  • FPRI Special Briefing: Alexeyi Navalny and U.S.-Russia Relations – February 2021
  • Don’t Mention the War – April 2023
  • Torn in the USA: How Important is the War in Ukraine for the United States? – March 2023
  • Ukraine One Year In: The Helpers – March 2023
  • Reflecting on a Year of War – February 2023 
  • Mobilize This – January 2023
  • War in Ukraine: A Firsthand Account – December 2022 
  • Public Opinion in Russia: What Do We Know, What Can We Know? – November 2022
  • Russia’s War in Ukraine: The Strategic Picture – September 2022
  • Russia’s Manpower Conundrum in Ukraine – May 2022
  • The Air War Over Ukraine – March 2022 
  • Debating a No Fly Zone: The Risk of Escalation with Moscow – March 2022
  • Examining Russia’s Invasion of Ukraine – March 2022
  • The Risk of War: Russia’s Options for War in Ukraine – February 2022
  • The Risk of War in Ukraine: Moscow’s Military Posture – February 2022
  • Tensions Over Ukraine: Russia’s Rationale for War – February 2022
  • Russian Perceptions of Military AI and Automation – February 2022
  • Russia’s Anti-Satellite Weapon: Understanding Russia’s ASAT Test – November 2021
  • How Do You Solve a Problem Like Navalny? – September 2021
  • Russia’s Coercive Diplomacy: Looking Back at the Ukraine Crisis – August 2021
  • Russian-Turkish Relations and Their Implications for the West – May 2021
  • Learning From Our Adversaries: Russian Aerial Operations in Syria – April 2021

Protracted Conflicts: Moldova and Georgia

  • War As a Neighbor: Moldova and the Challenges of Facing Russian Aggression in Ukraine – April 2023
  • Strategic Connectivity in the Black Sea: A Focus on Georgia – December 2021
  • Taking Stock of U.S. Military Assistance to Georgia – December 2021 
  • Georgia’s Democracy is in Trouble, It’s Time for Closer Engagement – November 2021 
  • Russia’ Permanent War Against Georgia – March 2021
  • Georgia’s Doomed Deep-Sea Port Ambitions: Geopolitics of the Canceled Anaklia Project – October 2020
  • Anatomy of a Fraud: The Moldovan Parliamentary Elections – March 2019
  • Geopolitical Games Expected Ahead of Moldova’s 2018 Elections – October 2017 
  • The Future of US Strategic Interests in the South Caucasus: Challenges and Opportunities for the Biden Administration – October 2021
  • Tug of War in the Black Sea: Defending NATO’s Eastern Flank – July 2021
  • The Turkish Veto: Why Erdogan Is Blocking Finland and Sweden’s Path to NATO – March 2023
  • Article 5 for the Next Decade of NATO – December 2022 
  • The Art of the Possible: Minimizing Risks as a New European Order Takes Shape – November 2022 
  • The Baltics Predicted the Suspension of the Ukraine Grain Deal — and Contributed to its Resumption – November 2022
  • Good and Bad Neighbors: Perceptions in Latvian Society – September 2022
  • Europe’s Wait for Turkmen Natural Gas Continues – September 2022 
  • From the Migrant Crisis to Aggression in Ukraine: Belarus is Still on the Baltic Agenda – July 2022 
  • Two Less Obvious Lessons for Baltic Defense from Russia’s Invasion of Ukraine – June 2022
  • The Baltic Road to Energy Independence from Russia Is Nearing Completion – May 2022
  • America Needs a Comprehensive Compellence Strategy Against Russia – April 2022
  • Baltic Sea Mining as an Extension of the Russian Gray Zone – April 2022
  • The Significance of the Turkish Straits to the Russian Navy – March 2022
  • Fear, Solidarity, and Calls for Further Action in the Baltics as Russia Invades Ukraine – March 2022
  • Latvia’s First Response to Russia’s War in Ukraine – March 2022
  • Turkey’s Careful and Risky Fence-Sitting between Ukraine and Russia – February 2022
  • At the Double: Poland’s Military Expansion – January 2022 
  • Turkey’s Response to the Russia-Ukraine Crisis – January 2022 
  • Afghanistan was a Turbulent NATO Proving Ground for the Baltic States – December 2021
  • Crowded Pond: NATO and Russian Maritime Power in the Baltic Sea – December 2021 
  • Baltic Perspectives on U.S. and Transatlantic Nuclear Negotiations with Russia – October 2021
  • Namejs vs. Zapad: Military Exercises on Both Sides of the Frontline – September 2021 
  • Reconceptualizing Lithuania’s Importance for U.S Foreign Policy – July 2021
  • Russian-Turkish Relations and Their Implications for the West – April 2021
  • Nord Stream 2: Germany’s Faustian Bargain with Gazprom and Why it Matters for the Baltics – December 2020
  • Cooperation, Competition, and Compartmentalization: Russian-Turkish Relations and Their Implications for the West – May 2021
  • America’s Approach to the Three Seas Initiative – May 2021
  • The Baltic States as NATO Heavyweights – March 2023 
  • The Future of European Energy – February 2023
  • What’s Happening With Russian Speakers in Latvia? – January 2023
  • We Can France if We Want To: What Does Paris Want for Ukraine and Europe? – November 2022 
  • Giorgia on My Mind: Italy’s Rightward Turn and Its Implications – October 2022 
  • Stuck in the Magyar: Why is Hungary the “Bad Boy” of Europe? – October 2022 
  • Bloc Party: The EU and the War in Ukraine – September 2022 
  • The View from Ukraine: An interview with Dr. Volodymyr Dubovyk – August 2022 
  • What Does Erdogan, Erdo-want? – July 2022
  • Baltic Power Hour – July 2022
  • No More Niinistö Nice Guy: Has Finland’s Security Calculus Changed? – June 2022
  • Swedening the Deal: Stockholm Turns to NATO – June 2022
  • The Energy Trilemma: An interview with Dr. Andrei Belyi – May 2022
  • The Sejm Difference? Poland and the New, Old Europe – May 2022
  • Bundes-where? Germany’s Politics and Security in Changing Times – May 2022
  • Ukrainian Refugees in Latvia: An interview with Agnese Lāce  – April 2022
  • Who Speaks For Eastern Europe? – February 2022
  • Foreign Minister Edgars Rinkēvičs on Latvia’s Foreign Policy Challenges – November 2021 
  • Reframing the Baltic states: An Interview with Dr. Andres Kasekamp – October 2021

FPRI Experts to Follow 

  • Rob Lee – @RALee85   Eurasia Senior Fellow, PhD Student at King’s College, London
  • Bob Hamilton – @BobHam88   Black Sea Fellow, Research Professor at the U.S. Army War College  
  • Maia Otarashvili – @MaiaVanRijn Deputy Director of Research
  • Aaron Stein – @aaronstein1  
  • Chris Miller – @crmiller1 Director of Eurasia Program, Assistant Professor at The Fletcher School, Tufts University
  • Nikolas Gvosdev @FPRI_Orbis   Editor, Orbis: FPRI’s Journal of World Affairs, Captain Jerome E. Levy Chair in Economic Geography and National Security at the U.S. Naval War College
  • Clint Watts – @SelectedWisdom Distinguished Research Fellow , National Security Contributor for NBC News and MSNBC
  • Indra Ekmanis – @indraekmanis Baltic Sea Fellow and Editor of the Baltic Bulletin
  • Una Bergmane @UnaBergmane Baltic Sea Fellow, Researcher at the University of Helsinki
  • Mitchell Orenstein @m_orenstein   Eurasia Senior Fellow, Professor of East European and Russian Studies, University of Pennsylvania
  • Stephanie Petrella @sdpetrella  Eurasia Fellow
  • Sara Ashbaugh @sara_ashbaugh Editor in Chief, BMB Russia
  • Eilish Hart @EilishHart    Eurasia F ellow, Eurasia Program
  • Clara Marchaud @ClaraMarchaud Editor of BMB Ukraine

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9 big questions about Russia’s war in Ukraine, answered

Addressing some of the most pressing questions of the whole war, from how it started to how it might end.

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by Zack Beauchamp

A Ukrainian woman stands with her belongings outside a bombed maternity hospital in Mariupol.

The Russian war in Ukraine has proven itself to be one of the most consequential political events of our time — and one of the most confusing.

From the outset, Russia’s decision to invade was hard to understand; it seemed at odds with what most experts saw as Russia’s strategic interests. As the war has progressed, the widely predicted Russian victory has failed to emerge as Ukrainian fighters have repeatedly fended off attacks from a vastly superior force. Around the world, from Washington to Berlin to Beijing, global powers have reacted in striking and even historically unprecedented fashion.

What follows is an attempt to make sense of all of this: to tackle the biggest questions everyone is asking about the war. It is a comprehensive guide to understanding what is happening in Ukraine and why it matters.

1) Why did Russia invade Ukraine?

In a televised speech announcing Russia’s “special military operation” in Ukraine on February 24 , Russian President Vladimir Putin said the invasion was designed to stop a “genocide” perpetrated by “the Kyiv regime” — and ultimately to achieve “the demilitarization and de-Nazification of Ukraine.”

Though the claims of genocide and Nazi rule in Kyiv were transparently false , the rhetoric revealed Putin’s maximalist war aims: regime change (“de-Nazification”) and the elimination of Ukraine’s status as a sovereign state outside of Russian control (“demilitarization”). Why he would want to do this is a more complex story, one that emerges out of the very long arc of Russian-Ukrainian relations.

Ukraine and Russia have significant, deep, and longstanding cultural and historical ties; both date their political origins back to the ninth-century Slavic kingdom of Kievan Rus. But these ties do not make them historically identical, as Putin has repeatedly claimed in his public rhetoric. Since the rise of the modern Ukrainian national movement in the mid- to late-19th century , Russian rule in Ukraine — in both the czarist and Soviet periods — increasingly came to resemble that of an imperial power governing an unwilling colony .

Russian imperial rule ended in 1991 when 92 percent of Ukrainians voted in a national referendum to secede from the decaying Soviet Union. Almost immediately afterward , political scientists and regional experts began warning that the Russian-Ukrainian border would be a flashpoint, predicting that internal divides between the more pro-European population of western Ukraine and relatively more pro-Russian east , contested territory like the Crimean Peninsula , and Russian desire to reestablish control over its wayward vassal could all lead to conflict between the new neighbors.

It took about 20 years for these predictions to be proven right. In late 2013, Ukrainians took tothe streets to protest the authoritarian and pro-Russian tilt of incumbent President Viktor Yanukovych, forcing his resignation on February 22, 2014. Five days later, the Russian military swiftly seized control of Crimea and declared it Russian territory, a brazenly illegal move that a majority of Crimeans nonetheless seemed to welcome . Pro-Russia protests in Russian-speaking eastern Ukraine gave way to a violent rebellion — one stoked and armed by the Kremlin , and backed by disguised Russian troops .

Protesters carrying a huge European Union flag.

The Ukrainian uprising against Yanukovych — called the “Euromaidan” movement because they were pro-EU protests that most prominently took place in Kyiv’s Maidan square — represented to Russia a threat not just to its influence over Ukraine but to the very survival of Putin’s regime. In Putin’s mind, Euromaidan was a Western-sponsored plot to overthrow a Kremlin ally, part of a broader plan to undermine Russia itself that included NATO’s post-Cold War expansions to the east.

“We understand what is happening; we understand that [the protests] were aimed against Ukraine and Russia and against Eurasian integration,” he said in a March 2014 speech on the annexation of Crimea. “With Ukraine, our Western partners have crossed the line.”

Beneath this rhetoric, according to experts on Russia, lies a deeper unstated fear: that his regime might fall prey to a similar protest movement . Ukraine could not succeed, in his view, because it might create a pro-Western model for Russians to emulate — one that the United States might eventually try to covertly export to Moscow. This was a central part of his thinking in 2014 , and it remains sotoday.

“He sees CIA agents behind every anti-Russian political movement,” says Seva Gunitsky, a political scientist who studies Russia at the University of Toronto. “He thinks the West wants to subvert his regime the way they did in Ukraine.”

Beginning in March 2021, Russian forces began deploying to the Ukrainian border in larger and larger numbers. Putin’s nationalist rhetoric became more aggressive: In July 2021, the Russian president published a 5,000-word essay arguing that Ukrainian nationalism was a fiction, that the country was historically always part of Russia, and that a pro-Western Ukraine posed an existential threat to the Russian nation.

  • Europe’s embrace of Ukrainian refugees, explained in six charts and one map

“The formation of an ethnically pure Ukrainian state, aggressive towards Russia, is comparable in its consequences to the use of weapons of mass destruction against us,” as he put it in his 2021 essay .

Why Putin decided that merely seizing part of Ukraine was no longer enough remains a matter of significant debate among experts. One theory, advanced by Russian journalist Mikhail Zygar , is that pandemic-induced isolation drove him to an extreme ideological place.

But while the immediate cause of Putin’s shift on Ukraine is not clear, the nature of that shift is. His longtime belief in the urgency of restoring Russia’s greatness curdled into a neo-imperial desire to bring Ukraine back under direct Russian control. And in Russia, where Putin rules basically unchecked, that meant a full-scale war.

2) Who is winning the war?

On paper , Russia’s military vastly outstrips Ukraine’s. Russia spends over 10 times as much on defense annually as Ukraine; the Russian military has a little under three times as much artillery as Ukraine and roughly 10 times as many fixed-wing aircraft. As a result, the general pre-invasion view was that Russia would easily win a conventional war. In early February, Chairman of the Joint Chiefs Mark Milley told members of Congress that Kyiv, the capital, could fall within 72 hours of a Russian invasion .

But that’s not how things have played out . A month into the invasion, Ukrainians still hold Kyiv. Russia has made some gains, especially in the east and south, but the consensus view among military experts is that Ukraine’s defenses have held stoutly — to the point where Ukrainians have been able to launch counteroffensives .

A soldier walks in front of a destroyed Russian tank in Kharkov, Ukraine, on March 14.

The initial Russian plan reportedly operated under the assumption that a swift march on Kyiv would meet only token resistance. Putin “actually really thought this would be a ‘special military operation’: They would be done in a few days, and it wouldn’t be a real war,” says Michael Kofman, an expert on the Russian military at the CNA think tank.

This plan fell apart within the first 48 hours of the war when early operations like an airborne assault on the Hostomel airport ended in disaster , forcing Russian generals to develop a new strategy on the fly. What they came up with — massive artillery bombardments and attempts to encircle and besiege Ukraine’s major cities — was more effective (and more brutal). The Russians made some inroads into Ukrainian territory, especially in the south, where they have laid siege to Mariupol and taken Kherson and Melitopol.

Assessed territory in Ukraine controlled by Russian military (in red).

But these Russian advances are a bit misleading. Ukraine, Kofman explains, made the tactical decision to trade “space for time” : to withdraw strategically rather than fight for every inch of Ukrainian land, confronting the Russians on the territory and at the time of their choosing.

As the fighting continued, the nature of the Ukrainian choice became clearer. Instead of getting into pitched large-scale battles with Russians on open terrain, where Russia’s numerical advantages would prove decisive, the Ukrainians instead decided to engage in a series of smaller-scale clashes .

Ukrainian forces have bogged down Russian units in towns and smaller cities ; street-to-street combat favors defenders who can use their superior knowledge of the city’s geography to hide and conduct ambushes. They have attacked isolated and exposed Russian units traveling on open roads. They have repeatedly raided poorly protected supply lines.

This approach has proven remarkably effective. By mid-March, Western intelligence agencies and open source analysts concluded that the Ukrainians had successfully managed to stall the Russian invasion. The Russian military all but openly recognized this reality in a late March briefing, in which top generals implausibly claimed they never intended to take Kyiv and were always focused on making territorial gains in the east.

“The initial Russian campaign to invade and conquer Ukraine is culminating without achieving its objectives — it is being defeated, in other words,” military scholar Frederick Kagan wrote in a March 22 brief for the Institute for the Study of War (ISW) think tank.

Currently, Ukrainian forces are on the offensive. They have pushed the Russians farther from Kyiv , with some reports suggesting they have retaken the suburb of Irpin and forced Russia to withdraw some of its forces from the area in a tacit admission of defeat. In the south, Ukrainian forces are contesting Russian control over Kherson .

And throughout the fighting, Russian casualties have been horrifically high.

It’s hard to get accurate information in a war zone, but one of the more authoritative estimates of Russian war dead — from the US Defense Department — concludes that over 7,000 Russian soldiers have been killed in the first three weeks of fighting, a figure about three times as large as the total US service members dead in all 20 years of fighting in Afghanistan. A separate NATO estimate puts that at the low end, estimating between 7,000 and 15,000 Russians killed in action and as many as 40,000 total losses (including injuries, captures, and desertions). Seven Russian generals have been reported killed in the fighting, and materiel losses — ranging from armor to aircraft — have been enormous. (Russia puts its death toll at more than 1,300 soldiers, which is almost certainly a significant undercount.)

This all does not mean that a Russian victory is impossible. Any number of things, ranging from Russian reinforcements to the fall of besieged Mariupol, could give the war effort new life.

It does, however, mean that what Russia is doing right now hasn’t worked.

“If the point is just to wreak havoc, then they’re doing fine. But if the point is to wreak havoc and thus advance further — be able to hold more territory — they’re not doing fine,” says Olga Oliker, the program director for Europe and Central Asia at the International Crisis Group.

3) Why is Russia’s military performing so poorly?

Russia’s invasion has gone awry for two basic reasons: Its military wasn’t ready to fight a war like this, and the Ukrainians have put up a much stronger defense than anyone expected.

Russia’s problems begin with Putin’s unrealistic invasion plan. But even after the Russian high command adjusted its strategy, other flaws in the army remained.

“We’re seeing a country militarily implode,” says Robert Farley, a professor who studies air power at the University of Kentucky.

One of the biggest and most noticeable issues has been rickety logistics. Some of the most famous images of the war have been of Russian armored vehicles parked on Ukrainian roads, seemingly out of gas and unable to advance. The Russian forces have proven to be underequipped and badly supplied, encountering problems ranging from poor communications to inadequate tires .

Part of the reason is a lack of sufficient preparation. Per Kofman, the Russian military simply “wasn’t organized for this kind of war” — meaning, the conquest of Europe’s second-largest country by area. Another part of it is corruption in the Russian procurement system. Graft in Russia is less a bug in its political system than a feature; one way the Kremlin maintains the loyalty of its elite is by allowing them to profit off of government activity . Military procurement is no exception to this pattern of widespread corruption, and it has led to troops having substandard access to vital supplies .

The same lack of preparation has plagued Russia’s air force . Despite outnumbering the Ukrainian air force by roughly 10 times, the Russians have failed to establish air superiority: Ukraine’s planes are still flying and its air defenses mostly remain in place .

“The Russian Army was not prepared to fight this war” —Jason Lyall, Dartmouth political scientist

Perhaps most importantly, close observers of the war believe Russians are suffering from poor morale. Because Putin’s plan to invade Ukraine was kept secret from the vast majority of Russians, the government had a limited ability to lay a propaganda groundwork that would get their soldiers motivated to fight. The current Russian force has little sense of what they’re fighting for or why — and are waging war against a country with which they have religious, ethnic, historical, and potentially even familial ties. In a military that has long had systemic morale problems, that’s a recipe for battlefield disaster.

“Russian morale was incredibly low BEFORE the war broke out. Brutal hazing in the military, second-class (or worse) status by its conscript soldiers, ethnic divisions, corruption, you name it: the Russian Army was not prepared to fight this war,” Jason Lyall, a Dartmouth political scientist who studies morale, explains via email. “High rates of abandoned or captured equipment, reports of sabotaged equipment, and large numbers of soldiers deserting (or simply camping out in the forest) are all products of low morale.”

Ukrainian President Volodymyr Zelenskyy delivers a speech via videoconference to the US Congress at the Capitol on March 16.

The contrast with the Ukrainians couldn’t be starker. They are defending their homes and their families from an unprovoked invasion, led by a charismatic leader who has made a personal stand in Kyiv. Ukrainian high moraleis a key reason, in addition to advanced Western armaments, that the defenders have dramatically outperformed expectations.

“Having spent a chunk of my professional career [working] with the Ukrainians, nobody, myself included and themselves included, had all that high an estimation of their military capacity,” Oliker says.

Again, none of this will necessarily remain the case throughout the war. Morale can shift with battlefield developments. And even if Russian morale remains low, it’s still possible for them to win — though they’re more likely to do so in a brutally ugly fashion.

4) What has the war meant for ordinary Ukrainians?

As the fighting has dragged on, Russia has gravitated toward tactics that, by design, hurt civilians. Most notably, Russia has attempted to lay siege to Ukraine’s cities, cutting off supply and escape routes while bombarding them with artillery. The purpose of the strategy is to wear down the Ukrainian defenders’ willingness to fight, including by inflicting mass pain on the civilian populations.

The result has been nightmarish: an astonishing outflow of Ukrainian refugees and tremendous suffering for many of those who were unwilling or unable to leave.

According to the United Nations High Commissioner for Refugees , more than 3.8 million Ukrainians fled the country between February 24 and March 27. That’s about 8.8 percent of Ukraine’s total population — in proportional terms, the rough equivalent of the entire population of Texas being forced to flee the United States.

Another point of comparison: In 2015, four years into the Syrian civil war and the height of the global refugee crisis, there were a little more than 4 million Syrian refugees living in nearby countries . The Ukraine war has produced a similarly sized exodus in just a month, leading to truly massive refugee flows to its European neighbors. Poland, the primary destination of Ukrainian refugees, is currently housing over 2.3 million Ukrainians, a figure larger than the entire population of Warsaw, its capital and largest city.

The map shows the escape routes for people fleeing the Ukraine crisis. It includes 31 border checkpoints to neighboring countries, and six humanitarian corridors.

For those civilians who have been unable to flee, the situation is dire. There are no reliable estimates of death totals; a March 27 UN estimate puts the figure at 1,119 but cautions that “the actual figures are considerably higher [because] the receipt of information from some locations where intense hostilities have been going on has been delayed and many reports are still pending corroboration.”

The UN assessment does not blame one side or the other for these deaths, but does note that “most of the civilian casualties recorded were caused by the use of explosive weapons with a wide impact area, including shelling from heavy artillery and multiple-launch rocket systems, and missile and airstrikes.” It is the Russians, primarily, who are using these sorts of weapons in populated areas; Human Rights Watch has announced that there are “early signs of war crimes” being committed by Russian soldiers in these kinds of attacks, and President Joe Biden has personally labeled Putin a “war criminal.”

Nowhere is this devastation more visible than the southern city of Mariupol, the largest Ukrainian population center to which Russia has laid siege. Aerial footage of the city published by the Guardian in late March reveals entire blocks demolished by Russian bombardment:

In mid-March, three Associated Press journalists — the last international reporters in the city before they too were evacuated — managed to file a dispatch describing life on the ground. They reported a death total of 2,500 but cautioned that “many bodies can’t be counted because of the endless shelling .” The situation is impossibly dire:

Airstrikes and shells have hit the maternity hospital, the fire department, homes, a church, a field outside a school. For the estimated hundreds of thousands who remain, there is quite simply nowhere to go. The surrounding roads are mined and the port blocked. Food is running out, and the Russians have stopped humanitarian attempts to bring it in. Electricity is mostly gone and water is sparse, with residents melting snow to drink. Some parents have even left their newborns at the hospital, perhaps hoping to give them a chance at life in the one place with decent electricity and water.

The battlefield failures of the Russian military have raised questions about its competence in difficult block-to-block fighting; Farley, the Kentucky professor, says, “This Russian army does not look like it can conduct serious [urban warfare].” As a result, taking Ukrainian cities means besieging them — starving them out, destroying their will to fight, and only moving into the city proper after its population is unwilling to resist or outright incapable of putting up a fight.

5) What do Russians think about the war?

Vladimir Putin’s government has ramped up its already repressive policies during the Ukraine conflict, shuttering independent media outlets and blocking access to Twitter, Facebook, and Instagram . It’s now extremely difficult to get a sense of what either ordinary Russians or the country’s elite think about the war, as criticizing it could lead to a lengthy stint in prison.

But despite this opacity, expert Russia watchers have developed a broad idea of what’s going on there. The war has stirred up some opposition and anti-Putin sentiment, but it has been confined to a minority who are unlikely to change Putin’s mind, let alone topple him.

The bulk of the Russian public was no more prepared for war than the bulk of the Russian military — in fact, probably less so. After Putin announced the launch of his “special military operation” in Ukraine on national television, there was a surprising amount of criticism from high-profile Russians — figures ranging from billionaires to athletes to social media influencers. One Russian journalist, Marina Ovsyannikova, bravely ran into the background of a government broadcast while holding an antiwar sign.

“It is unprecedented to see oligarchs, other elected officials, and other powerful people in society publicly speaking out against the war,” says Alexis Lerner, a scholar of dissent in Russia at the US Naval Academy.

There have also been antiwar rallies in dozens of Russian cities. How many have participated in these rallies is hard to say, but the human rights group OVD-Info estimates that over 15,000 Russians have been arrested at the events since the war began.

Could these eruptions ofantiwar sentiment at the elite and mass public level suggesta comingcoup or revolution against the Putin regime? Experts caution that these events remain quite unlikely.

essay about war in ukraine and russia 2022

Putin has done an effective job engaging in what political scientists call “coup-proofing.” He has put in barriers — from seeding the military with counterintelligence officers to splitting up the state security services into different groups led by trusted allies — that make it quite difficult for anyone in his government to successfully move against him.

“Putin has prepared for this eventuality for a long time and has taken a lot of concerted actions to make sure he’s not vulnerable,” says Adam Casey, a postdoctoral fellow at the University of Michigan who studies the history of coups in Russia and the former communist bloc.

Similarly, turning the antiwar protests into a full-blown influential movement is a very tall order.

“It is hard to organize sustained collective protest in Russia,” notes Erica Chenoweth, a political scientist at Harvard who studies protest movements . “Putin’s government has criminalized many forms of protests, and has shut down or restricted the activities of groups, movements, and media outlets perceived to be in opposition or associated with the West.”

Underpinning it all is tight government control of the information environment. Most Russians get their news from government-run media , which has been serving up a steady diet of pro-war content. Many of them appear to genuinely believe what they hear: One independent opinion poll found that 58 percent of Russians supported the war to at least some degree.

Prior to the war, Putin also appeared to be a genuinely popular figure in Russia. The elite depend on him for their position and fortune; many citizens see him as the man who saved Russia from the chaos of the immediate post-Communist period. A disastrous war might end up changing that, but the odds that even a sustained drop in his support translates into a coup or revolution remain low indeed.

6) What is the US role in the conflict?

The war remains, for the moment, a conflict between Ukraine and Russia. But the United States is the most important third party, using a number of powerful tools — short of direct military intervention — to aid the Ukrainian cause.

Any serious assessment of US involvement needs to start in the post-Cold War 1990s , when the US and its NATO allies made the decision to open alliance membership to former communist states.

Many of these countries, wary of once again being put under the Russian boot, clamored to join the alliance, which commits all involved countries to defend any member-state in the event of an attack. In 2008, NATO officially announced that Georgia and Ukraine — two former Soviet republics right on Russia’s doorstep — “ will become members of NATO ” at an unspecified future date. This infuriated the Russians, who saw NATO expansion as a direct threat to their own security.

There is no doubt that NATO expansion helped create some of the background conditions under which the current conflict became thinkable, generally pushing Putin’s foreign policy in a more anti-Western direction. Some experts see it as one of the key causes of his decision to attack Ukraine — but others strongly disagree, noting that NATO membership for Ukraine was already basically off the table before the war and that Russia’s declared war aims went far beyond simply blocking Ukraine’s NATO bid .

“NATO expansion was deeply unpopular in Russia. [But] Putin did not invade because of NATO expansion,” says Yoshiko Herrera, a Russia expert at the University of Wisconsin-Madison.

Regardless of where one falls on that debate, US policy during the conflict has been exceptionally clear: support the Ukrainians with massive amounts of military assistance while putting pressure on Putin to back down by organizing an unprecedented array of international economic sanctions.

Antiwar activists march during a protest against the Russian invasion of Ukraine in Times Square, New York City, on March 26.

On the military side, weapons systems manufactured and provided by the US and Europe have played a vital role in blunting Russia’s advance. The Javelin anti-tank missile system, for example, is a lightweight American-made launcher that allows one or two infantry soldiers to take out a tank . Javelins have given the outgunned Ukrainians a fighting chance against Russian armor, becoming a popular symbol in the process .

Sanctions have proven similarly devastating in the economic realm .

The international punishments have been extremely broad, ranging from removing key Russian banks from the SWIFT global transaction system to a US ban on Russian oil imports to restrictions on doing business with particular members of the Russian elite . Freezing the assets of Russia’s central bank has proven to be a particularly damaging tool, wrecking Russia’s ability to deal with the collapse in the value of the ruble, its currency. As a result, the Russian economy is projected to contract by 15 percent this year ; mass unemployment looms .

There is more America can do, particularly when it comes to fulfilling Ukrainian requests for new fighter jets. In March, Washington rejected a Polish plan to transfer MiG-29 aircraft to Ukraine via a US Air Force base in Germany, arguing that it could be too provocative.

But the MiG-29 incident is more the exception than it is the rule. On the whole, the United States has been strikingly willing to take aggressive steps to punish Moscow and aid Kyiv’s war effort.

7) How is the rest of the world responding to Russia’s actions?

On the surface, the world appears to be fairly united behind the Ukrainian cause. The UN General Assembly passed a resolution condemning the Russian invasion by a whopping 141-5 margin (with 35 abstentions). But the UN vote conceals a great deal of disagreement, especially among the world’s largest and most influential countries — divergences that don’t always fall neatly along democracy-versus-autocracy lines.

The most aggressive anti-Russian and pro-Ukrainian positions can, perhaps unsurprisingly, be found in Europe and the broader West. EU and NATO members, with the partial exceptions of Hungary and Turkey , have strongly supported the Ukrainian war effort and implemented punishing sanctions on Russia (a major trading partner). It’s the strongest show of European unity since the Cold War, one that many observers see as a sign that Putin’s invasion has already backfired.

Germany, which has important trade ties with Russia and a post-World War II tradition of pacifism, is perhaps the most striking case. Nearly overnight, the Russian invasion convinced center-left Chancellor Olaf Scholz to support rearmament , introducing a proposal to more than triple Germany’s defense budget that’s widely backed by the German public.

“It’s really revolutionary,” Sophia Besch, a Berlin-based senior research fellow at the Centre for European Reform, told my colleague Jen Kirby . “Scholz, in his speech, did away with and overturned so many of what we thought were certainties of German defense policy.”

Thousands of people take part in an antiwar demonstration in Dusseldorf, Germany, on March 5.

Though Scholz has refused to outright ban Russian oil and gas imports, he has blocked the Nord Stream 2 gas pipeline and committed to a long-term strategy of weaning Germany off of Russian energy. All signs point to Russia waking a sleeping giant — of creating a powerful military and economic enemy in the heart of the European continent.

China, by contrast, has been the most pro-Russia of the major global powers.

The two countries, bound by shared animus toward a US-dominated world order, have grown increasingly close in recent years. Chinese propaganda has largely toed the Russian line on the Ukraine war. US intelligence, which has been remarkably accurate during the crisis, believes that Russia has requested military and financial assistance from Beijing — which hasn’t been provided yet but may well be forthcoming.

That said, it’s possible to overstate the degree to which China has taken the Russian side. Beijing has a strong stated commitment to state sovereignty — the bedrock of its position on Taiwan is that the island is actually Chinese territory — which makes a full-throated backing of the invasion ideologically awkward . There’s a notable amount of debate among Chinese policy experts and in the public , with some analysts publicly advocating that Beijing adopt a more neutral line on the conflict.

Most other countries around the world fall somewhere on the spectrum between the West and China. Outside of Europe, only a handful of mostly pro-American states — like South Korea, Japan, and Australia — have joined the sanctions regime. The majority of countries in Asia, the Middle East, Africa, and Latin America do not support the invasion, but won’t do very much to punish Russia for it either.

  • Why India isn’t denouncing Russia’s Ukraine war

India is perhaps the most interesting country in this category. A rising Asian democracy that has violently clashed with China in the very recent past , it has good reasons to present itself as an American partner in the defense of freedom. Yet India also depends heavily on Russian-made weapons for its own defense and hopes to use its relationship with Russia to limit the Moscow-Beijing partnership. It’s also worth noting that India’s prime minister, Narendra Modi, has strong autocratic inclinations .

The result of all of this is a balancing act reminiscent of India’s Cold War approach of “non-alignment” : refusing to side with either the Russian or American positions while attempting to maintain decent relations with both . India’s perceptions of its strategic interests, more than ideological views about democracy, appear to be shaping its response to the war — as seems to be the case with quite a few countries around the world.

8) Could this turn into World War III?

The basic, scary answer to this question is yes: The invasion of Ukraine has put us at the greatest risk of a NATO-Russia war in decades.

The somewhat more comforting and nuanced answer is that the absolute risk remains relatively low so long as there is no direct NATO involvement in the conflict, which the Biden administration has repeatedly ruled out . Though Biden said “this man [Putin] cannot remain in power” in a late March speech, both White House officials and the president himself stressed afterward that the US policy was not regime change in Moscow.

“Things are stable in a nuclear sense right now,” says Jeffrey Lewis, an expert on nuclear weapons at the Middlebury Institute of International Studies. “The minute NATO gets involved, the scope of the war widens.”

In theory, US and NATO military assistance to Ukraine could open the door to escalation: Russia could attack a military depot in Poland containing weapons bound for Ukraine, for instance. But in practice, it’s unlikely: The Russians don’t appear to want a wider war with NATO that risks nuclear escalation, and so have avoided cross-border strikes even when it might destroy supply shipments bound for Ukraine.

In early March, the US Department of Defense opened a direct line of communication with its Russian peers in order to avoid any kind of accidental conflict. It’s not clear how well this is working — some reporting suggests the Russians aren’t answering American calls — but there is a long history of effective dialogue between rivals who are fighting each other through proxy forces.

“States often cooperate to keep limits on their wars even as they fight one another clandestinely,” Lyall, the Dartmouth professor, tells me. “While there’s always a risk of unintended escalation, historical examples like Vietnam, Afghanistan (1980s), Afghanistan again (post-2001), and Syria show that wars can be fought ‘within bounds.’”

President Biden meets NATO allies in Poland on March 25 as they coordinate reaction to Russia’s war in Ukraine.

If the United States and NATO heed the call of Ukrainian President Volodymyr Zelenskyy to impose a so-called “no-fly zone” over Ukrainian skies, the situation changes dramatically. No-fly zones are commitments to patrol and, if necessary, shoot down military aircraft that fly in the declared area, generally for the purpose of protecting civilians. In Ukraine, that would mean the US and its NATO allies sending in jets to patrol Ukraine’s skies — and being willing to shoot down any Russian planes that enter protected airspace. From there, the risks of a nuclear conflict become terrifyingly high.

Russia recognizes its inferiority to NATO in conventional terms; its military doctrine has long envisioned the use of nuclear weapons in a war with the Western alliance . In his speech declaring war on Ukraine, Putin all but openly vowed that any international intervention in the conflict would trigger nuclear retaliation.

“To anyone who would consider interfering from the outside: If you do, you will face consequences greater than any you have faced in history,” the Russian president said. “I hope you hear me.”

The Biden administration is taking these threats seriously. Much as the Kremlin hasn’t struck NATO supply missions to Ukraine, the White House has flatly rejected a no-fly zone or any other kind of direct military intervention.

“We will not fight a war against Russia in Ukraine,” Biden said on March 11 . “Direct conflict between NATO and Russia is World War III, something we must strive to prevent.”

This does not mean the risk of a wider war is zero . Accidents happen, and countries can be dragged into war against their leaders’ best judgment. Political positions and risk calculi can also change: If Russia starts losing badly and uses smaller nukes on Ukrainian forces (called “tactical” nuclear weapons), Biden would likely feel the need to respond in some fairly aggressive way. Much depends on Washington and Moscow continuing to show a certain level of restraint.

9) How could the war end?

Wars do not typically end with the total defeat of one side or the other. More commonly, there’s some kind of negotiated settlement — either a ceasefire or more permanent peace treaty — where the two sides agree to stop fighting under a set of mutually agreeable terms.

It is possible that the Ukraine conflict turns out to be an exception: that Russian morale collapses completely, leading to utter battlefield defeat, or that Russia inflicts so much pain that Kyiv collapses. But most analysts believe that neither of these is especially likely given the way the war has played out to date.

“No matter how much military firepower they pour into it, [the Russians] are not going to be able to achieve regime change or some of their maximalist aims,” Kofman, of the CNA think tank, declares.

A negotiated settlement is the most likely way the conflict ends. Peace negotiations between the two sides are ongoing, and some reporting suggests they’re bearing fruit. On March 28, the Financial Times reported significant progress on a draft agreement covering issues ranging from Ukrainian NATO membership to the “de-Nazification” of Ukraine. The next day, Russia pledged to decrease its use of force in Ukraine’s north as a sign of its commitment to the talks.

American officials, though, have been publicly skeptical of Russia’s seriousness in the talks. Even if Moscow is committed to reaching a settlement, the devil is always in the details with these sorts of things — and there are lots of barriers standing in the way of a successful resolution.

Ukrainian evacuees stand in line as they wait for further transport at the Medyka border crossing near the Ukrainian-Polish border on March 29.

Take NATO. The Russians want a simple pledge that Ukraine will remain “neutral” — staying out of foreign security blocs. The current draft agreement, per the Financial Times, does preclude Ukrainian NATO membership, but it permits Ukraine to join the EU. It also commits at least 11 countries, including the United States and China, to coming to Ukraine’s aid if it is attacked again. This would put Ukraine on a far stronger security footing than it had before the war — a victory for Kyiv and defeat for Moscow, one that Putin may ultimately conclude is unacceptable.

  • What, exactly, is a “neutral” Ukraine?

Another thorny issue — perhaps the thorniest — is the status of Crimea and the two breakaway Russian-supported republics in eastern Ukraine. The Russians want Ukrainian recognition of its annexation of Crimea and the independence of the Donetsk and Luhansk regions; Ukraine claims all three as part of its territory. Some compromise is imaginable here — an internationally monitored referendum in each territory, perhaps — but what that would look like is not obvious.

The resolution of these issues will likely depend quite a bit on the war’s progress. The more each side believes it has a decent chance to improve its battlefield position and gain leverage in negotiations, the less reason either will have to make concessions to the other in the name of ending the fighting.

And even if they do somehow come to an agreement, it may not end up holding .

On the Ukrainian side, ultra-nationalist militias could work to undermine any agreement with Russia that they believe gives away too much, as they threatened during pre-war negotiations aimed at preventing the Russian invasion .

On the Russian side, an agreement is only as good as Putin’s word. Even if it contains rigorous provisions designed to raise the costs of future aggression, like international peacekeepers, that may not hold him back from breaking the agreement.

This invasion did, after all, start with him launching an invasion that seemed bound to hurt Russia in the long run. Putin dragged the world into this mess; when and how it gets out of it depends just as heavily on his decisions.

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Russia's war in ukraine: identity, history, and conflict.

By Jeffrey Mankoff CSIS

Protesters demonstrate against Russian invasion of Ukraine

Russia’s invasion of Ukraine constitutes the biggest threat to peace and security in Europe since the end of the Cold War. On February 21, 2022, Russian president Vladimir Putin gave a bizarre and at times unhinged  speech  laying out a long list of grievances as justification for the “special military operation” announced the following day. While these grievances included the long-simmering dispute over the expansion of the North Atlantic Treaty Organization (NATO) and the shape of the post–Cold War security architecture in Europe, the speech centered on a much more fundamental issue: the legitimacy of Ukrainian identity and statehood themselves. It reflected a worldview Putin had long expressed, emphasizing the deep-seated unity among the Eastern Slavs—Russians, Ukrainians, and Belarusians, who all trace their origins to the medieval Kyivan Rus commonwealth—and suggesting that the modern states of Russia, Ukraine, and Belarus should share a political destiny both today and in the future. The corollary to that view is the claim that distinct Ukrainian and Belarusian identities are the product of foreign manipulation and that, today, the West is following in the footsteps of Russia’s imperial rivals in using Ukraine (and Belarus) as part of an “ anti-Russia project .”

Throughout Putin’s time in office, Moscow has pursued a policy toward Ukraine and Belarus predicated on the assumption that their respective national identities are artificial—and therefore fragile. Putin’s arguments about foreign enemies promoting Ukrainian (and, in a more diffuse way, Belarusian) identity as part of a geopolitical struggle against Russia echo the way many of his predecessors refused to accept the agency of ordinary people seeking autonomy from tsarist or Soviet domination. The  historically minded Putin  often invokes the ideas of thinkers emphasizing the organic unity of the Russian Empire and its people—especially its Slavic, Orthodox core—in a form of what the historian  Timothy Snyder  calls the “politics of eternity,” the belief in an unchanging historical essence.

The salience that Putin and other Russian elites assign to the idea of Russian-Ukrainian-Belarusian unity helps explain the origins of the current conflict, notably why Moscow was willing to risk a large-scale war on its borders when neither Ukraine nor NATO posed any military threat. It also suggests that Moscow’s ambitions extend beyond preventing Ukrainian NATO membership and encompass a more thorough aspiration to dominate Ukraine politically, militarily, and economically.

Read the rest of the report at CSIS - 

Jeffrey Mankoff  is a Distinguished Research Fellow at the Institute for National Strategic Studies, Center for Strategic Research at National Defense University. 

The views expressed are the authors own and do not reflect those of the National Defense University, the Department of Defense, or the U.S. Government. 

Veterans Crisis Line

The Russia-Ukraine war and its ramifications for Russia

Subscribe to the center on the united states and europe update, steven pifer steven pifer nonresident senior fellow - foreign policy , center on the united states and europe , strobe talbott center for security, strategy, and technology , arms control and non-proliferation initiative @steven_pifer.

December 8, 2022

  • 24 min read

This piece is part of a series of policy analyses entitled “ The Talbott Papers on Implications of Russia’s Invasion of Ukraine ,” named in honor of American statesman and former Brookings Institution President Strobe Talbott. Brookings is grateful to Trustee Phil Knight for his generous support of the Brookings Foreign Policy program.

Nine months into Russia’s latest invasion of Ukraine, the outcome of the war remains unclear. The Russian military appears incapable of taking Kyiv or occupying a major portion of the country. Ukrainian forces have enjoyed three months of success on the battlefield and could well continue to make progress in regaining territory. The war also could settle into a more drawn-out conflict, with neither side capable of making a decisive breakthrough in the near term.

Projecting the ultimate outcome of the war is challenging. However, some major ramifications for Russia and its relations with Ukraine, Europe, and the United States have come into focus. While the war has been a tragedy for Ukraine and Ukrainians, it has also proven a disaster for Russia — militarily, economically, and geopolitically. The war has badly damaged Russia’s military and tarnished its reputation, disrupted the economy, and profoundly altered the geopolitical picture facing Moscow in Europe. It will make any near-term restoration of a degree of normalcy in U.S.-Russian relations difficult, if not impossible, to achieve.

Russia’s war against Ukraine

This latest phase in hostilities between Russia and Ukraine began on February 24, 2022, when Russian President Vladimir Putin directed his forces to launch a major, multi-prong invasion of Ukraine. The broad scope of the assault, which Putin termed a “special military operation,” suggested that Moscow’s objectives were to quickly seize Kyiv, presumably deposing the government, and occupy as much as the eastern half to two-thirds of the country.

The Russian army gained ground in southern Ukraine, but it failed to take Kyiv. By late March, Russian forces were in retreat in the north. Moscow proclaimed its new objective as occupying all of Donbas, consisting of the oblasts (regions) of Luhansk and Donetsk, some 35% of which had already been occupied by Russian and Russian proxy forces in 2014 and 2015. After three months of grinding battle, Russian forces captured almost all of Luhansk, but they made little progress in Donetsk, and the battlelines appeared to stabilize in August.

In September, the Ukrainian army launched two counteroffensives. One in the northeast expelled Russian forces from Kharkiv oblast and pressed assaults into Luhansk oblast. In the south, the second counteroffensive succeeded in November in driving Russian forces out of Kherson city and the neighboring region, the only area that Russian forces occupied east of the Dnipro River, which roughly bisects Ukraine.

Despite three months of battlefield setbacks, Moscow has shown no indication of readiness to negotiate seriously to end the war. Indeed, on September 30, Putin announced that Russia was annexing Luhansk, Donetsk, Zaporizhzhia, and Kherson oblasts, even though Russian forces did not fully control that territory and consistently lost ground there in the following weeks. The Russian military made up for battlefield losses by increasing missile attacks on Ukrainian cities, aimed in particular at disrupting electric power and central heating.

As of late November, Ukrainian President Volodymyr Zelensky and his government insisted on conditions that included Russian withdrawal from all Ukrainian territory (including Crimea and all of Donbas), compensation, and punishment for war crimes. While these are understandable demands given what Ukraine has gone through, achieving them would prove difficult. Still, Kyiv appeared confident that it could liberate more territory even as winter approached.

After nine months of fighting, the Russian military has shown itself incapable of seizing and holding a large part of Ukraine. While the war’s outcome is uncertain, however the conflict ends, a sovereign and independent Ukrainian state will remain on the map of Europe. Moreover, it will be larger than the rump state that the Kremlin envisaged when it launched the February invasion.

Whether the Ukrainian military can drive the Russians completely out or at least back to the lines as of February 23 is also unclear. Some military experts believe this is possible, including the full liberation of Donbas and Crimea. Others offer less optimistic projections. The U.S. intelligence community has forecast that the fighting could drag on and become a war of attrition.

Forging a hostile neighbor

Today, most Ukrainians regard Russia as an enemy.

Of all the pieces of the Russian Empire and Soviet Union that Moscow lost when the Soviet Union collapsed in 1991, no part meant more to Russians than Ukraine. The two countries’ histories, cultures, languages, and religions were closely intertwined. When the author served at the U.S. Embassy in Kyiv at the end of the 1990s, most Ukrainians held either a positive or ambivalent view regarding Russia. That has changed. Today, most Ukrainians regard Russia as an enemy.

Putin’s war has been calamitous for Ukraine. The precise number of military and civilians casualties is unknown but substantial. The Office of the U.N. Commissioner for Human Rights estimated that, as of the end of October, some 6,500 Ukrainian civilians had been killed and another 10,000 injured. Those numbers almost certainly understate the reality. U.S. Chairman of the Joint Chiefs of Staff General Mark Milley on November 10 put the number of civilian dead at 40,000 and indicated that some 100,000 Ukrainian soldiers had been killed or wounded (Milley gave a similar number for Russian casualties, a topic addressed later in this paper).

In addition, the U.N. High Commissioner for Refugees placed the number of Ukrainians who have sought refuge outside of Ukraine at more than 7.8 million as of November 8. As of mid-November, the Russian attacks had caused an estimated 6.5 million more to become internally displaced persons within Ukraine.

Besides the human losses, the war has caused immense material damage. Estimates of the costs of rebuilding Ukraine run from $349 billion to $750 billion, and those appraisals date back to the summer. Finding those funds will not be easy, particularly as the war has resulted in a significant contraction of the Ukrainian economy; the World Bank expects the country’s gross domestic product to shrink by 35% this year.

All this has understandably affected Ukrainian attitudes. It has deepened the sense of Ukrainian national identity. An August poll showed 85% self-identifying as Ukrainian citizens as opposed to people of some region or ethnic minority; only 64% did so six months earlier — before Russia’s invasion. The invasion has also imbued Ukrainians with a strongly negative view of Russia: The poll showed 92% holding a “bad” attitude regarding Russia as opposed to only 2% with a “good” attitude.

Ukrainians have made clear their resolve to resist. A September Gallup poll reported 70% of Ukrainians determined to fight until victory over Russia. A mid-October Kyiv International Institute of Sociology poll had 86% supporting the war and opposing negotiations with Russia, despite Russian missile attacks against Ukrainian cities.

It will take years, if not decades, to overcome the enmity toward Russia and Russians engendered by the war. One Ukrainian journalist predicted last summer that, after the war’s end, Ukraine would witness a nationwide effort to “cancel” Russian culture, e.g., towns and cities across the country would rename their Pushkin Squares. It has already begun; Odesa intends to dismantle its statue of Catherine the Great, the Russian empress who founded the city in 1794.

Ironically for an invasion launched in part due to Kremlin concern that Ukraine was moving away from Russia and toward the West, the war has opened a previously closed path for Ukraine’s membership in the European Union (EU). For years, EU officials concluded agreements with Kyiv, including the 2014 EU-Ukraine Association Agreement. However, EU officials avoided language that would give Ukraine a membership perspective. In June, four months after Russia’s invasion, the European Council recognized Ukraine’s European perspective and gave it the status of candidate country. Kyiv will need years to meet the EU’s standards, but it now has a membership perspective that it lacked for the first 30 years of its post-Soviet independence.

As for NATO, 10 alliance members have expressed support for a membership path for Ukraine, nine in central Europe plus Canada . Other allies have generally remained silent or noncommittal, reflecting the fact that many, while prepared to provide Ukraine financial and military assistance, are not prepared to go to war with Russia to defend Ukraine. Even though Kyiv cannot expect membership or a membership action plan any time soon, it will have continued NATO support in its fight against Russia and, once the war is over, help in building a modern and robust military to deter a Russian attack in the future.

The Kremlin has sought since the end of the Soviet Union to keep Ukraine bound in a Russian sphere of influence. From that perspective, the last nine years of Russian policy have been an abysmal failure. Nothing has done more than that policy to push Ukraine away from Russia and toward the West, or to promote Ukrainian hostility toward Russia and Russians.

A disaster for Russia’s military and economy

While a tragedy for Ukraine, Putin’s decision to go to war has also proven a disaster for Russia.

While a tragedy for Ukraine, Putin’s decision to go to war has also proven a disaster for Russia. The Russian military has suffered significant personnel and military losses. Economic sanctions imposed by the EU, United States, United Kingdom, and other Western countries have pushed the Russian economy into recession and threaten longer-term impacts, including on the country’s critical energy sector.

In November, Milley put the number of dead and wounded Russian soldiers at 100,000, and that could fall on the low side. A Pentagon official said in early August Russian casualties numbered 70,000-80,000. That was more than three months ago, and those months have shown no kindness to the Russian army. Reports suggest that newly-mobilized and ill-trained Russian units have been decimated in combat.

The Russian military has lost significant amounts of equipment. The Oryx website reports 8,000 pieces of equipment destroyed, damaged, abandoned, or captured, including some 1,500 tanks, 700 armored fighting vehicles, and 1,700 infantry fighting vehicles. Oryx advises that its numbers significantly understate the true nature of Russian losses, as it counts only equipment for which it has unique photo or videographic evidence of its fate. Others report much heavier losses. U.S. Secretary of Defense Lloyd Austin commented that the Russian military had lost “staggering” numbers of tanks and other armored vehicles, adding that Western trade restrictions on microchips would inhibit production of replacements.

As a result of these losses, Russia has had to draw on reserves, including T-64 tanks first produced nearly 50 years ago. It reportedly has turned to tanks from Belarus to replenish its losses. To augment its own munitions, Russia has had to purchase attack drones from Iran and artillery shells from North Korea . As the Russian military has drawn down stocks of surface-to-surface and air-to-surface missiles, it has used S-300 anti-aircraft missiles against ground targets. The Russian defense budget will need years to replace what the military has lost or otherwise expended in Ukraine.

Poor leadership, poor tactics, poor logistics, and underwhelming performance against a smaller and less well-armed foe have left Russia’s military reputation in a shambles. That will have an impact. Over the past decade, Russian weapons exporters saw their share of global arms exports drop by 26%. Countries looking to buy weapons likely will begin to turn elsewhere, given that Russia’s military failed to dominate early in the war, when its largely modernized forces faced a Ukrainian military armed mainly with aging Soviet-era equipment (that began to change only in the summer, when stocks of heavy weapons began arriving from the West).

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As Russia went to war, its economy was largely stagnant ; while it recorded a post-COVID-19 boost in 2021, average real income fell by 10% between 2013 and 2020. It will get worse. The West has applied a host of economic sanctions on the country. While the Russian Central Bank’s actions have mitigated the worst impacts, the Russian economy nevertheless contracted by 5% year-on-year compared to September 2021. The Organization for Economic Cooperation and Development expects Russia’s economy to contract by 3.9% in 2022 and 5.6% in 2023, and a confidential study supposedly done for the Kremlin projected an “inertial” case in which the economy bottomed out only in 2023 at 8.3% below 2021. One economist notes that the West’s cut-off of chips and microelectronics has devastated automobile, aircraft, and weapons production, with the output of cars falling by 90% between March and September; he expects a long run of stagnation.

In addition to coping with the loss of high-tech and other key imports, the Russian economy faces brain drain, particularly in the IT sector, that began in February as well as the departure of more than 1,000 Western companies. It also has a broader labor force challenge. The military has mobilized 300,000 men, and the September mobilization order prompted a new flood of Russians leaving the country, with more than 200,000 going to Kazakhstan. Some estimates suggest several hundred thousand others have fled to other countries. Taken together, that means something like three-quarters of a million men unavailable to work in the economy.

Russia thus far has staved off harsher economic difficulties in part because of its oil and gas exports and high energy prices. High prices have partially offset the decline in volume of oil and gas exports. That may soon change, at least for oil. The EU banned the purchase of Russian crude oil beginning on December 5, and the West is prohibiting shipping Russian oil on Western-flagged tankers or insuring tankers that move Russian oil if the oil is sold above a certain price, now set at $60 per barrel. The price cap — if it works as planned — could cut sharply into the revenues that Russian oil exports generate. The cap will require that Russian exporters discount the price of oil that they sell; the higher the discount, the less revenue that will flow to Russia.

Weaning Europe off of Russian gas poses a more difficult challenge, but EU countries have made progress by switching to imports of liquefied natural gas (LNG). Moreover, European companies have found ways to cut energy use; for example, 75% of German firms that use gas report that they have reduced gas consumption without having to cut production. EU countries face a much better energy picture this winter than anticipated several months ago. If Europe successfully ends its import of Russian piped natural gas, that will pose a major problem for Gazprom, Russia’s large gas exporter. Gazprom’s gas exports move largely by pipeline, and Gazprom’s gas pipeline structure is oriented primarily toward moving gas from the western Siberian and Yamal gas fields to Europe. New pipelines would be needed to switch the flow of that gas to Asia. If Europe can kick the Russian gas habit, Gazprom will see a significant decline in its export volumes, unless it can build new pipelines to Asian markets and/or greatly expand its LNG export capacity, all of which will be expensive.

A further problem facing Russia’s energy sector is that, as existing oil and gas fields are depleted, Russian energy companies must develop new fields to sustain production levels. Many of the potential new fields are in the Arctic region or off-shore and will require billions — likely, tens of billions — of dollars of investment. Russian energy companies, however, will not be able to count on Western energy companies for technical expertise, technology, or capital. That will hinder future production of oil and gas, as current fields become exhausted.

Another potential economic cost looms. The West has frozen more than $300 billion in Russian Central Bank reserves. As damages in Ukraine mount, pressure will grow to seize some or all of these assets for a Ukraine reconstruction fund. Western governments thus far show little enthusiasm for the idea. That said, it is difficult to see how they could turn to their taxpayers for money to assist Ukraine’s rebuilding while leaving the Russian Central Bank funds intact and/or releasing those funds back to Russia.

Western sanctions did not produce the quick crash in the ruble or the broader Russian economy that some expected. However, their impact could mean a stagnant economy in the longer term, and they threaten to cause particular problems in the energy sector and other sectors that depend on high-tech inputs imported from the West. Moscow does not appear to have handy answers to these problems.

Changed geopolitics in Europe

In 2021, Moscow saw a West that was divided and preoccupied with domestic politics. The United States was recovering from four years of the Trump presidency, post-Brexit politics in Britain remained tumultuous, Germany faced September elections to choose the first chancellor in 16 years not named Angela Merkel, and France had a presidential election in early 2022. That likely affected Putin’s decision to launch his February invasion. In the event, NATO and the EU responded quickly and in a unified manner, and the invasion has prompted a dramatic reordering of the geopolitical scene in Europe. European countries have come to see Russia in a threatening light, reminiscent of how they viewed the Soviet Union at the height of the Cold War. NATO’s June 2022 summit statement was all about deterrence and defense with regard to Russia, with none of earlier summits’ language on areas of cooperation.

Few things epitomize the change more than the Zeitenwende (turning-point) in German policy. In the days following the Russian invasion, Berlin agreed to sanctions on Russian banks that few expected the Germans to approve, reversed a long-standing ban on exporting weapons to conflict zones in order to provide arms to Ukraine, established a 100-billion-euro ($110 billion) fund for its own rearmament, and announced the purchase of American dual-capable F-35 fighters to sustain the German Air Force’s nuclear delivery role. Just days before the assault, the German government said it would stop certification of the Nord Stream 2 gas pipeline. Berlin’s follow-up has been bumpy and, at times, seemingly half-hearted, which has frustrated many of its partners. Still, in a few short weeks in late February and early March, German Chancellor Olaf Scholz’s coalition government erased five decades of German engagement with Moscow.

Other NATO members have also accelerated their defense spending. According to NATO Secretary General Jens Stoltenberg, European allies and Canada have boosted defense spending by a total of $350 billion compared to levels in 2014, when the alliance — following Russia’s seizure of Crimea — set the goal for each member of 2% of gross domestic product devoted to defense by 2024. Stoltenberg added that nine members had met the 2% goal while 10 others intended to do so by 2024. Poland plans to raise its defense spending to 3% next year, and other allies have suggested the 3% target as well.

Moscow did not like the small multinational battlegroups that NATO deployed in Estonia, Latvia, Lithuania, and Poland beginning in 2017. Each numbered some 1,000-1,500 troops (battalion-sized) and were described as “tripwire” forces. Since February, NATO has deployed additional battlegroups in Romania, Bulgaria, Hungary, and Slovakia and decided on a more robust forward presence, including brigade-sized units, while improving capabilities for reinforcement. The U.S. military presence in Europe and European waters has grown from 80,000 service personnel to 100,000 and includes deployment of two F-35 squadrons to Britain, more destroyers to be homeported in Spain, and a permanent headquarters unit in Poland.

In addition to larger troop deployments, the Baltic Sea has seen a geopolitical earthquake. Finland and Sweden, which long pursued policies of neutrality, applied to join NATO in May and completed accession protocols in July. They have significant military capabilities. Their accession to the alliance, expected in early 2023, will make the Baltic Sea effectively a NATO lake, leaving Russia with just limited access from the end of the Gulf of Finland and its Kaliningrad exclave.

In early 2014, NATO deployed virtually no ground combat forces in countries that had joined the alliance after 1997. That began changing after Russia’s seizure of Crimea. The recent invasion has further energized NATO and resulted in its enlargement by two additional members. As Russia has drawn down forces opposite NATO countries (and Finland) in order to deploy them to Ukraine, the NATO military presence on Russia’s western flank has increased.

The Kremlin has waged a two-front war this year, fighting on the battlefield against Ukraine while seeking to undermine Western financial and military support for Kyiv. The Russians are losing on both fronts.

The Kremlin has waged a two-front war this year, fighting on the battlefield against Ukraine while seeking to undermine Western financial and military support for Kyiv. The Russians are losing on both fronts. The Russian military has been losing ground to the Ukrainian army and has carried out a campaign of missile strikes against power, heat, and water utilities in the country, which threatens a humanitarian crisis . Much will depend on how bad the winter is, but Ukrainians have shown remarkable resilience in restoring utilities, and the Russian attacks could further harden their resolve. Moreover, the brutality of the Russian missile campaign has already led Ukraine’s Western supporters to provide Kyiv more sophisticated air defenses, and pressures could grow to provide other weapons as well.

As for the second front, despite high energy prices, having to house the majority of the nearly eight million Ukrainians who have left their country, and concerns over how long the fighting might last, European support for Ukraine has not slackened. Russian hints of nuclear escalation caused concern but did not weaken European support for Ukraine, and Moscow has markedly deescalated the nuclear rhetoric in recent weeks. Given Russia’s relationship with China, the Kremlin certainly noticed Chinese President Xi Jinping’s recent criticism of nuclear threats.

It appears Moscow’s influence elsewhere is slipping, including among post-Soviet states. Kazakhstan has boosted its defense spending by more than 50%. In June, on a stage with Putin in St. Petersburg, its president pointedly declined to follow Russia’s lead in recognizing the so-called Luhansk and Donetsk “people’s republics” as independent states. Neither Kazakhstan nor any other member of the Russian-led Collective Security Treaty Organization (CSTO) — or any other post-Soviet state, for that matter — has recognized Russia’s claimed annexations of Luhansk, Donetsk, Zaporizhzhia, and Kherson. In a remarkable scene at an October Russia-Central Asia summit, Tajikistan’s President Emomali Rahmon openly challenged Putin for his lack of respect for Central Asian countries. Armenian Prime Minister Nikol Pashinyan spoiled a late November CSTO summit; he refused to sign a leaders’ declaration and noticeably moved away from Putin during the summit photo op.

More broadly, in October, the U.N. General Assembly approved a resolution calling for rejection — and demanding reversal — of Moscow’s illegal annexation of the Ukrainian oblasts by a vote of 143-5 (35 abstaining). A recent article documented how Russia has found its candidates rejected and its participation suspended in a string of U.N. organizations, including the International Telecommunications Union, Human Rights Council, Economic and Social Council, and International Civil Aviation Organization. Putin chose not to attend the November G-20 summit in Bali, likely reflecting his expectation that other leaders would have snubbed him and refused to meet bilaterally, as well as the criticism he would have encountered in multilateral sessions. The summit produced a leaders’ declaration that, while noting “other views,” leveled a harsh critique at Moscow for its war on Ukraine.

A deep freeze with Washington

While U.S.-Russian relations had fallen to a post-Cold War low point in 2020, the June 2021 summit that U.S. President Joe Biden held with Putin gave a modest positive impulse to the relationship. U.S. and Russian officials that fall broadened bilateral diplomatic contacts and gave a positive assessment to the strategic stability dialogue, terming the exchanges “intensive and substantive.” Moreover, Washington saw a possible drop-off in malicious cyber activity originating from Russia. However, the Russian invasion prompted a deep freeze in the relationship, and Washington made clear that business as usual was off the table.

U.S. National Security Advisor Jake Sullivan, U.S. Defense Secretary Lloyd Austin, Chairman of the Joint Chiefs of Staff Mark Milley, and CIA Director Bill Burns nevertheless have kept channels open to their Russian counterparts. These lines of communication seek to avoid miscalculation — particularly miscalculation that could lead to a direct U.S.-Russia or NATO-Russia clash — and reduce risk. But other channels remain largely unused. Burns’s November 14 meeting with Sergey Naryshkin, head of the Russian external intelligence service, was the most senior face-to-face meeting between U.S. and Russian officials in nine months. Biden and Putin have not spoken directly with one another since February, and that relationship seems irretrievably broken.

In a positive glimmer, Biden told the U.N. General Assembly “No matter what else is happening in the world, the United States is ready to pursue critical arms control measures.” Speaking in June, the Kremlin spokesperson said “we are interested [in such talks]… Such talks are necessary.” U.S. officials have privately indicated that, while they have prerequisites for resuming the strategic dialogue, progress on ending the Russia-Ukraine war is not one of them. This leaves room for some hope that, despite their current adversarial relationship, Washington and Moscow may still share an interest in containing their competition in nuclear arms.

Beyond that, however, it is difficult to see much prospect for movement toward a degree of normalcy in the broader U.S.-Russia relationship. With Moscow turning to Iran and North Korea for weapons, Washington cannot count on Russian help in trying to bring Tehran back into the nuclear deal (the 2015 Joint Comprehensive Plan of Action) or to increase pressure on North Korea to end its missile launches and not to conduct another nuclear test. Likewise, coordination on Syria is less likely. It may well be that any meaningful improvement in the overall bilateral relationship requires Putin’s departure from the Kremlin. A second requirement could be that Putin’s successor adopt policy changes to demonstrate that Russia is altering course and prepared to live in peace with its neighbors.

What happens will depend on how the Russian elite and public view his performance; while some signs of disaffection over the war have emerged, it is too early to forecast their meaning for Putin’s political longevity.

This does not mean to advocate a policy of regime change in Russia. That is beyond U.S. capabilities, especially given the opacity of today’s Kremlin. U.S. policy should remain one of seeking a change in policy, not regime. That said, the prospects for improving U.S.-Russian relations appear slim while Putin remains in charge. What happens will depend on how the Russian elite and public view his performance; while some signs of disaffection over the war have emerged , it is too early to forecast their meaning for Putin’s political longevity.

Still, while it remains difficult to predict the outcome of the war or the impact it may have on Putin’s time in the Kremlin, there is little doubt that the fighting with Ukraine and its ramifications will leave Russia diminished in significant ways. It must contend with a badly-damaged military that will take years to reconstitute; years of likely economic stagnation cut off from key high-tech imports; a potentially worsening situation with regard to energy exports and future production; an alarmed, alienated, and rearming Europe; and a growing political isolation that will leave Moscow even more dependent on its relationship with China. Putin still seems to cling to his desire of “regaining” part of Ukraine, which he considers “historic Russian land.” But the costs of that for Russia mount by the day.

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Voice for the army - support for the soldier, the russo-ukrainian war: a strategic assessment two years into the conflict.

painted model soldiers standing on a map of eastern Europe

by LTC Amos C. Fox, USA Land Warfare Paper 158, February 2024  

In Brief Examining the strategic balance in the Russo-Ukrainian War leads to the conclusion that Russia has the upper hand. In 2024, Ukraine has limited prospects for overturning Russian territorial annexations and troop reinforcements of stolen territory. Ukraine’s ability to defend itself against Russian offensive action decreases as U.S. financial and materiel support decreases. Ukraine needs a significant increase in land forces to evict the occupying Russian land forces.

Introduction

The Russo-Ukrainian War is passing into its third year. In the period leading up to this point in the conflict, the defense and security studies community has been awash with arguments stating that the war is a stalemate. Perhaps the most compelling argument comes from General Valery Zaluzhny, former commander-in-chief of Ukraine’s armed forces, who stated as much in an interview with the Economist in November 2023. 1 Meanwhile, there are others, including noted analyst Jack Watling, who emphatically state the opposite. 2  

Nonetheless, two years in, it is useful to objectively examine the conflict’s strategic balance. Some basic questions guide the examination, such as: is Ukraine winning, or is Russia winning? What does Ukraine need to defeat Russia, and conversely, what does Russia need to win in Ukraine? Moreover, aside from identifying who is winning or losing the conflict, it is important to identify salient trends that are germane not just within the context of the Russo-Ukrainian War, but that are applicable throughout the defense and security studies communities.

This article addresses these questions through the use of the ends-ways-means-risk heuristic. In doing so, it examines Russia and Ukraine’s current strategic dispositions, and not what they were in February 2022, nor what we might want them to be. Viewing the conflict through the lens of preference and aspiration causes any analyst to misread the strategic situation. The goal of this article, however, is to take a sobering look at the realities of the conflict, offer an assessment of the situation, and posit where the conflict is likely to go in 2024. 

The overall conclusion is that Russia is winning the conflict. Russia is winning because it possesses its minimally acceptable outcome: the possession of the Donbas, of the land bridge to Crimea, and of Crimea itself. This victory condition, however, is dependent upon Ukraine’s inability to generate a force sufficient to a) defeat Russia’s forces in each of those discrete pieces of territory; b) retake control of that territory; and c) hold that territory against subsequent Russian counterattacks. No amount of precision strike, long-range fires or drone attacks can compensate for the lack of land forces Ukraine needs to defeat Russia’s army and then take and hold all that terrain. Thus, without an influx of resources for the Ukrainian armed forces—to include a significant increase in land forces—Russia will likely prevail in the conflict. If U.S. support to Ukraine remains frozen, as it is at the time of this writing, then Russian victory in 2024 is a real possibility.   

Laying the Groundwork: Situational Implications

Moreover, several other important implications emerge for the defense and security studies community. First, land wars fought for control of territory possess inherently different military end states than irregular wars, counterinsurgencies and civil wars. Therefore, militaries must have the right army for the conflict in which they are engaged. A counterinsurgency army or constabulary force, for instance, will not win a war for territory against an industrialized army built to fight and win wars of attrition. This is something policymakers, senior military leaders and force designers must appreciate and carefully consider as they look to build the armies of the future. 

Second, land wars fought for control of territory require military strategies properly aligned to those ends. Therefore, militaries must have the right strategy for the conflict, or phase of the conflict, in which they are engaged. A strategy built on the centrality of precision strike but lacking sufficient land forces to exploit the success of precision strike, for instance, will not win a war for territory—especially against an industrialized army built to fight and win wars of attrition. Policymakers and senior military leaders must periodically refresh and reframe their political ends and military strategies according to their means; otherwise, they risk a wasteful strategy that fritters away limited resources in the pursuit of unrealistic goals. 

Third, despite statements to the contrary, physical mass—in this case, more manpower—is more important than precision strike and long-range fires where the physical possession of territory is a critical component of political and military victory for both states. Physical mass allows an army to hold and defend territory. The more physical mass an army possesses, the more resilient it is to attacks of any type and the more difficult and costly it is to defeat—whether that be in munitions expended, number of attacks conducted or lives lost. 

Fourth, a prepared, layered and protected defense, like that of Russia’s along the contact line with Ukraine’s armed forces, is challenging to overcome. This challenge grows exponentially if the attacker lacks sufficiently resilient and resourced land forces that are capable of a three-fold mission: (1) defeating the occupying army; (2) moving into the liberated territory; and (3) controlling that land. Armies that are designed to deliver a punch but lack the depth of force structure to continue advancing into vacated or liberated territory after a successful attack, and subsequently are unable to stave off counterattacks, are of little use beyond defensive duty. This finding is at odds with conventional wisdom regarding future force structure that posits that future forces should be small and light and should fight dispersed. 

Fifth, Carl von Clausewitz warns that, “So long as I have not overthrown my opponent, I am bound to fear he may overthrow me. Thus, I am not in control: he dictates to me as much as I dictate to him.” 3 The Russo-Ukrainian War has reiterated Clausewitz’s caution: as neither army is able to outright defeat the other, Russia and Ukraine are locked in a long war of attrition, which is fueling the stalemate to which Zaluzhny refers and Watling rejects. The writing between the lines thus suggests that, when confronted with war, a state must unleash a military force that is capable of both defeating its adversary’s army and simultaneously accomplishing its supplemental conditions of end state, to include taking and holding large swaths of physical terrain. Without defeating an adversary’s army—regardless of its composition—one must then always contend with the possibility that tactical military gains are fleeting. Moreover, by first defeating an adversary’s army, one might turn what would otherwise be a long war of attrition into a short war of attrition.  

Russian Strategic Assessment

Russia’s strategic ends can be summarized as: 

  • fracture the Ukrainian state—politically, territorially and culturally; 
  • maintain sufficient territorial acquisitions to support a range of acceptable political-military outcomes; 
  • maintain strategic materiel overmatch; 
  • exhaust Ukraine’s ability to continue fighting—both materially and as regards Ukrainian support from the international community; 
  • normalize the conflict’s abnormalities; and 
  • undercut and erode Ukraine’s ability to conduct offensive operations to reclaim annexed territory. 

When viewing all of these ends collectively, it is clear that denationalization of the Ukrainian state is Russia’s strategic end in this conflict. Raphael Lemkin defines denationalization as a state’s deliberate and systematic process of eroding or destroying another state’s national character and national patterns (i.e., culture, self-identity, language, customs, etc.). 4 Russia’s policy and military objectives have evolved ever so slightly since February 2022, but Ukraine’s denationalization remains at the heart of the Kremlin’s strategic ends. The Kremlin’s objectives in 2022 included unseating President Volodymyr Zelenskyy, ending Ukrainian self-rule and replacing it with a Russian partisan political leadership, and annexing a significant portion of Ukraine’s territory. To that end, Russian President Vladimir Putin spoke at the time of “denazifying” and “demilitarizing” Ukraine, while also forcing Kyiv to remain politically and militarily neutral within the international community’s network of political and military alliances. 5 Putin reaffirmed these policy aims during a December 2023 press conference in Moscow. 6 Nonetheless, Russia’s military activities—which have not made advances toward Kyiv since Moscow’s initial assault on the capital failed in April 2022—do not indicate any renewed effort to remove Zelenskyy or Ukraine’s government from power. There is, though, a real possibility of this occurring in 2024, especially if U.S. support to Ukraine remains frozen for the foreseeable future. 

It does appear, however, that the Kremlin is attempting to elongate the conflict in time and cost such that Moscow outlasts both Kyiv’s financial and military support from the international community and Ukraine’s material means to continue attempting offensive military activities to reclaim its territory. In doing so, the Kremlin likely intends to accelerate Ukraine to strategic exhaustion and subsequently force Kyiv to broker a peace deal.

As noted recently, Russia’s territorial ambitions of Ukraine likely operate along a spectrum of acceptable outcomes. 7 Presumably, as noted above, Russia’s minimally acceptable outcome—or the minimal territorial holdings that the Kremlin is satisfied to end the war possessing—include retention of the Donbas, the land bridge to Crimea and Crimea (see Figure 1). For clarity’s sake, the land bridge to Crimea includes the Zaporizhzhia and Kherson oblasts—the two oblasts that provide a unified ground link between the Donbas and Crimea. The land bridge is important because it provides Russia a ground-based connection from Russian territory between the occupied Donbas and occupied Crimea, thus simplifying the governance, defense and retention of Crimea.  

Figure 1

2024 will be a pivotal year for Ukraine. If the United States elects a Ukraine-friendly president, then Kyiv can likely expect continued financial and military support from the United States in 2025. On the other hand, if it does not elect a Ukraine-friendly president, then Kyiv can anticipate a range of decreasing financial and military support in the defense of their state against Russian denationalization efforts. 

At the same time, the appearance of Chinese, North Korean and Iranian weapons and munitions on the Ukrainian battlefield indicate that Russia is facing its own challenges keeping up with the conflict’s attritional character. 8 Though the degree to which external support is helping keep its war-machine going in Ukraine is challenging to discern through open-source information, we do know that external support allows the Russian military to overcome some of its defense industry’s production and distribution shortfalls. In turn, Chinese, North Korean and Iranian support allows the Kremlin to continue elongating the conflict in time, space and resources with the goal of exhausting Ukraine’s military and Kyiv’s capacity to sustain its resistance to Russia.   

Russia has already weathered much of the risk associated with invading Ukraine. Economic sanctions hit hard early on, but Russian industry and its economy have absorbed those early hardships and found ways to offset many of those challenges—including through Chinese, North Korean and Iranian support. 9 Further, the West’s gradual escalation of weapon support to Ukraine allowed Russia to develop an equally gradual learning curve to those weapons, and, in most cases, nullify any “game-changing” effects that they might have generated if introduced early in the conflict and with sufficient density to create front-wide effects. 10 Instead, the slow drip of Western support allowed Russian forces to observe, learn and adapt to those weapon systems and develop effective ways to counter Western technology and firepower. 11 The Russian military’s learning process has allowed it to recover from its embarrassing performance early in the conflict and draw into question the U.S. and other Western states’ strategy of third-party support to Ukraine. 12  

The primary risks that the Russo-Ukrainian War poses to Russia today are: (1) The United States and/or NATO might intervene with their land forces on behalf of Ukraine; and (2) political upheaval might occur as a result of domestic unrest. The risk of U.S. and NATO intervention with land forces is low, and will likely remain that way, because of the fear of Russian escalation with tactical or strategic nuclear weapons. 13 Although the likelihood of Russian nuclear strikes in Ukraine is also low, Russian political leaders regularly unsheathe nuclear threats to oppose and deter unwanted activities. 14 Dmitry Medvedev, Deputy Chairman of Russia’s Security Council, recently threated Ukraine with a nuclear response if Ukraine attacked Russian missile launch sites within Russia with Western-supplied, long-range missiles. 15 This follows Russia’s repositioning of some of its nuclear arsenal to Belarus in the summer of 2023. 16 Nonetheless, short of the commitment of U.S. or NATO land forces, or the potential loss of the Crimean peninsula, Russia’s likelihood to actually use nuclear weapons remains low. 

To the second risk—that of domestic unrest creating political instability—Putin and his coterie of supporters continue to use old Russian methods to offset this problem. Arrests, assassinations, disappearances and suppression are the primary methods employed against this challenge and to deter domestic opposition to his policies vis-à-vis Ukraine. 17 The assassination of Yevgeny Prigozhin, the head of the Wagner Group, in August 2023, is perhaps the most high-profile example of this technique. 18 Further, the periodic disappearances and imprisonments of Alexei Navalny is another example of the Putin regime attempting to keep political opposition quiet. 19 Longtime Kremlin henchman, Igor Girkin, who was extremely critical of Putin and of the Kremlin’s handling of the war in Ukraine during 2023, was sentenced to four years in prison in January 2024. 20 Moreover, the suppression of journalists within Russia is spiking as Putin seeks to silence opposition and punish dissent in the wake of the strong economic and domestic upheavals caused by his war. 21

In addition, former U.S. Army Europe commander, Lieutenant General Ben Hodges, USA, Ret., states that Russia mobilizes citizens from its peripheral and more rural areas for its war in Ukraine. 22 Many of these individuals are ethnic minorities and therefore of lesser importance in Putin’s (and many Russians’) social hierarchy. 23 According to Hodges, by pulling heavily from the areas outside of Russia’s major population centers, to include Moscow and St. Petersburg, Putin is able to offset a significant potential domestic unrest by thrusting the weight of combat losses into the state’s far-flung reaches, to be borne by those with less social status. 24 Doing so buys Putin more time to continue the conflict and attempt to bankrupt both Ukrainian and Western resolve.   

Means are the military equipment and other materiel that a military force requires to create feasible ways. Moreover, means operate as the strategic glue that binds a military force’s ends with their ways. As mentioned in the Ends section, Russian industry appears to be challenged by the Russian armed forces’ demand for military equipment and armaments. The Russian armed forces’ ways—or approach to operating on the battlefield against Ukraine—is resource-intensive. Early Russian combat losses—the result of stalwart Ukrainian fighting coupled with inept Russian tactics—generated massive logistics challenges for Russia. Further, Russia has continued to fight according to long-standing Russian military practice: lead with fires, and move forward incrementally as the fires allow. The incremental advances, however, have also come at extreme costs in men and materiel. Jack Watling and Nick Reynolds, for instance, refer to Russian fighting at the battles of Mariupol and Bakhmut as relying on “meatgrinder tactics” in which human-wave attacks are used to advance Russian military interests. 25 As of 20 February 2024, Russia has lost 404,950 troops, 6,503 tanks, 338 aircraft and 25 ships, among many other combat losses; the losses that they have afflicted on Ukrainian forces remains largely unknown. 26  

As noted by Kyrylo Budanov, Ukraine’s chief intelligence officer, Russia’s use of proxy forces is the primary way in which they have sought to offset land force requirements and to relieve some of the stress on their own army. 27 The contractual proxy, the Wagner Group, and the Donetsk and Luhansk People’s Armies (DPA and LPA, respectively)—both cultural proxies—were the primary proxies used between the renewed hostilities of February 2022 through the summer of 2023. The Wagner Group’s attempted coup in June 2023 naturally cooled the Kremlin’s reliance on it. At the same time, Russia’s military operations have become less offensive and more defensive, seeking to retain land already annexed, as opposed to confiscating more Ukrainian territory. Consequently, Moscow’s demand for more land forces and disposable infantry has somewhat diminished. 

Nonetheless, fighting a defensive war along the contact line across the Donbas and the land bridge to Crimea has increased Russia’s need for drones and strike capability. As noted previously, Russia has maintained good diplomatic relationships with China, North Korea and Iran; this has allowed the Russian armed forces access to important weaponry from those states for use on the battlefield in Ukraine. Thus, despite the potential for economic sanctions to cripple Russia’s ability to wage war, the Kremlin has diversified its bases of economic and military power to ensure that it has the means it requires to continue the conflict with Ukraine. Moreover, this has allowed Russia to overcome many of the advantages that Ukraine obtained through the introduction of U.S. and other Western-supplied military aide and so to return theater-level stasis to the battlefield. Put another way, Russia’s ability to diversify its means has allowed it to generate a stalemate—which works in Moscow’s favor—and to keep the conflict going, with the goal of outlasting the international community’s military support and exhausting Ukraine’s ability to continue fighting. 

Considering Russia’s diverse bases of power, it is likely that battlefield stasis—or stalemate—will continue through 2024. In fact, this is probably Russia’s preferred course of action. It is likely that Russia is seeking to elongate the conflict through the upcoming U.S. presidential election, in hopes that the United States will elect a president who is not as friendly toward Kyiv and the Ukrainian fight for sovereignty—namely, one that will eliminate U.S. support to Ukraine’s war effort altogether.   

Ways are the specific methods an actor seeks to obtain their ends, with deference to their means. Ways consist of many supporting lines of operation or lines of effort. Moreover, many complimentary campaigns and operations can exist simultaneously within a strategy’s ways. Further, from a taxonomical position, the dominant approach or line of operation (or effort) within a strategy’s ways often becomes shorthand for a combatant’s general strategy. To that end, Russia’s strategy can be considered a strategy of exhaustion. 

Russia’s strategy of exhaustion can be broken into five lines of effort: 

  • incrementally increase territorial gains to support negotiations later down the line; 
  • fortify territorial gains to prevent Ukrainian efforts to retake that land; 
  • destroy Ukraine’s offensive capability to prevent future attempts to retake annexed territory; 
  • temporally elongate the conflict to outlast U.S. and Western military support; and 
  • temporally and spatially elongate the conflict to exceed Ukraine’s manpower reserves. 

Early in the conflict, Russia’s strategy focused on the conquest of Ukrainian territory. The scale is up for debate, but Russian military operations indicated that they intended to take Kyiv, the oblasts that paralleled both sides of the Dnieper River, and all the oblasts east of the Dnieper to the Ukraine-Russia international boundary. This operation floundered, but Russia was able to extend their holdings in the Donbas, retain Crimea and obtain the land bridge to Crimea—which had been a goal of their 2014–2015 campaign, one that they came up short on at that time. 28  

As noted in the Means section above, Russia attempted limited territorial gains through 2023. 29 The attainment of any further Ukrainian territory is likely only for negotiation purposes. With that, if and when Russia and Ukraine reach the point in which they must negotiate an end to the conflict, Russia can offer to “give back” some of Ukraine’s territory as a bargaining chip so that it can hold onto what it truly desires: retention of the Donbas, the land bridge to Crimea and Crimea. This is a trend that will likely continue through 2024; we can expect to see Russia attempting to extend their territorial holdings along the contact line, arguably for the purpose of improving their bargaining position if and when negotiations between the two states come to fruition. 

Further, Russia seeks to cause Ukraine’s war effort to culminate by depleting Ukrainian materiel and manpower—both on hand and reserves. Putin states that Russia currently has 617,000 soldiers participating in the conflict. The number of combat forces within Ukraine is unknown. 30 Nonetheless, significant battles, such as Mariupol, Bakhmut, Avdiivka and others, while tough on Russia, are of serious concern for Ukraine. Russia’s population advantage in relation to Ukraine means, quite simply, that the Kremlin has a much deeper well from which to generate an army than does Kyiv. Therefore, Russia continues to leverage its population advantages over Ukraine in bloody battles of attrition to exhaust Ukraine’s ability to field forces. The Kremlin’s attempt to cause the Ukrainian armed forces to culminate shows signs of success. In December 2023, for instance, Zelenskyy stated that his military commanders were asking for an additional 500,000 troops. 31 Zelenskyy called this number “very serious” because of the impact it would have on Ukrainian civil society. 32 Budanov more recently echoed Zelenskyy, stating that Ukraine’s position was precarious without further mobilizations of manpower. 33  

Russia’s strategy of exhaustion, therefore, appears to be working. Russian mass has generally frozen the conflict along the lines of Russia’s minimally acceptable outcome noted previously, i.e., the retention of the Donbas, the land bridge to Crimea and Crimea. This reality flies in the face of General Chris Cavoli, commander of U.S. Army European Command and Supreme Allied Commander Europe, who emphatically stated: “Precision can beat Mass. The Ukrainians have showed that this past autumn. But it takes time for it to work, and that time is usually bought with space. And so, to use this method, we need space to trade for time. Not all of us have that. We have to compensate for this in our thinking [and] our planning.” 34  

While U.S. and Western-provided precision strike might have helped Ukraine in some early instances within the conflict, Russian mass, coupled with Russian’s intention on retaining territory, is disproving Cavoli’s hypothesis. Further, the sacrifice of territory for time that Cavoli refers to actually plays to the favor of Russian rather than Ukrainian political-military objectives. The land that Ukrainian forces have involuntarily ceded to Russian land forces is not likely to be retaken by precision strike. Ukraine will require a significant amount of land forces, supported by joint fires and precision strike, to dislodge Russian land forces, to control the retaken territory, and to hold it against subsequent Russian counterattacks.   

Russian Strategic Assessment: Summary

If winning in war is defined by one state’s attainment of their political-military objectives at the cost of their adversary’s political-military objectives, then Russia appears to possess the upper-hand through two years of conflict (see Table 1). Russia’s strategy of exhaustion and territorial annexation appears to be working, albeit at high costs to the Russian economy and the Russian people. Russia has had to diversify its bases of power to maintain the war stocks required to execute its strategy of exhaustion, and it has had to exact a heavy toll on the Russian people to conduct the bite-and-hold tactics needed to make its territorial gains. Considering that Russia is largely on the defensive now, holding its position along the time of contact, the toll on the Russian people will likely decrease in the coming year. Moreover, considering its heavily fortified defensive position, it will likely maintain the upper hand on the battlefield through 2024.  

Table 1

Ukrainian Strategic Assessment

Ukraine’s focus remains to liberate its territory from Russian occupation and restore its 1991 borders with Russia, which includes restoring its sovereignty over the Donbas and Crimea. 35 Beyond that, Ukraine continues to work to strengthen its bonds with the West. From security assistance partnerships to working on joining the European Union (EU), Zelenskyy and his government continue to press the diplomatic channels to maintain and gain political, military and economic support from the international community. 36

Kyiv’s efforts to join the EU and continue to maintain support from the international community are arguably much more realistic than its objective to remove Russian military forces—to include Russian proxies—from Ukraine’s territory. The classic board game Risk provides an excellent analogy for what Ukraine must do. In Risk, to claim or reclaim a piece of territory on the map, a player must attack and defeat the army occupying a territory. If (and when) the attacker defeats the defender, the attacker must then do two things—not just one. The attacker must not only move armies into the conquered territory, but he must also leave at least one army in the territory from which he initiated his attack. In effect, any successful attack diffuses combat power, and this is on top of any losses suffered during the attack. And yet, the attacker must identify the appropriate balance of armies between the newly acquired territory and the territory from which he attacked. An imbalance in either territory creates an enticing target for counterattack by the vanquished occupier. 

Ukraine finds itself in just such a position; however, instead of just attacking to retake one small portion of its territory, Ukraine must work to reclaim nearly 20 percent of its territory. 37 Compounding this problem is the size of Russia’s occupation force. As noted previously, Putin indicated that Russia has 670,000 soldiers committed to the conflict—this is more than a 200 percent increase from Moscow’s initial 190,000-strong invasion force. 38 It is challenging to verify Putin’s numbers, or to identify how those numbers are split between combat and support troops, and troops operating in Ukraine vice support troops committed to the conflict but operating in Russia. Nonetheless, for the sake of argument, let’s assume all 670,000 Russian troops are in Ukraine. Using the traditional attacker-to-defender heuristic, which states that a successful attack requires three units of measure to every one defensive unit of measure (3:1), and using individual troops as the unit of measure, we find that a successful Ukrainian attack would require more than two million troops to execute the sequence outlined above. 

Are two million troops really what’s required to evict Russian land forces from Ukraine and hold it against a likely counterattack? Some analysts—both old and current—suggest that the 3:1 ratio is flawed, not relevant, or both. 39 Or does modern technology obviate the need for some of those land forces, as Cavoli suggested? 

The fact of the matter remains: Long-range precision strike, drones of all types and excellent targeting information have done what complimentary arms and intelligence have always done—they have supported the advance or defensive posture of competing land forces, but they have not supplanted it. Moreover, technology must be viewed in the context of both the operations that it is supporting, but also the adversarial operations that it seeks to overcome. If it is correct that Russian strategy is primarily concerned with retaining its territorial acquisitions at this point, and thus Russian military forces are focused on conducting defensive operations, and that Ukrainian land forces do not have the numbers to conduct the attack-defeat-occupy-defend sequence in conjunction with those other components of combined arms operations, then the precision strike, drones and targeting information might be the window dressing for a futile strategic position. Seen in this light, Kyiv’s strategy is out of balance; that is, Kyiv’s ends exceed the limits of its means. The effect of this situation has contributed to the conflict being characterized as a war of attrition.  

The greatest risk to Ukraine’s strategy for winning the war against Russia is the loss of U.S. political, financial and military support. The loss of support from other European partners closely follows in order of importance. A great deal has been written about this in other publications, and as a result, this section will examine other strategic risks. 

One of Kyiv’s biggest strategic risks is exhausting or diffusing its military force so much so that Russian land forces might attack and confiscate additional Ukrainian land through increasingly vulnerable positions. For instance, Ukraine’s counteroffensive in the summer of 2023 could have very well created so-called soft spots in Ukraine’s lines through which a localized counterattack might create an operational breakthrough. That did not happen, but this situation is something that strategic military planners must consider if Zelenskyy and his government truly intend to liberate all of Ukraine’s territory from Russia.

In addition, the reclamation of Crimea is something that is potentially a game-changing situation. Putin has stated the Crimea is Russia’s red line, indicating that a nuclear retort could likely coincide with any legitimate Ukrainian attempt to retake the peninsula. 40 Therefore, Putin’s red line is something policymakers and strategists in Kyiv would have to consider before enacting any attempt to seize and hold Crimea. Might Putin’s red line be a bluff? Perhaps. But the threat of nuclear strike, coupled with Putin’s move of nuclear weapons into Belarus and his repositioning of nuclear strike weapons close to Ukraine earlier in the conflict, demonstrate some credibility to the threat.   

As noted extensively in the section on Ukraine’s strategic ends, manpower is the biggest resource inhibiting Ukraine from attaining its political-military objectives. 41 As Zaluzhnyi notes in a recent essay, Ukraine’s recruiting and retention problems, coupled with a fixed population, no coalition to share the manpower load and two years of killed in action and other casualties, have put Ukraine in this position. 42 It is not a position that they are likely to overcome, even if Kyiv initiates a conscription system. Considering the 3:1 math outlined above, Kyiv theoretically needs to generate a trained army of more than two million troops if it hopes to remove Russian land forces from Ukraine. Moreover, if technology enthusiasts are correct and precision strike weapons, drones and advanced intelligence could shift the 3:1 ratio to perhaps 2:1 or even 1.5:1 in open combat, that advantage would shift back toward the defenders in urban areas. This is because of considerations of International Humanitarian Law and the challenges of targeting in more respective operating environments—a useful segue to discuss combat in urban areas. 

The math gets even more challenging when this context is applied. Trevor Dupuy writes that, “The 3:1 force ratio requirement for the attacker cannot be of useful value without some knowledge of the behavioral and other combat variable factors involved.” 43 As such, factors such as the operating environment, the type of opponent and the method in which they have historically fought must also be applied to the situation. Theory and military doctrine both suggest that the ratio for attacker to defender in urban operating environments increases from 3:1 to 6:1. 44  

Considering the large number of cities in Ukraine’s occupied areas, as well as their breadth and the depth of the front that Kyiv’s forces would have to work through, this poses a significant challenge. Hypothetically, Russian forces might strong-point places like Donetsk City, Mariupol, Melitopol, Simferopol and Sevastopol, creating a network of interlocked spikes in required strength—from 3:1 to 6:1—and thus increasing the overall combat power required by Ukraine to remove Russian military forces from the country. 

Moreover, if Ukraine is able to remove Russian land forces from Ukraine, the question of insurgency must also come into the equation. Retaking physical territory is one thing; securing the loyalty of the people in that territory is quite another. Vast portions of Donetsk and Luhansk oblasts, as well as the entirety of Crimea, have been occupied by Russia for a decade. The political loyalties, cultural affiliation and domestic politics of the population in those areas are far from certain at this point. Thus, the chance for an insurgency in the Donbas and Crimea must also be considered when calculating the means—in this case, human capital—required to conduct operations to reclaim and hold lost territory. 

Already running short of needed ammunition, to include artillery, missiles and air defense missiles, Ukraine’s ammunition crunch is likely to accelerate through 2024. This is yet another concern raised by Zaluzhnyi in his recent essay on what Ukraine needs to survive and win against Russia. 45 At the time of this writing, Congress has failed to approve the Department of Defense’s latest funding requests for Ukraine. Whether they move forward on that remains to be seen. Nonetheless, for the purpose of continuing the discussion, let’s assume that Congress approves the funding in March 2024. But by that time, that lapse in funding will have created a lapse in support to Ukraine, exacerbating an already tenuous ammunition situation and potentially creating something far more critical. As it currently stands, Ukrainian units are approaching the point at which they are able to do little more than defend their positions and maintain the front lines. 46 Moving forward in time, Ukrainian units will not be able to conduct robust offensive operations—which would require methodically penetrating Russian defensive belts and destroying Russian land forces in stride—because they will not have enough ammunition. 

A lag will also develop between the time in which Congress authorizes funds for Ukraine, the time that the military can deliver the equipment associated with those funds to Ukraine’s armed forces and the time that the Ukrainian armed forces can put that equipment to use on the battlefield. In the interim period between Congressional approval and the Ukrainian forces putting the equipment to use in the field, the risk of Russian tactical and operational military offensive operations increases, while Ukraine’s risk of successful defensive operations decreases. Therefore, one might expect to see Russian land forces attempting to penetrate Ukrainian lines in the coming months in an effort to exploit Ukraine’s ammunition crisis and, as noted earlier, to take additional territory to strengthen its bargaining position later down the road.   

Having examined Ukraine’s strategic ends and the challenges presented to those ends by both Ukraine’s risks and means, the ways is a fairly simple discussion. Ukraine’s limited manpower and ammunition base already limits what Ukraine can do offensively. If Russian forces in Ukraine do actually approach 670,000, and the 3:1 ratio (or 6:1 ratio) are accurate planning considerations, Kyiv would have to generate, at a minimum, the men, materiel and ammunition for a two million-soldier army to retake the Donbas, the land bridge to Crimea and Crimea. Moreover, this does not account for any counterattacks that might follow Ukrainian success or for potential insurgencies in any of those newly liberated areas. 

In recent conversations on the subject, Michael Kofman and Franz-Stefan Gady made mention of this and suggested that, for the foreseeable future, Ukrainian forces are limited to defensive operations along the contact line and to small, limited objective offensives with operations rarely exceeding platoon size. 47 Hardly a way to win a war. Although Gady’s assessment of Ukraine’s position was more optimistic than Kofman’s, both analysts suggest a very challenging 2024 for Kyiv’s armed forces. Considering the strategic balance, Gady and Kofman are correct—Ukraine will be quite challenged in 2024 to do much more than defend the contact line with sufficient force to prevent Russian breakthroughs. Avdiivka is a case in point. 

Avdiivka—located along the contact line in Donetsk oblast—is the conflict’s current hot spot. Russian land forces continue to use “meat assaults” to attrite Ukrainian men, materiel and equipment in the city in hopes of extending their territorial annexation and exhausting Ukraine’s ability to continue fighting. 48 After months of fighting, Russia appears to be on the cusp of claiming the city. 49 Accurate casualty numbers are challenging to identify at this point, but reports indicate that thousands of troops on both sides have died as the struggle for the city churns through men and resources. Holding the line against robust Russian attacks, like that at Avdiivka, is likely to be the maximum extent of Ukrainian operations through 2024.  

Ukrainian Strategic Assessment: Summary

The most basic finding is that Ukraine has culminated and is not capable of offensive operations at the scale and duration required to retake the Donbas, the land bridge to Crimea or Crimea. What’s more, the Ukrainian armed forces will require a significant augmentation of land power to remove Russia from Ukraine’s territory. Precision strikes and air power will help in this endeavor, but Ukrainian infantry and armored forces must still move into the terrain, clear the terrain of Russian land forces, hold the terrain and then prevail against any Russian counterattacks. Therefore, onlookers should not expect any grand Ukrainian offensive through 2024. Ukraine might attempt one or two smaller scale offensives to nibble away Russian held territory, but anything larger exceeds Ukraine’s means. 

If U.S. support to Ukraine remains frozen for an extended period of time, Ukraine’s ability to just hold the contact line with Russia will deteriorate further. U.S. weapons, ammunition and military equipment are vital to Ukraine’s ability to defend itself. Each day without that support adds more fragility to Ukraine’s supply network, its artillery forces and its land forces. It means increasing weaknesses proliferating through the Ukrainian armed forces and Kyiv’s inability to develop useful military strategy. In short, 2024 looks bleak for Ukraine and for its ability to meet its political-military objectives.   

Table 2

If, however, U.S. support to Ukraine is unlocked relatively soon, Ukraine’s ability to defend itself will still see a slight dip in capability, but it will likely rebound quickly. Nonetheless, Ukraine’s manpower challenges will still prevent it from any large-scale offensives during 2024. The influx of long-range precision strikes, air power and intelligence from the United States—and other Western nations—will help mitigate some of the personnel challenges, but certainly not completely obviate that concern. Therefore, the attritional grind of forces aligned on opposing trench networks is likely to characterize the conflict throughout 2024.   

The Russo-Ukrainian War is currently in stasis. This stalemate is the result of competing strategies, one of which is focused on the retention of annexed territory—and the other on the vanquishment of a hostile force from its territory without the means to accomplish that objective. Considering the balance in relation to each state’s ends, Russia is currently winning the war (see Table 3). Russia controls significant portions of Ukrainian territory, and they are not likely to be evicted from that territory by any other means than brutal land warfare, which Ukraine cannot currently afford. What’s more, it is debatable if Ukraine will be able to generate the forces needed to liberate and hold the Donbas, the land bridge to Crimea and Crimea. It would likely take an international coalition to generate the number of troops, combat forces and strike capabilities needed to accomplish the liberation of Ukraine’s occupied territory. This international coalition materializing is extremely unlikely to happen.

As stated in the Introduction, land wars fought for territory possess different military end goals than irregular wars, counterinsurgencies and civil wars. Moreover, a strategy’s ends must be supported first by its means, and secondarily, by resource-bound ways to accomplish those ends. Thus, precision strike strategies and light-footprint approaches do not provide sufficient forces to defeat industrialized armies built to fight wars based on the physical destruction of opposing armies and occupying their territory. Robust land forces, capable of delivering overwhelming firepower and flooding into territory held by an aggressor army, are the future of war, not relics of 20th century armed conflict. This is not a feature of conflict specific to Europe, but, as John McManus notes, something that has also been proven in east Asia during U.S. operations in the Pacific theater during World War II. For instance, McManus notes that the U.S. Army employed more divisions during the invasion of The Philippines than it did during the invasion of Normandy. 50 Given the considerations that policymakers face regarding a China-Taiwan conflict scenario, it is useful to take into account McManus’ findings, as well as the realities of war laid bare in Ukraine. If China were to invade Taiwan, with the intention of annexation, then similar factors to that of the Russo-Ukrainian War are worth weighing. Large, robust land forces would be required to enter, clear and hold Taiwan. 

Moreover, Russia’s operations in Ukraine illustrate that mass beats precision, and not the other way around. Precision might provide a tactical victory at a single point on the battlefield, but those victories of a finite point are not likely to deliver strategic victory. Further, denigrating Russia’s mass strategy as “stupid” misses the point. If Russia delivers strategic victory, it cannot be that illogical, regardless of how dubious the methods. Ultimately, Russia’s operations in Ukraine show that mass, especially in wars of territorial annexation, are how a state truly consolidates its gains and hedges those military victories against counterattacks.   

Table 3

Finally, the Russo-Ukrainian War illustrates how important it is to eliminate an enemy army to insulate one’s state from see-saw transitions between tactical victories. Clausewitz asserts that an undestroyed army always presents the possibility of returning to the battlefield and undercutting its adversary’s aims. Ukraine’s inability to eliminate Russia’s army and remove it from the battlefield in Ukraine means that Kyiv will have to continually wrestle with the Kremlin aggressively pursuing its aims in Ukraine. Ukraine’s inability to generate the size of force, coupled with the destructive warfighting capabilities needed to destroy Russia’s army in Ukraine and to occupy and hold the liberated territory, means that this war of attrition will likely grind on until either Ukraine can generate the force needed to evict Putin’s army from Ukraine, Ukraine becomes strategically exhausted and has to quit the conflict, or both parties decide to end the conflict. Regardless of the outcome, 2024 will likely continue to see Russia attempting to strategically exhaust Ukraine; meanwhile, Kyiv will do its best to maintain its position along the contact line as it tries to recruit and train the army needed to destroy Russia’s army and to liberate its territory.

Amos Fox is a PhD candidate at the University of Reading and a freelance writer and conflict scholar writing for the Association of the United States Army. His research and writing focus on the theory of war and warfare, proxy war, future armed conflict, urban warfare, armored warfare and the Russo-Ukrainian War. Amos has published in RUSI Journal and Small Wars and Insurgencies among many other publications, and he has been a guest on numerous podcasts, including RUSI’s Western Way of War , This Means War , the Dead Prussian Podcast and the Voices of War .

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The views and opinions of our authors do not necessarily reflect those of the Association of the United States Army. An article selected for publication represents research by the author(s) which, in the opinion of the Association, will contribute to the discussion of a particular defense or national security issue. These articles should not be taken to represent the views of the Department of the Army, the Department of Defense, the United States government, the Association of the United States Army or its members.

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The War in Ukraine Is a Colonial War

By Timothy Snyder

When Vladimir Putin denies the reality of the Ukrainian state, he is speaking the familiar language of empire. For five hundred years, European conquerors called the societies that they encountered “tribes,” treating them as incapable of governing themselves. As we see in the ruins of Ukrainian cities, and in the Russian practice of mass killing, rape, and deportation, the claim that a nation does not exist is the rhetorical preparation for destroying it.

Empire’s story divides subjects from objects. As the philosopher Frantz Fanon argued, colonizers see themselves as actors with purpose, and the colonized as instruments to realize the imperial vision. Putin took a pronounced colonial turn when returning to the Presidency a decade ago. In 2012, he described Russia as a “state-civilization,” which by its nature absorbed smaller cultures such as Ukraine’s. The next year, he claimed that Russians and Ukrainians were joined in “spiritual unity.” In a long essay on “historical unity,” published last July, he argued that Ukraine and Russia were a single country, bound by a shared origin. His vision is of a broken world that must be restored through violence. Russia becomes itself only by annihilating Ukraine.

As the objects of this rhetoric, and of the war of destruction that it sanctions, Ukrainians grasp all of this. Ukraine does have a history, of course, and Ukrainians do constitute a nation. But empire enforces objectification on the periphery and amnesia at the center. Thus modern Russian imperialism includes memory laws that forbid serious discussion of the Soviet past. It is illegal for Russians to apply the word “war” to the invasion of Ukraine. It is also illegal to say that Stalin began the Second World War as Hitler’s ally, and used much the same justification to attack Poland as Putin is using to attack Ukraine. When the invasion began, in February, Russian publishers were ordered to purge mentions of Ukraine from textbooks.

Faced with the Kremlin’s official mixture of fantasy and taboo, the temptation is to prove the opposite: that it is Ukraine rather than Russia that is eternal, that it is Ukrainians, not Russians, who are always right, and so on. Yet Ukrainian history gives us something more interesting than a mere counter-narrative to empire. We can find Ukrainian national feeling at a very early date. In contemporary Ukraine, though, the nation is not so much anti-colonial, a rejection of a particular imperial power, as post-colonial, the creation of something new.

Southern Ukraine, where Russian troops are now besieging cities and bombing hospitals , was well known to the ancients. In the founding myth of Athens, the goddess Athena gives the city the gift of the olive tree. In fact, the city could grow olives only because it imported grain from ports on the Black Sea coast. The Greeks knew the coast, but not the hinterland, where they imagined mythical creatures guarding fields of gold and ambrosia. Here already was a colonial view of Ukraine: a land of fantasy, where those who take have the right to dream.

The city of Kyiv did not exist in ancient times, but it is very old—about half a millennium older than Moscow. It was probably founded in the sixth or seventh century, north of any territory seen by Greeks or controlled by Romans. Islam was advancing, and Christianity was becoming European. The Western Roman Empire had fallen, leaving a form of Christianity subordinate to a pope. The Eastern (Byzantine) Empire remained, directing what we now call the Orthodox Church. As Rome and Constantinople competed for converts, peoples east of Kyiv converted to Islam. Kyivans spoke a Slavic language that had no writing system, and practiced a paganism without idols or temples.

Putin’s vision of “unity” relates to a baptism that took place in this setting. In the ninth century, a group of Vikings known as the Rus arrived in Kyiv. Seeking a southbound route for their slave trade, they found the Dnipro River, which runs through the city. Their chieftains then fought over a patchwork of territories in what is now Ukraine, Belarus, and the northeast of Russia—with Kyiv always as the prize. In the late tenth century, a Viking named Valdemar took the city, with the help of a Scandinavian army. He initially governed as a pagan. But, around 987, when the Byzantines faced an internal revolt, he sensed an opportunity. He came to the emperor’s aid, and received his sister’s hand in marriage. In the process, Valdemar converted to Christianity.

Putin claims that this messy sequence of events reveals the will of God to bind Russia and Ukraine forever. The will of God is easy to misunderstand; in any case, modern nations did not exist at the time, and the words “Russia” and “Ukraine” had no meaning. Valdemar was typical of the pagan Eastern European rulers of his day, considering multiple monotheistic options before choosing the one that made the most strategic sense. The word “Rus” no longer meant Viking slavers but a Christian polity. Its ruling family now intermarried with others, and the local people were treated as subjects to be taxed rather than as bodies to be sold.

Yet no rule defined who would take power after a Kyivan ruler’s death. Valdemar took a Byzantine princess as his wife, but he had a half a dozen others, not to mention a harem of hundreds of women. When he died in 1015, he had imprisoned one of his sons, Sviatopolk, and was making war upon another, Yaroslav. Sviatopolk was freed after his father’s death, and killed three of his brothers, but he was defeated on the battlefield by Yaroslav. Other sons entered the fray, and Yaroslav didn’t rule alone until 1036. The succession had taken twenty-one years. At least ten other sons of Valdemar had died in the meantime.

These events do not reveal a timeless empire, as Putin claims. But they do suggest the importance of a succession principle, a theme very important in Ukrainian-Russian relations today. The Ukrainian transliteration of “Valdemar” is “Volodymyr,” the name of Ukraine’s President. In Ukraine, power is transferred through democratic elections: when Volodymyr Zelensky won the 2019 Presidential election , the sitting President accepted defeat. The Russian transliteration of the same name is “Vladimir.” Russia is brittle: it has no succession principle , and it’s unclear what will happen when Vladimir Putin dies or is forced from power. The pressure of mortality confirms the imperial thinking. An aging tyrant, obsessed by his legacy, seizes upon a lofty illusion that seems to confer immortality: the “unity” of Russia and Ukraine.

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In the Icelandic sagas, Yaroslav is remembered as the Lame; in Eastern Europe, he is the Wise, the giver of laws. Yet he did not solve the problem of succession. Following his reign, the lands around Kyiv fragmented again and again. In 1240, the city fell to the Mongols; later, most of old Rus was claimed by the Grand Duchy of Lithuania, then the largest state in Europe. Lithuania borrowed from Kyiv a grammar of politics, as well as a good deal of law. For a couple of centuries, its grand dukes also ruled Poland. But, in 1569, after the Lithuanian dynasty died out, a Polish-Lithuanian commonwealth was formalized, and the territories of Ukraine were placed under Polish jurisdiction.

This was a crucial change. After 1569, Kyiv was no longer a source of law but an object of it—the archetypal colonial situation. It was colonization that set off Ukraine from the former territories of Rus, and its manner generated qualities still visible today: suspicion of the central state, organization in crisis, and the notion of freedom as self-expression, despite a powerful neighbor.

During the sixteenth and seventeenth centuries, all the forces of Europe’s globalization seemed to bear down on Ukraine. Polish colonization resembled and in some measure enabled the European colonization of the wider world. Polish nobles introduced land-management practices—along with land managers, most of whom were Jewish—that allowed the establishment of profitable plantations. Local Ukrainian warlords rushed to imitate the system, and adopted elements of Polish culture, including Western Christianity and the Polish language. In an age of discovery, enserfed peasants labored for a world market.

Ukraine’s colonization coincided with the Renaissance, and with a spectacular flowering of Polish culture. Like other Renaissance thinkers, Polish scholars in Ukraine resuscitated ancient knowledge, and sometimes overturned it. It was a Pole, Copernicus, who undid the legacy of Ptolemy’s “ Almagest ” and confirmed that the Earth orbits the sun. It was another Pole, Maciej of Miechów, who corrected Ptolemy’s “ Geography ,” clearing Ukrainian maps of gold and ambrosia. As in ancient times, however, the tilling of the black earth enabled tremendous wealth, raising the question of why those who labored and those who profited experienced such different fates.

The Renaissance considered questions of identity through language. Across Europe, there was a debate as to whether Latin, now revived, was sufficient for the culture, or whether vernacular spoken languages should be elevated for the task. In the early fourteenth century, Dante answered this question in favor of Italian; English, French, Spanish, and Polish writers created other literary languages by codifying local vernaculars. In Ukraine, literary Polish emerged victorious over the Ukrainian vernacular, becoming the language of the commercial and intellectual élite. In a way, this was typical: Polish was a modern language, like English or Italian. But it was not the local language in Ukraine. Ukraine’s answer to the language question was deeply colonial, whereas in the rest of Europe it could be seen as broadly democratic.

The Reformation brought a similar result: local élites converted to Protestantism and then to Roman Catholicism, alienating them further from an Orthodox population. The convergence of colonization, the Renaissance, and the Reformation was specific to Ukraine. By the sixteen-forties, the few large landholders generally spoke Polish and were Catholic, and those who worked for them spoke Ukrainian and were Orthodox. Globalization had generated differences and inequalities that pushed the people to rebellion.

Ukrainians on the battlefield today rely on no fantasy of the past to counter Putin’s. If there is a precursor that matters to them, it is the Cossacks, a group of free people who lived on the far reaches of the Ukrainian steppe, making their fortress on an island in the middle of the Dnipro. Having escaped the Polish system of landowners and peasants, they could choose to be “registered Cossacks,” paid for their service in the Polish Army. Still, they were not citizens, and more of them wished to be registered than the Polish-Lithuanian parliament would allow.

The rebellion began in 1648, when an influential Cossack, Bohdan Khmelnytsky, saw his lands seized and his son attacked by a Polish noble. Finding himself beyond the protection of the law, Khmelnytsky turned his fellow-Cossacks toward revolt against the Polish-speaking, Roman Catholic magnates who dominated Ukraine. The accumulated cultural, religious, and economic grievances of the people quickly transformed the revolt into something very much like an anti-colonial uprising, with violence directed not only against the private armies of the magnates but against Poles and Jews generally. The magnates carried out reprisals against peasants and Cossacks, impaling them on stakes. The Polish-Lithuanian cavalry fought what had been their own Cossack infantry. Each side knew the other very well.

In 1651, the Cossacks, realizing that they needed help, turned to an Eastern power, Muscovy, about which they knew little. When Kyivan Rus had collapsed, most of its lands had been absorbed by Lithuania, but some of its northeastern territories remained under the dominion of a Mongol successor state. There, in a new city called Moscow, leaders known as tsars had begun an extraordinary period of territorial expansion, extending their realm into northern Asia. In 1648, the year that the Cossack uprising began, a Muscovite explorer reached the Pacific Ocean.

The war in Ukraine allowed Muscovy to turn its attention to Europe. In 1654, the Cossacks signed an agreement with representatives of the tsar. The Muscovite armies invaded Poland-Lithuania from the east; soon after, Sweden invaded from the north, setting off the crisis that Polish history remembers as “the Deluge.” Peace was eventually made between Poland-Lithuania and Muscovy, in 1667, and Ukraine was divided more or less down the middle, along the Dnipro. After a thousand years of existence, Kyiv was politically connected to Moscow for the first time.

The Cossacks were something like an early national movement. The problem was that their struggle against one colonial power enabled another. In 1721, Muscovy was renamed the Russian Empire, in reference to old Rus. Poland-Lithuania never really recovered from the Deluge, and was partitioned out of existence between 1772 and 1795. Russia thereby claimed the rest of Ukraine—everything but a western district known as Galicia, which went to the Habsburgs. Around the same time, in 1775, the Cossacks lost their status. They did not gain the political rights they had wanted, nor did the peasants who supported them gain control of the black earth. Polish landowners remained in Ukraine, even as state power became Russian.

Whereas Putin’s story of Ukraine is about destiny, the Ukrainian recollection of the Cossacks is about unfulfilled aspirations. The country’s national anthem, written in 1862, speaks of a young people upon whom fate has yet to smile, but who will one day prove worthy of the “Cossack nation.”

The nineteenth century was the age of national revivals. When the Ukrainian movement began in imperial Russian Kharkov—today Kharkiv , and largely in ruins—the focus was on the Cossack legacy. The next move was to locate history in the people, as an account of continuous culture. At first, such efforts did not seem threatening to imperial rule. But, after the Russian defeat in the Crimean War, in 1856, and the insult of the Polish uprising of 1863 and 1864, Ukrainian culture was declared not to exist. It was often deemed an invention of Polish élites—an idea that Putin endorsed in his essay on “historical unity.” Leading Ukrainian thinkers emigrated to Galicia, where they could speak freely.

The First World War brought the principle of self-determination, which promised a release from imperial rule. In practice, it was often used to rescue old empires, or to build new ones. A Ukrainian National Republic was established in 1917, as the Russian Empire collapsed into revolution. In 1918, in return for a promise of foodstuffs, the country was recognized by Austria and Germany . Woodrow Wilson championed self-determination, but his victorious entente ignored Ukraine, recognizing Polish claims instead. Vladimir Lenin invoked the principle as well, though he meant only that the exploitation of national questions could advance class revolution. Ukraine soon found itself at the center of the Russian civil war, in which the Red Army, led by the Bolsheviks, and the White Army, fighting for the defunct empire, both denied Ukraine’s right to sovereignty. In this dreadful conflict, which followed four years of war, millions of people died, among them tens of thousands of Jews.

Though the Red Army ultimately prevailed, Bolshevik leaders knew that the Ukrainian question had to be addressed. Putin claims that the Bolsheviks created Ukraine, but the truth is close to the opposite. The Bolsheviks destroyed the Ukrainian National Republic. Aware that Ukrainian identity was real and widespread, they designed their new state to account for it. It was largely thanks to Ukraine that the Soviet Union took the form it did, as a federation of units with national names.

The failure of self-determination in Ukraine was hardly unique. Almost all of the new states created after the First World War were destroyed, within about two decades, by Nazi Germany, the Soviet Union, or both. In the political imaginations of both regimes, Ukraine was the territory whose possession would allow them to break the postwar order, and to transform the world in their own image. As in the sixteenth century, it was as if all the forces of world history were concentrated on a single country.

Stalin spoke of an internal colonization, in which peasants would be exploited so that the Soviet economy could imitate—and then overtake—capitalism. His policy of collective agriculture, in which land was seized from farmers, was particularly unwelcome in Ukraine, where the revolution had finally got rid of the (still largely Polish) landholders. Yet the black earth of Ukraine was central to Stalin’s plans, and he moved to subdue it. In 1932 and 1933, he enforced a series of policies that led to around four million people dying of hunger or related disease. Soviet propaganda blamed the Ukrainians, claiming that they were killing themselves to discredit Soviet rule—a tactic echoed, today, by Putin. Europeans who tried to organize famine relief were dismissed as Nazis.

The actual Nazis saw Stalin’s famine as a sign that Ukrainian agriculture could be exploited for another imperial project: their own. Hitler wanted Soviet power overthrown, Soviet cities depopulated, and the whole western part of the country colonized. His vision of Ukrainians was intensely colonial : he imagined that he could deport and starve them by the millions, and exploit the labor of whoever remained. It was Hitler’s desire for Ukrainian land that brought millions of Jews under German control. In this sense, colonial logic about Ukraine was a necessary condition for the Holocaust .

Between 1933 and 1945, Soviet and Nazi colonialism made Ukraine the most dangerous place in the world . More civilians were killed in Ukraine, in acts of atrocity, than anywhere else. That reckoning doesn’t even include soldiers: more Ukrainians died fighting the Germans, in the Second World War, than French, American, and British troops combined.

The major conflict of the war in Europe was the German-Soviet struggle for Ukraine, which took place between 1941 and 1945. But, when the war began, in 1939, the Soviet Union and Germany were de-facto allies, and jointly invaded Poland. At the time, what is now western Ukraine was southeastern Poland. A small group of Ukrainian nationalists there joined the Germans, understanding that they would seek to destroy the U.S.S.R. When it became clear that the Germans would fail, the nationalists left their service, ethnically cleansed Poles in 1943 and 1944, and then resisted the Soviets. In Putin’s texts, they figure as timeless villains, responsible for Ukrainian difference generally. The irony, of course, is that they emerged thanks to Stalin’s much grander collaboration with Hitler. They were crushed by Soviet power, in a brutal counter-insurgency, and today Ukraine’s far right polls at one to two per cent. Meanwhile, the Poles, whose ancestors were the chief victims of Ukrainian nationalism, have admitted nearly three million Ukrainian refugees , reminding us that there are other ways to handle history than stories of eternal victimhood.

After the war, western Ukraine was added to Soviet Ukraine, and the republic was placed under suspicion precisely because it had been under German occupation. New restrictions on Ukrainian culture were justified by a manufactured allocation of guilt. This circular logic—we punish you, therefore you must be guilty—informs Kremlin propaganda today. Russia’s foreign minister, Sergey Lavrov, has argued that Russia had to invade Ukraine because Ukraine might have started a war. Putin, who has said the same, is clearly drawing on Stalin’s rhetoric. We are to understand that the Soviet victory in the Second World War left Russians forever pure and Ukrainians eternally guilty. At the funerals of Russian soldiers, grieving parents are told that their sons were fighting Nazis.

The history of the colonization of Ukraine, like the history of troubling and divisive subjects in general, can help us get free of myths. The past delivers to Putin several strands of colonial rhetoric, which he has combined and intensified. It also leaves us vulnerable to a language of exploitation: whenever we speak of “the Ukraine” instead of “Ukraine,” or pronounce the capital city in the Russian style , or act as if Americans can tell Ukrainians when and how to make peace, we are continuing imperial rhetoric by partaking in it.

Ukrainian national rhetoric is less coherent than Putin’s imperialism, and, therefore, more credible, and more human. Independence arrived in 1991, when the U.S.S.R was dissolved. Since then, the country’s politics have been marked by corruption and inequality, but also by a democratic spirit that has grown in tandem with national self-awareness. In 2004, an attempt to rig an election was defeated by a mass movement. In 2014, millions of Ukrainians protested a President who retreated from the E.U. The protesters were massacred, the President fled, and Russia invaded Ukraine for the first time. Again and again, Ukrainians have elected Presidents who seek reconciliation with Russia; again and again, this has failed. Zelensky is an extreme case: he ran on a platform of peace, only to be greeted with an invasion.

Ukraine is a post-colonial country, one that does not define itself against exploitation so much as accept, and sometimes even celebrate, the complications of emerging from it. Its people are bilingual, and its soldiers speak the language of the invader as well as their own. The war is fought in a decentralized way , dependent on the solidarity of local communities. These communities are diverse, but together they defend the notion of Ukraine as a political nation. There is something heartening in this. The model of the nation as a mini-empire, replicating inequalities on a smaller scale, and aiming for a homogeneity that is confused with identity, has worn itself out. If we are going to have democratic states in the twenty-first century, they will have to accept some of the complexity that is taken for granted in Ukraine.

The contrast between an aging empire and a new kind of nation is captured by Zelensky, whose simple presence makes Kremlin ideology seem senseless. Born in 1978, he is a child of the U.S.S.R., and speaks Russian with his family. A Jew, he reminds us that democracy can be multicultural. He does not so much answer Russian imperialism as exist alongside it, as though hailing from some wiser dimension. He does not need to mirror Putin; he just needs to show up. Every day, he affirms his nation by what he says and what he does.

Ukrainians assert their nation’s existence through simple acts of solidarity. They are not resisting Russia because of some absence or some difference, because they are not Russians or opposed to Russians. What is to be resisted is elemental: the threat of national extinction represented by Russian colonialism, a war of destruction expressly designed to resolve “the Ukrainian question.” Ukrainians know that there is not a question to be answered, only a life to be lived and, if need be, to be risked. They resist because they know who they are. In one of his very first videos after the invasion, when Russian propaganda claimed that he had fled Kyiv, Zelensky pointed the camera at himself and said, “The President is here.” That is it. Ukraine is here.

More on the War in Ukraine

How Ukrainians saved their capital .

A historian envisions a settlement among Russia, Ukraine, and the West .

How Russia’s latest commander in Ukraine could change the war .

The profound defiance of daily life in Kyiv .

The Ukraine crackup in the G.O.P.

A filmmaker’s journey to the heart of the war .

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The Talks That Could Have Ended the War in Ukraine

A hidden history of diplomacy that came up short—but holds lessons for future negotiations, by samuel charap and sergey radchenko.

In the early hours of February 24, 2022, the Russian air force struck targets across Ukraine. At the same time, Moscow’s infantry and armor poured into the country from the north, east, and south. In the days that followed, the Russians attempted to encircle Kyiv.

These were the first days and weeks of an invasion that could well have resulted in Ukraine ’s defeat and subjugation by Russia. In retrospect, it seems almost miraculous that it did not.

What happened on the battlefield is relatively well understood. What is less understood is the simultaneous intense diplomacy involving Moscow, Kyiv, and a host of other actors, which could have resulted in a settlement just weeks after the war began.

By the end of March 2022, a series of in-person meetings in Belarus and Turkey and virtual engagements over video conference had produced the so-called Istanbul Communiqué, which described a framework for a settlement. Ukrainian and Russian negotiators then began working on the text of a treaty, making substantial progress toward an agreement. But in May, the talks broke off. The war raged on and has since cost tens of thousands of lives on both sides.

What happened? How close were the parties to ending the war? And why did they never finalize a deal?

To shed light on this often overlooked but critical episode in the war, we have examined draft agreements exchanged between the two sides, some details of which have not been reported previously. We have also conducted interviews with several participants in the talks as well as with officials serving at the time in key Western governments, to whom we have granted anonymity in order to discuss sensitive matters. And we have reviewed numerous contemporaneous and more recent interviews with and statements by Ukrainian and Russian officials who were serving at the time of the talks. Most of these are available on YouTube but are not in English and thus not widely known in the West. Finally, we scrutinized the timeline of events from the start of the invasion through the end of May, when talks broke down. When we put all these pieces together, what we found is surprising—and could have significant implications for future diplomatic efforts to end the war.

In the midst of Moscow’s unprecedented aggression, the Russians and the Ukrainians almost finalized an agreement.

Some observers and officials (including, most prominently, Russian President Vladimir Putin ) have claimed that there was a deal on the table that would have ended the war but that the Ukrainians walked away from it because of a combination of pressure from their Western patrons and Kyiv’s own hubristic assumptions about Russian military weakness. Others have dismissed the significance of the talks entirely, claiming that the parties were merely going through the motions and buying time for battlefield realignments or that the draft agreements were unserious.

Although those interpretations contain kernels of truth, they obscure more than they illuminate. There was no single smoking gun; this story defies simple explanations. Further, such monocausal accounts elide completely a fact that, in retrospect, seems extraordinary: in the midst of Moscow’s unprecedented aggression, the Russians and the Ukrainians almost finalized an agreement that would have ended the war and provided Ukraine with multilateral security guarantees, paving the way to its permanent neutrality and, down the road, its membership in the EU.

A final agreement proved elusive, however, for a number of reasons. Kyiv’s Western partners were reluctant to be drawn into a negotiation with Russia, particularly one that would have created new commitments for them to ensure Ukraine’s security. The public mood in Ukraine hardened with the discovery of Russian atrocities at Irpin and Bucha. And with the failure of Russia’s encirclement of Kyiv, President Volodymyr Zelensky became more confident that, with sufficient Western support, he could win the war on the battlefield. Finally, although the parties’ attempt to resolve long-standing disputes over the security architecture offered the prospect of a lasting resolution to the war and enduring regional stability, they aimed too high, too soon. They tried to deliver an overarching settlement even as a basic cease-fire proved out of reach.

Today, when the prospects for negotiations appear dim and relations between the parties are nearly nonexistent, the history of the spring 2022 talks might seem like a distraction with little insight directly applicable to present circumstances. But Putin and Zelensky surprised everyone with their mutual willingness to consider far-reaching concessions to end the war. They might well surprise everyone again in the future.

ASSURANCE OR GUARANTEE?

What did the Russians want to accomplish by invading Ukraine? On February 24, 2022, Putin gave a speech in which he justified the invasion by mentioning the vague goal of “denazification” of the country. The most reasonable interpretation of “denazification” was that Putin sought to topple the government in Kyiv, possibly killing or capturing Zelensky in the process.

Yet days after the invasion began, Moscow began probing to find grounds for a compromise. A war Putin expected to be a cakewalk was already proving anything but, and this early openness to talking suggests he appears to have already abandoned the idea of outright regime change. Zelensky, as he had before the war, voiced an immediate interest in a personal meeting with Putin. Though he refused to talk directly with Zelensky, Putin did appoint a negotiating team. Belarusian President Alexander Lukashenko played the part of mediator.

The talks began on February 28 at one of Lukashenko’s spacious countryside residences near the village of Liaskavichy, about 30 miles from the Belarusian-Ukrainian border. The Ukrainian delegation was headed by Davyd Arakhamia, the parliamentary leader of Zelensky’s political party, and included Defense Minister Oleksii Reznikov, presidential adviser Mykhailo Podolyak, and other senior officials. The Russian delegation was led by Vladimir Medinsky, a senior adviser to the Russian president who had earlier served as culture minister. It also included deputy ministers of defense and foreign affairs, among others.

At the first meeting, the Russians presented a set of harsh conditions, effectively demanding Ukraine’s capitulation. This was a nonstarter. But as Moscow’s position on the battlefield continued to deteriorate, its positions at the negotiating table became less demanding. So on March 3 and March 7, the parties held a second and third round of talks, this time in Kamyanyuki, Belarus, just across the border from Poland. The Ukrainian delegation presented demands of their own: an immediate cease-fire and the establishment of humanitarian corridors that would allow civilians to safely leave the war zone. It was during the third round of talks that the Russians and the Ukrainians appear to have examined drafts for the first time. According to Medinsky, these were Russian drafts, which Medinsky’s delegation brought from Moscow and which probably reflected Moscow’s insistence on Ukraine’s neutral status.

At this point, in-person meetings broke up for nearly three weeks, although the delegations continued to meet via Zoom. In those exchanges, the Ukrainians began to focus on the issue that would become central to their vision of the endgame for the war: security guarantees that would oblige other states to come to Ukraine’s defense if Russia attacked again in the future. It is not entirely clear when Kyiv first raised this issue in conversations with the Russians or Western countries. But on March 10, Ukrainian Foreign Minister Dmytro Kuleba, then in Antalya, Turkey, for a meeting with his Russian counterpart, Sergey Lavrov, spoke of a “systematic, sustainable solution” for Ukraine, adding that the Ukrainians were “ready to discuss” guarantees it hoped to receive from NATO member states and Russia.

What Kuleba seemed to have in mind was a multilateral security guarantee, an arrangement whereby competing powers commit to the security of a third state, usually on the condition that it will remain unaligned with any of the guarantors. Such agreements had mostly fallen out of favor after the Cold War . Whereas alliances such as NATO intend to maintain collective defense against a common enemy, multilateral security guarantees are designed to prevent conflict among the guarantors over the alignment of the guaranteed state, and by extension to ensure that state’s security.

Ukraine had a bitter experience with a less ironclad version of this sort of agreement: a multilateral security assurance, as opposed to a guarantee. In 1994, it signed on to the so-called Budapest Memorandum, joining the Nuclear Nonproliferation Treaty as a nonnuclear weapons state and agreeing to give up what was then the world’s third-largest arsenal. In return, Russia, the United Kingdom, and the United States promised that they would not attack Ukraine. Yet contrary to a widespread misconception, in the event of aggression against Ukraine, the agreement required the signatories only to call a UN Security Council meeting, not to come to the country’s defense.

Russia’s full-scale invasion—and the cold reality that Ukraine was fighting an existential war on its own—drove Kyiv to find a way to both end the aggression and ensure it never happened again. On March 14, just as the two delegations were meeting via Zoom, Zelensky posted a message on his Telegram channel calling for “normal, effective security guarantees” that would not be “like the Budapest ones.” In an interview with Ukrainian journalists two days later, his adviser Podolyak explained that what Kyiv sought were “absolute security guarantees” that would require that “the signatories . . . do not stand aside in the event of an attack on Ukraine, as is the case now. Instead, they [would] take an active part in defending Ukraine in a conflict.”

Ukraine’s demand not to be left to fend for itself again is completely understandable. Kyiv wanted (and still wants) to have a more reliable mechanism than Russia’s goodwill for its future security. But getting a guarantee would be difficult. Naftali Bennett was the Israeli prime minister at the time the talks were happening and was actively mediating between the two sides. In an interview with journalist Hanoch Daum posted online in February 2023, he recalled that he attempted to dissuade Zelensky from getting stuck on the question of security guarantees. “There is this joke about a guy trying to sell the Brooklyn Bridge to a passerby,” Bennett explained. “I said: ‘America will give you guarantees? It will commit that in several years if Russia violates something, it will send soldiers? After leaving Afghanistan and all that?’ I said: ‘Volodymyr, it won’t happen.’”

To put a finer point on it: if the United States and its allies were unwilling to provide Ukraine such guarantees (for example, in the form of NATO membership) before the war, why would they do so after Russia had so vividly demonstrated its willingness to attack Ukraine? The Ukrainian negotiators developed an answer to this question, but in the end, it didn’t persuade their risk-averse Western colleagues. Kyiv’s position was that, as the emerging guarantees concept implied, Russia would be a guarantor, too, which would mean Moscow essentially agreed that the other guarantors would be obliged to intervene if it attacked again. In other words, if Moscow accepted that any future aggression against Ukraine would mean a war between Russia and the United States, it would be no more inclined to attack Ukraine again than it would be to attack a NATO ally.

A BREAKTHROUGH

Throughout March, heavy fighting continued on all fronts. The Russians attempted to take Chernihiv, Kharkiv, and Sumy but failed spectacularly, although all three cities sustained heavy damage. By mid-March, the Russian army’s thrust toward Kyiv had stalled, and it was taking heavy casualties. The two delegations kept up talks over videoconference but returned to meeting in person on March 29, this time in Istanbul, Turkey.

There, they appeared to have achieved a breakthrough. After the meeting, the sides announced they had agreed to a joint communiqué. The terms were broadly described during the two sides’ press statements in Istanbul. But we have obtained a copy of the full text of the draft communiqué, titled “Key Provisions of the Treaty on Ukraine’s Security Guarantees.” According to participants we interviewed, the Ukrainians had largely drafted the communiqué and the Russians provisionally accepted the idea of using it as the framework for a treaty.

The treaty envisioned in the communiqué would proclaim Ukraine as a permanently neutral, nonnuclear state. Ukraine would renounce any intention to join military alliances or allow foreign military bases or troops on its soil. The communiqué listed as possible guarantors the permanent members of the UN Security Council (including Russia) along with Canada, Germany, Israel, Italy, Poland, and Turkey.

The communiqué also said that if Ukraine came under attack and requested assistance, all guarantor states would be obliged, following consultations with Ukraine and among themselves, to provide assistance to Ukraine to restore its security. Remarkably, these obligations were spelled out with much greater precision than NATO’s Article 5: imposing a no-fly zone, supplying weapons, or directly intervening with the guarantor state’s own military force.

The Istanbul Communiqué called for the two sides to seek to peacefully resolve their dispute over Crimea during the next 15 years.

Although Ukraine would be permanently neutral under the proposed framework, Kyiv’s path to EU membership would be left open, and the guarantor states (including Russia) would explicitly “confirm their intention to facilitate Ukraine’s membership in the European Union.” This was nothing short of extraordinary: in 2013, Putin had put intense pressure on Ukrainian President Viktor Yanukovych to back out of a mere association agreement with the EU. Now, Russia was agreeing to “facilitate” Ukraine’s full accession to the EU.

Although Ukraine’s interest in obtaining these security guarantees is clear, it is not obvious why Russia would agree to any of this. Just weeks earlier, Putin had attempted to seize Ukraine’s capital, oust its government, and impose a puppet regime. It seems far-fetched that he suddenly decided to accept that Ukraine—which was now more hostile to Russia than ever, thanks to Putin’s own actions—would become a member of the EU and have its independence and security guaranteed by the United States (among others). And yet the communiqué suggests that was precisely what Putin was willing to accept.

We can only conjecture as to why. Putin’s blitzkrieg had failed; that was clear by early March. Perhaps he was now willing to cut his losses if he got his longest-standing demand: that Ukraine renounce its NATO aspirations and never host NATO forces on its territory. If he could not control the entire country, at least he could ensure his most basic security interests, stem the hemorrhaging of Russia’s economy, and restore the country’s international reputation.

The communiqué also includes another provision that is stunning, in retrospect: it calls for the two sides to seek to peacefully resolve their dispute over Crimea during the next ten to 15 years. Since Russia annexed the peninsula in 2014, Moscow has never agreed to discuss its status, claiming that it was a region of Russia no different than any other. By offering to negotiate over its status, the Kremlin had tacitly admitted that was not the case.

FIGHTING AND TALKING

In remarks he made on March 29, immediately after the conclusion of the talks, Medinsky, the head of the Russian delegation, sounded decidedly upbeat, explaining that the discussions of the treaty on Ukraine’s neutrality were entering the practical phase and that—allowing for all the complexities presented by the treaty’s having many potential guarantors—it was possible that Putin and Zelensky would sign it at a summit in the foreseeable future.

The next day, he told reporters, “Yesterday, the Ukrainian side, for the first time fixed in a written form its readiness to carry out a series of most important conditions for the building of future normal and good-neighborly relations with Russia.” He continued, “They handed to us the principles of a potential future settlement, fixed in writing.”

Meanwhile, Russia had abandoned its efforts to take Kyiv and was pulling back its forces from the entire northern front. Alexander Fomin, Russia’s deputy minister of defense, had announced the decision in Istanbul on March 29, calling it an effort “to build mutual trust.” In fact, the withdrawal was a forced retreat. The Russians had overestimated their capabilities and underestimated the Ukrainian resistance and were now spinning their failure as a gracious diplomatic measure to facilitate peace talks.

Even after reports from Bucha made headlines in April 2022, the two sides continued to work around the clock on a treaty.

The withdrawal had far-reaching consequences. It stiffened Zelensky’s resolve, removing an immediate threat to his government, and demonstrated that Putin’s vaunted military machine could be pushed back, if not defeated, on the battlefield. It also enabled large-scale Western military assistance to Ukraine by freeing up the lines of communication leading to Kyiv. Finally, the retreat set the stage for the gruesome discovery of atrocities that Russian forces had committed in the Kyiv suburbs of Bucha and Irpin, where they had raped, mutilated, and murdered civilians.

Reports from Bucha began to make headlines in early April. On April 4, Zelensky visited the town. The next day, he spoke to the UN Security Council via video and accused Russia of perpetrating war crimes in Bucha, comparing Russian forces to the Islamic State terrorist group (also known as ISIS). Zelensky called for the UN Security Council to expel Russia, a permanent member.

Remarkably, however, the two sides continued to work around the clock on a treaty that Putin and Zelensky were supposed to sign during a summit to be held in the not-too-distant future.

The sides were actively exchanging drafts with each other and, it appears, beginning to share them with other parties. (In his February 2023 interview, Bennett reported seeing 17 or 18 working drafts of the agreement; Lukashenko also reported seeing at least one.) We have closely scrutinized two of these drafts, one that is dated April 12 and another dated April 15, which participants in the talks told us was the last one exchanged between the parties. They are broadly similar but contain important differences—and both show that the communiqué had not resolved some key issues.

First, whereas the communiqué and the April 12 draft made clear that guarantor states would decide independently whether to come to Kyiv’s aid in the event of an attack on Ukraine, in the April 15 draft, the Russians attempted to subvert this crucial article by insisting that such action would occur only “on the basis of a decision agreed to by all guarantor states”—giving the likely invader, Russia, a veto. According to a notation on the text, the Ukrainians rejected that amendment, insisting on the original formula, under which all the guarantors had an individual obligation to act and would not have to reach consensus before doing so.

Second, the drafts contain several articles that were added to the treaty at Russia’s insistence but were not part of the communiqué and related to matters that Ukraine refused to discuss. These require Ukraine to ban “fascism, Nazism, neo-Nazism, and aggressive nationalism”—and, to that end, to repeal six Ukrainian laws (fully or in part) that dealt, broadly, with contentious aspects of Soviet-era history, in particular the role of Ukrainian nationalists during World War II.

It is easy to see why Ukraine would resist letting Russia determine its policies on historical memory, particularly in the context of a treaty on security guarantees. And the Russians knew these provisions would make it more difficult for the Ukrainians to accept the rest of the treaty. They might, therefore, be seen as poison pills.

It is also possible, however, that the provisions were intended to allow Putin to save face. For example, by forcing Ukraine to repeal statutes that condemned the Soviet past and cast the Ukrainian nationalists who fought the Red Army during World War II as freedom fighters, the Kremlin could argue that it had achieved its stated goal of “denazification,” even though the original meaning of that phrase may well have been the replacement of Zelensky’s government.

In the end, it remains unclear whether these provisions would have been a deal-breaker. The lead Ukrainian negotiator, Arakhamia, later downplayed their importance. As he put it in a November 2023 interview on a Ukrainian television news program, Russia had “hoped until the last moment that they [could] squeeze us to sign such an agreement, that we [would] adopt neutrality. This was the biggest thing for them. They were ready to finish the war if we, like Finland [during the Cold War], adopted neutrality and undertook not to join NATO.”

The talks had deliberately skirted the question of borders and territory.

The size and the structure of the Ukrainian military was also the subject of intense negotiation. As of April 15, the two sides remained quite far apart on the matter. The Ukrainians wanted a peacetime army of 250,000 people; the Russians insisted on a maximum of 85,000, considerably smaller than the standing army Ukraine had before the invasion in 2022. The Ukrainians wanted 800 tanks; the Russians would allow only 342. The difference between the range of missiles was even starker: 280 kilometers, or about 174 miles, (the Ukrainian position), and a mere 40 kilometers, or about 25 miles, (the Russian position).

The talks had deliberately skirted the question of borders and territory. Evidently, the idea was for Putin and Zelensky to decide on those issues at the planned summit. It is easy to imagine that Putin would have insisted on holding all the territory that his forces had already occupied. The question is whether Zelensky could have been convinced to agree to this land grab.

Despite these substantial disagreements, the April 15 draft suggests that the treaty would be signed within two weeks. Granted, that date might have shifted, but it shows that the two teams planned to move fast. “We were very close in mid-April 2022 to finalizing the war with a peace settlement,” one of the Ukrainian negotiators, Oleksandr Chalyi, recounted at a public appearance in December 2023. “[A] week after Putin started his aggression, he concluded he had made a huge mistake and tried to do everything possible to conclude an agreement with Ukraine.”

WHAT HAPPENED?

So why did the talks break off? Putin has claimed that Western powers intervened and spiked the deal because they were more interested in weakening Russia than in ending the war. He alleged that Boris Johnson, who was then the British prime minister, had delivered the message to the Ukrainians, on behalf of “the Anglo-Saxon world,” that they must “fight Russia until victory is achieved and Russia suffers a strategic defeat.”

The Western response to these negotiations, while a far cry from Putin’s caricature, was certainly lukewarm. Washington and its allies were deeply skeptical about the prospects for the diplomatic track emerging from Istanbul; after all, the communiqué sidestepped the question of territory and borders, and the parties remained far apart on other crucial issues. It did not seem to them like a negotiation that was going to succeed.

Moreover, a former U.S. official who worked on Ukraine policy at the time told us that the Ukrainians did not consult with Washington until after the communiqué had been issued, even though the treaty it described would have created new legal commitments for the United States—including an obligation to go to war with Russia if it invaded Ukraine again. That stipulation alone would have made the treaty a nonstarter for Washington. So instead of embracing the Istanbul communiqué and the subsequent diplomatic process, the West ramped up military aid to Kyiv and increased the pressure on Russia, including through an ever-tightening sanctions regime.

The United Kingdom took the lead. Already on March 30, Johnson seemed disinclined toward diplomacy, stating that instead “we should continue to intensify sanctions with a rolling program until every single one of [Putin’s] troops is out of Ukraine.” On April 9, Johnson turned up in Kyiv —the first foreign leader to visit after the Russian withdrawal from the capital. He reportedly told Zelensky that he thought that “any deal with Putin was going to be pretty sordid.” Any deal, he recalled saying, “would be some victory for him: if you give him anything, he’ll just keep it, bank it, and then prepare for his next assault.” In the 2023 interview, Arakhamia ruffled some feathers by seeming to hold Johnson responsible for the outcome. “When we returned from Istanbul,” he said, “Boris Johnson came to Kyiv and said that we won’t sign anything at all with [the Russians]—and let’s just keep fighting.”

Since then, Putin has repeatedly used Arakhamia’s remarks to blame the West for the collapse of the talks and demonstrate Ukraine’s subordination to its supporters. Notwithstanding Putin’s manipulative spin, Arakhamia was pointing to a real problem: the communiqué described a multilateral framework that would require Western willingness to engage diplomatically with Russia and consider a genuine security guarantee for Ukraine. Neither was a priority for the United States and its allies at the time.

Putin and Zelensky were willing to consider extraordinary compromises to end the war.

In their public remarks, the Americans were never quite so dismissive of diplomacy as Johnson had been. But they did not appear to consider it central to their response to Russia’s invasion. Secretary of State Antony Blinken and Secretary of Defense Lloyd Austin visited Kyiv two weeks after Johnson, mostly to coordinate greater military support. As Blinken put it at a press conference afterward, “The strategy that we’ve put in place—massive support for Ukraine, massive pressure against Russia, solidarity with more than 30 countries engaged in these efforts—is having real results.”

Still, the claim that the West forced Ukraine to back out of the talks with Russia is baseless. It suggests that Kyiv had no say in the matter. True, the West’s offers of support must have strengthened Zelensky’s resolve, and the lack of Western enthusiasm does seem to have dampened his interest in diplomacy. Ultimately, however, in his discussions with Western leaders, Zelensky did not prioritize the pursuit of diplomacy with Russia to end the war. Neither the United States nor its allies perceived a strong demand from him for them to engage on the diplomatic track. At the time, given the outpouring of public sympathy in the West, such a push could well have affected Western policy.

Zelensky was also unquestionably outraged by the Russian atrocities at Bucha and Irpin, and he probably understood that what he began to refer to as Russia’s “genocide” in Ukraine would make diplomacy with Moscow even more politically fraught. Still, the behind-the-scenes work on the draft treaty continued and even intensified in the days and weeks after the discovery of Russia’s war crimes, suggesting that the atrocities at Bucha and Irpin were a secondary factor in Kyiv’s decision-making.

The Ukrainians’ newfound confidence that they could win the war also clearly played a role. The Russian retreat from Kyiv and other major cities in the northeast and the prospect of more weapons from the West (with roads into Kyiv now under Ukrainian control) changed the military balance. Optimism about possible gains on the battlefield often reduces a belligerent’s interest in making compromises at the negotiating table.

Indeed, by late April, Ukraine had hardened its position, demanding a Russian withdrawal from the Donbas as a precondition to any treaty. As Oleksii Danilov, the chair of the Ukrainian National Security and Defense Council, put it on May 2: “A treaty with Russia is impossible—only capitulation can be accepted.”

And then there is the Russian side of the story, which is difficult to assess. Was the whole negotiation a well-orchestrated charade, or was Moscow seriously interested in a settlement? Did Putin get cold feet when he understood that the West would not sign on to the accords or that the Ukrainian position had hardened?

Even if Russia and Ukraine had overcome their disagreements, the framework they negotiated in Istanbul would have required buy-in from the United States and its allies. And those Western powers would have needed to take a political risk by engaging in negotiations with Russia and Ukraine and to put their credibility on the line by guaranteeing Ukraine’s security. At the time, and in the intervening two years, the willingness either to undertake high-stakes diplomacy or to truly commit to come to Ukraine’s defense in the future has been notably absent in Washington and European capitals.

A final reason the talks failed is that the negotiators put the cart of a postwar security order before the horse of ending the war. The two sides skipped over essential matters of conflict management and mitigation (the creation of humanitarian corridors, a cease-fire, troop withdrawals) and instead tried to craft something like a long-term peace treaty that would resolve security disputes that had been the source of geopolitical tensions for decades. It was an admirably ambitious effort—but it proved too ambitious.

To be fair, Russia, Ukraine, and the West had tried it the other way around—and also failed miserably. The Minsk agreements signed in 2014 and 2015 following Russia’s annexation of Crimea and invasion of the Donbas covered minutiae such as the date and time of the cessation of hostilities and which weapons system should be withdrawn by what distance. Both sides’ core security concerns were addressed indirectly, if at all.

This history suggests that future talks should move forward on parallel tracks, with the practicalities of ending the war being addressed on one track while broader issues are covered in another.

KEEP IT IN MIND

On April 11, 2024, Lukashenko, the early middleman of the Russian-Ukrainian peace talks, called for a return to the draft treaty from spring 2022. “It’s a reasonable position,” he said in a conversation with Putin in the Kremlin. “It was an acceptable position for Ukraine, too. They agreed to this position.”

Putin chimed in. “They agreed, of course,” he said.

In reality, however, the Russians and the Ukrainians never arrived at a final compromise text. But they went further in that direction than has been previously understood, reaching an overarching framework for a possible agreement.

After the past two years of carnage, all this may be so much water under the bridge. But it is a reminder that Putin and Zelensky were willing to consider extraordinary compromises to end the war. So if and when Kyiv and Moscow return to the negotiating table, they’ll find it littered with ideas that could yet prove useful in building a durable peace.

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  • SAMUEL CHARAP is Distinguished Chair in Russia and Eurasia Policy and a Senior Political Scientist at the RAND Corporation.
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two people in Ukrainian street

On February 24, 2022, the world watched in horror as Russia launched a full-scale invasion of Ukraine, inciting the largest war in Europe since World War II. In the months prior, Western intelligence had warned that the attack was imminent, amidst a concerning build-up of military force on Ukraine’s borders. The intelligence was correct: Putin initiated a so-called “special military operation” under the  pretense  of securing Ukraine’s eastern territories and “liberating” Ukraine from allegedly “Nazi” leadership (the Jewish identity of Ukraine’s president notwithstanding). 

Once the invasion started, Western analysts predicted Kyiv would fall in three days. This intelligence could not have been more wrong. Kyiv not only lasted those three days, but it also eventually gained an upper hand, liberating territories Russia had conquered and handing Russia humiliating defeats on the battlefield. Ukraine has endured unthinkable atrocities: mass civilian deaths, infrastructure destruction, torture, kidnapping of children, and relentless shelling of residential areas. But Ukraine persists.

With support from European and US allies, Ukrainians mobilized, self-organized, and responded with bravery and agility that evoked an almost unified global response to rally to their cause and admire their tenacity. Despite the David-vs-Goliath dynamic of this war, Ukraine had gained significant experience since  fighting broke out  in its eastern territories following the  Euromaidan Revolution in 2014 . In that year, Russian-backed separatists fought for control over the Donetsk and Luhansk regions in the Donbas, the area of Ukraine that Russia later claimed was its priority when its attack on Kyiv failed. Also in 2014, Russia illegally annexed Crimea, the historical homeland of indigenous populations that became part of Ukraine in 1954. Ukraine was unprepared to resist, and international condemnation did little to affect Russia’s actions.

In the eight years between 2014 and 2022, Ukraine sustained heavy losses in the fight over eastern Ukraine: there were over  14,000 conflict-related casualties  and the fighting displaced  1.5 million people . Russia encountered a very different Ukraine in 2022, one that had developed its military capabilities and fine-tuned its extensive and powerful civil society networks after nearly a decade of conflict. Thus, Ukraine, although still dwarfed in  comparison  with  Russia’s GDP  ( $536 billion vs. $4.08 trillion ), population ( 43 million vs. 142 million ), and  military might  ( 500,000 vs. 1,330,900 personnel ;  312 vs. 4,182 aircraft ;  1,890 vs. 12,566 tanks ;  0 vs. 5,977 nuclear warheads ), was ready to fight for its freedom and its homeland.  Russia managed to control  up to  22% of Ukraine’s territory  at the peak of its invasion in March 2022 and still holds 17% (up from the 7% controlled by Russia and Russian-backed separatists  before the full-scale invasion ), but Kyiv still stands and Ukraine as a whole has never been more unified.

The Numbers

Source: OCHA & Humanitarian Partners

Civilians Killed

Source: Oct 20, 2023 | OHCHR

Ukrainian Refugees in Europe

Source: Jul 24, 2023 | UNHCR

Internally Displaced People

Source: May 25, 2023 | IOM

man standing in wreckage

As It Happened

During the prelude to Russia’s full-scale invasion, HURI collated information answering key questions and tracing developments. A daily digest from the first few days of war documents reporting on the invasion as it unfolded.

Frequently Asked Questions

Russians and Ukrainians are not the same people. The territories that make up modern-day Russia and Ukraine have been contested throughout history, so in the past, parts of Ukraine were part of the Russian Empire and the Soviet Union. Other parts of Ukraine were once part of the Austro-Hungarian Empire, the Ottoman Empire, the Republic of Poland, among others. During the Russian imperial and Soviet periods, policies from Moscow pushed the Russian language and culture in Ukraine, resulting in a largely bilingual country in which nearly everyone in Ukraine speaks both Ukrainian and Russian. Ukraine was tightly connected to the Russian cultural, economic, and political spheres when it was part of the Soviet Union, but the Ukrainian language, cultural, and political structures always existed in spite of Soviet efforts to repress them. When Ukraine became independent in 1991, everyone living on the territory of what is now Ukraine became a citizen of the new country (this is why Ukraine is known as a civic nation instead of an ethnic one). This included a large number of people who came from Russian ethnic backgrounds, especially living in eastern Ukraine and Crimea, as well as Russian speakers living across the country. 

See also:  Timothy Snyder’s overview of Ukraine’s history.

Relevant Sources:

Plokhy, Serhii. “ Russia and Ukraine: Did They Reunite in 1654 ,” in  The Frontline: Essays on Ukraine’s Past and Present  (Cambridge, Mass.: Harvard Ukrainian Research Institute, 2021). (Open access online)

Plokhy, Serhii. “ The Russian Question ,” in  The Frontline: Essays on Ukraine’s Past and Present  (Cambridge, Mass.: Harvard Ukrainian Research Institute, 2021). (Open access online)

Ševčenko, Ihor.  Ukraine between East and West: Essays on Cultural History to the Early Eighteenth Century  (2nd, revised ed.) (Toronto: CIUS Press, 2009).

“ Ukraine w/ Kimberly St. Julian-Varnon  (#221).” Interview on  The Road to Now   with host Benjamin Sawyer. (Historian Kimberly St. Julian-Varnon joins Ben to talk about the key historical events that have shaped Ukraine and its place in the world today.) January 31, 2022.

Portnov, Andrii. “ Nothing New in the East? What the West Overlooked – Or Ignored ,” TRAFO Blog for Transregional Research. July 26, 2022. Note:  The German-language version of this text was published in:  Aus Politik und Zeitgeschichte , 28–29/2022, 11 July 2022, pp. 16–20, and was republished by  TRAFO Blog . Translation into English was done by Natasha Klimenko.

Ukraine gave up its nuclear arsenal in exchange for the protection of its territorial sovereignty in the Budapest Memorandum.

But in 2014, Russian troops occupied the peninsula of Crimea, held an illegal referendum, and claimed the territory for the Russian Federation. The muted international response to this clear violation of sovereignty helped motivate separatist groups in Donetsk and Luhansk regions—with Russian support—to declare secession from Ukraine, presumably with the hopes that a similar annexation and referendum would take place. Instead, this prompted a war that continues to this day—separatist paramilitaries are backed by Russian troops, equipment, and funding, fighting against an increasingly well-armed and experienced Ukrainian army. 

Ukrainian leaders (and many Ukrainian citizens) see membership in NATO as a way to protect their country’s sovereignty, continue building its democracy, and avoid another violation like the annexation of Crimea. With an aggressive, authoritarian neighbor to Ukraine’s east, and with these recurring threats of a new invasion, Ukraine does not have the choice of neutrality. Leaders have made clear that they do not want Ukraine to be subjected to Russian interference and dominance in any sphere, so they hope that entering into NATO’s protective sphere–either now or in the future–can counterbalance Russian threats.

“ Ukraine got a signed commitment in 1994 to ensure its security – but can the US and allies stop Putin’s aggression now? ” Lee Feinstein and Mariana Budjeryn.  The Conversation , January 21, 2022.

“ Ukraine Gave Up a Giant Nuclear Arsenal 30 Years Ago. Today There Are Regrets. ” William J. Broad.  The New York Times , February 5, 2022. Includes quotes from Mariana Budjeryn (Harvard) and Steven Pifer (former Ambassador, now Stanford)

What is the role of regionalism in Ukrainian politics? Can the conflict be boiled down to antagonism between an eastern part of the country that is pro-Russia and a western part that is pro-West?

Ukraine is often viewed as a dualistic country, divided down the middle by the Dnipro river. The western part of the country is often associated with the Ukrainian language and culture, and because of this, it is often considered the heart of its nationalist movement. The eastern part of Ukraine has historically been more Russian-speaking, and its industry-based economy has been entwined with Russia. While these features are not untrue, in reality,  regionalism is not definitive in predicting people’s attitudes toward Russia, Europe, and Ukraine’s future.  It’s important to remember that every  oblast  (region) in Ukraine voted for independence in 1991, including Crimea. 

Much of the current perception about eastern regions of Ukraine, including the territories of Donetsk and Luhansk that are occupied by separatists and Russian forces, is that they are pro-Russia and wish to be united with modern-day Russia. In the early post-independence period, these regions were the sites of the consolidation of power by oligarchs profiting from the privatization of Soviet industries–people like future president Viktor Yanukovych–who did see Ukraine’s future as integrated with Russia. However, the 2013-2014 Euromaidan protests changed the role of people like Yanukovych. Protesters in Kyiv demanded the president’s resignation and, in February 2014, rose up against him and his Party of Regions, ultimately removing them from power. Importantly, pro-Euromaidan protests took place across Ukraine, including all over the eastern regions of the country and in Crimea. 

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News Analysis

Russia Sends Waves of Troops to the Front in a Brutal Style of Fighting

More than 1,000 Russian soldiers in Ukraine were killed or wounded on average each day in May, according to NATO and Western military officials.

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The rusted out top of a Russian tank with a tree, a green field and cloudy sky in the background.

By Julian E. Barnes ,  Eric Schmitt and Marc Santora

Julian E. Barnes and Eric Schmitt reported from Washington, and Marc Santora from Kyiv, Ukraine.

May was a particularly deadly month for the Russian army in Ukraine, with an average of more than 1,000 of its soldiers injured or killed each day, according to U.S., British and other Western intelligence agencies.

But despite its losses, Russia is recruiting 25,000 to 30,000 new soldiers a month — roughly as many as are exiting the battlefield, U.S. officials said. That has allowed its army to keep sending wave after wave of troops at Ukrainian defenses, hoping to overwhelm them and break through the trench lines.

It is a style of warfare that Russian soldiers have likened to being put into a meat grinder, with commanding officers seemingly oblivious to the fact that they are sending infantry soldiers to die.

At times, this approach has proved effective, bringing the Russian army victories in Avdiivka and Bakhmut in eastern Ukraine. But Ukrainian and Western officials say the tactics were less successful this spring, as Russia tried to take land near the city of Kharkiv.

American officials said that Russia achieved a critical objective of President Vladimir V. Putin, creating a buffer zone along the border to make it more difficult for the Ukrainians to strike into the country.

But the drive did not threaten Kharkiv and was ultimately stopped by Ukrainian defenses, according to Western officials.

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Ukraine’s Zelenskyy charting ‘comprehensive plan’ to end war with Russia

Ukrainian president says as the war rages and casualties mount, a plan to end the 28-month conflict is ‘the diplomatic route we are working on’.

Zelenskyy

Ukraine’s President Volodymyr Zelenskyy says he’s drawing up a “comprehensive plan” for how Kyiv believes the war with Russia should end.

“It is very important for us to show a plan to end the war that will be supported by the majority of the world,” the Ukrainian president said at a news conference in Kyiv alongside Slovenian President Natasa Pirc Musar on Friday.

Keep reading

Russia suffers setbacks as ukraine braces for tough month on battlefield, why did the ukraine peace summit fail, top european court finds russia guilty of rights violations in crimea, russia-ukraine war: list of key events, day 854.

“This is the diplomatic route we are working on.”

There are no current negotiations between Ukraine and Russia and, based on public statements by Zelenskyy and Russian President Vladimir Putin, the two sides appear as far apart as ever when it comes to the terms of a potential peace settlement.

Ukraine has repeatedly said Russia must pull its troops out of its internationally recognised territory – including the peninsula of Crimea that Moscow annexed in 2014 – before peace talks can start.

Meanwhile, Putin, who launched the full-scale invasion of Ukraine in February 2022, is demanding Ukraine effectively capitulate by evacuating even more territory across its east and south that Russia now occupies.

Zelenskyy hosted a major international summit in Switzerland earlier this month — and Russia was not invited — to rally support for Ukraine’s position.

‘We don’t have too much time’

More than 90 countries sent leaders and senior officials to the two-day summit and a vast majority agreed to a final communique that stressed the need for Ukraine’s “territorial integrity” to be respected in any settlement.

But some key countries that attended, such as India, did not agree and others, such as Russia’s ally China, boycotted the summit in protest at Moscow not being invited.

Russia’s troops are slowly advancing on the battlefield , claiming to have seized another small front-line village on Friday.

Moscow currently occupies about 25 percent of Ukraine and in 2022 claimed to have annexed four more regions, none of which they fully control.

On Thursday, at an EU Council Summit in Brussels, Zelenskyy said he would put forward a “detailed plan” in a matter of months to end the war.

“We don’t have too much time,” he said, pointing to the high casualty rate among soldiers and civilians.

INTERACTIVE-WHO CONTROLS WHAT IN UKRAINE-1719391953

Anger at the US

Russia warned the United States on Friday its reconnaissance drone flights over the Black Sea risked leading to a “direct” military clash, issuing the threat days after angrily blaming Washington for a missile attack on Crimea.

Ukraine’s attack on the Russian-annexed port of Sevastopol on Sunday drew fury from Moscow, which accused Kyiv of using US-supplied ATACMS missiles equipped with cluster munitions.

Four people, including two children, were killed as missile fragments fell over the city, in what the Kremlin’s foreign ministry called a “bloody crime”.

On Friday, Russia’s Defence Ministry said it “observed an increased frequency of US strategic unmanned aerial vehicle flights over the waters of the Black Sea” that surrounds Crimea.

Drones are “carrying out reconnaissance” and providing information for Western-supplied Ukrainian weapons that Kyiv plans to use to strike Russian targets, it said.

Such flights “increase the risk of a direct confrontation” between NATO and Russia, and the army has been instructed to prepare an “operational response”, the defence ministry added.

The United States routinely carries out drone flights over the Black Sea, operations that it says are conducted in neutral airspace and in accordance with international law.

Ukraine’s defence ministry said on Friday the military destroyed the Russian space communication centre in Moscow-occupied Crimea in an attack this week.

In a statement on Telegram, the ministry described the target as a valuable military component in satellite communication and navigation system for Russian troops. There was no immediate response from Moscow.

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International Edition

Ukraine needs to stop fighting the war Russia wants

  • Ukraine is trapped in a strategy that favors Russia, a Ukrainian security expert argues.
  • Without a grand strategy for victory, the most that Ukraine can do is try to hold on.
  • "The lack of a strategy for victory will turn this war into a war of attrition," Oleksandr Danylyuk told BI.

Insider Today

Ukraine is caught in a strategic trap. It barely has the strength to keep Russia from making major advances, yet it is not strong enough to eject Russian forces from the territory it held prior to the 2022 invasion. The result is a war of attrition that Ukraine can't win.

The solution? Build up Ukrainian military power and compel Russia to agree to peace, argues a Ukrainian security expert. But that can't happen unless Ukraine devises a grand strategy that extends beyond mere survival that's characterized much of the war in 2024 as Russia exploited the long delay of US arms support.

"The lack of a strategy for victory will turn this war into a war of attrition for Ukraine, which completely coincides with Russian interests," Oleksandr Danylyuk told Business Insider.

Danylyuk dismisses the notion that even with Western aid, Ukraine can match Russia in the sheer numbers of military power like tanks, artillery and troops. "Trying to win a war with Russia at the expense of only a symmetrical mass increase is a flawed strategy, given that Russia has a larger number of [military-age] human reserves (about 30 million people in Russia, compared to about 8 million people in Ukraine), significant stockpiles of weapons and military equipment inherited from the USSR or built by 2022, as well as a developed defense-industrial complex and a powerful mining industry that satisfies its needs for a significant amount of strategic materials," he wrote in an essay for the Royal United Services Institute, a British think tank.

That leaves improving the quality of Ukraine's military. But this involves more than better weapons and tactics. Danylyuk argues that political mobilization is just as important, a view that seems reminiscent of the 19th Century German military philosopher Carl von Clausewitz, who envisioned a nation's war effort as a trinity comprised of the people, government and military.

"The political effectiveness of a military organization consists of its ability to receive financial support, the provision of weapons and military equipment, and the replenishment of human forces in the volume and quality necessary to eliminate existing threats," Danylyuk wrote. However, "the political effectiveness of the [Armed Forces of Ukraine] remains insufficient, as Ukraine's defense needs are currently only partially met."

Danylyuk blames Western restrictions on the types of weapons being supplied, and how they can be used. The US and Europe have long imposed restraints on using long-range weapons, such as ATACMS long-range guided rockets , to hit targets deep inside Russia. Only recently has the Biden administration begun to relax that policy . Easy victories with Western weapons have failed to materialize as the war has dug in. It's also clear that even with robust EU and US support, Ukraine is still at a disadvantage against the Russian war machine in a years-long fight.

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Danylyuk also worries that political divergences between Ukraine and its allies are undermining Ukrainian military effectiveness. Ukraine's current government wants to liberate all occupied territory, which is "undeniably fair and rational, but it ignores the fact that the liberation of territory does not necessarily mean the end of the war," he wrote. On the other hand, US and European desires for a negotiated settlement "will be viewed by Russia as a tactical respite which can be used to restore and build capabilities and plan a new phase of aggression."

In other words, Russia could exploit a peace deal to rebuild its battered forces before launching another invasion of Ukrainian lands.

The result is that the Ukrainian military isn't sure what kind of war to prepare for. "The AFU are in an extremely difficult situation, as the political leaderships of both Ukraine and its partner countries see these goals in different ways, which negatively affects the ability of the AFU to develop and implement a military strategy aimed at achieving them," wrote Danylyuk.

Without a grand strategy for victory, the most that Ukraine can do is hold its own, Danylyuk told Business Insider. "The planning of individual operations, the assessment and provision of the needs of the AFU, the development of training programs and preparation, and the introduction of new tactical techniques can at best support Ukraine's ability to conduct the war, but not to win it."

There are too many competing visions of Ukrainian victory, he argues. These include retaking all lost Ukrainian territory, threatening Russia's hold on Crimea to force it into negotiations, punishing Russian industry and exports to try to force Russians to reconsider the war's costs, or exacting such a heavy toll that Russian leaders are compelled to withdraw similar to the Soviet pullout from Afghanistan.

Danylyuk does fault Ukraine for some military mistakes, such as failure to adequately prepare and train for the failed counteroffensive against well-entrenched Russian forces in summer 2023. But he considers tactical improvements to be at the bottom of Ukraine's to-do list.

The West can boost Ukrainian military power by focusing on weapons that have already proven devastating against Russian vulnerabilities, according to Danylyuk. This includes cheap naval drones that have sunk numerous Russian warships and driven Russia's Black Sea Fleet from the Ukrainian coast, as well as giving Ukraine more Western aircraft and air-to-air missiles to contest Russian airpower.

Interestingly, Danylyuk blames the West for failing to adapt its equipment to the lessons of the Ukraine war. "This concerns, first of all, their ability to quickly improve military equipment not only because Ukraine needs it, but also because the security of the partners themselves depends on its improvement. The current pace of this improvement is completely unsatisfactory, and the approaches to identifying and eliminating the shortcomings of such systems require a complete revision."

Danylyuk's analysis does leave some questions unanswered. For example, as the Germans discovered on the Eastern Front in World War II, quality doesn't always triumph over quantity. And as Ukraine's failed 2023 counteroffensive demonstrated, achieving decisive battlefield success is no easy matter . With Russian society mobilized for total war, and with Moscow able to procure resources from allies such as China, North Korea and Iran, Russia's ability to wage a long war is considerable.

Also, choosing a grand strategy is easier said than done. For example, the Ukrainian government vows to liberate all occupied territory, including the Crimean peninsula and eastern Ukraine which Russia has annexed. Some critics say this is unrealistic, and Ukraine will have to accept some loss of territory.

Whatever strategy Kyiv chooses, Danylyuk argues, it can't be the status quo.

Michael Peck is a defense writer whose work has appeared in Forbes, Defense News, Foreign Policy magazine, and other publications. He holds an MA in political science from Rutgers Univ. Follow him on Twitter and LinkedIn .

Watch: What's next for the war in Ukraine?

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Oleh Sentsov on Life on Frontline of Ukraine’s War With Russia and His ‘Accidental’ Karlovy Vary-Premiering Documentary ‘Real’

By Christopher Vourlias

Christopher Vourlias

  • Oleh Sentsov on Life on Frontline of Ukraine’s War With Russia and His ‘Accidental’ Karlovy Vary-Premiering Documentary ‘Real’ 6 days ago
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Real

Ukrainian filmmaker Oleh Sentsov is sitting in a brightly lit apartment in Kyiv, wife Veronika by his side, hand cupping his right ear. “What? What? What?” he says, asking Variety to repeat the question. More than two years on the frontline of Ukraine’s war with Russia have provided Sentsov with few chances for levity, but he allows himself a mischievous grin. After suffering, by his count, “six contusions and two perforations” to his right ear drum, the director has lost a significant portion of his hearing. It may or may not return. Sentsov shrugs. Many of his Ukrainian comrades, he knows, have suffered far worse fates.

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The director is speaking to Variety on the eve of the one-year anniversary of the battle shown in “Real.” Two days later, he’ll visit the widows of several soldiers who were killed that day by Russian troops. His close-cropped military cut, arching in a high widow’s peak, has gone gray; so has the goatee framing his square jaw. Asked how it feels to be home in Kyiv, surrounded by his wife and children, his reply is terse, soldierly. “It’s better than other places,” he says. “Usually, I’m in a bad place, so here is good.”

Separated by more than a mile of no-man’s land and under a constant barrage of Russian artillery, Sentsov was the only person who could communicate with the stranded unit, their appeals for help growing more plaintive as the day wore on. The siege lasted from roughly 4 a.m. until 8 o’clock that evening; Sentsov began recording sometime around 8 a.m., his camera sweeping back and forth across the trench where he and his unit were dug in, as a soldier on the other end of the radio called for reinforcements. It was a stroke of pure luck that the scene was captured when Sentsov reached up to adjust his helmet, accidentally turning on his GoPro, which recorded until the battery died. It would be six months before he realized he had produced an eyewitness account of the war that began with Russia’s unprovoked invasion of Ukraine on Feb. 24, 2022.

His initial impulse was to delete the footage. After watching it, however, he sent it to his longtime producer, Denis Ivanov — his collaborator on “Rhino,” which premiered at the Venice Film Festival in 2021 — as well as other civilians who hadn’t experienced the war firsthand. He was unsure if the footage had any cinematic value, but they impressed upon him that what he had captured was “fair and honest reporting” and “a real document of the war.” Ivanov would go on to produce “Real” through his Arthouse Traffic banner, in co-production with Boris T. Matić and Lana Matić of Croatia’s Propeler Film and U.K. veteran Mike Downey of Downey Ink. Sentsov, who shares a production credit, also assisted with the coloring and sound, holed up in a post-production studio in Kyiv during his rare breaks from the front.

Most of “Real” takes place over a few square yards in the trench where Sentsov and his comrades were holed up, radioing the besieged unit while gun shots and artillery blasts sound off-camera. It is a strange and off-putting viewing experience, one that the director says mirrors, in whatever small way, the experience of fighting itself. “When you’re in a war, you’re basically blind. Ninety percent of information, you gather from sounds,” he says. “There is a helicopter, there are artillery shots, there is fighting, there is screaming. All that information, your brain is gathering not by seeing the objects, but by observing the sounds around you. It was very important to show this.”

Despite having no military experience before the Russian invasion, Sentsov has become battle-hardened after more than two years on the frontline. On the day Russian forces swept across the border he joined Ukraine’s volunteer Territorial Defense, but within a few months he’d left to join the special forces, telling a reporter for Le Monde that the volunteer unit was “too boring for [his] taste.”

Since making his debut as a filmmaker with the 2011 drama “Gamer,” Sentsov’s life and career have been frequently sidetracked by geopolitical events in his restive region. In 2014, after Russia annexed Crimea and invaded the Donbas region, Sentsov — a Crimea native — was arrested by Russian authorities on trumped-up terrorism charges and sentenced to 20 years in a penal colony close to the Arctic Circle. The director vigorously denied the accusations, at one point launching a hunger strike that lasted 145 days, while an international campaign for his release drew a coalition of governments, rights groups, industry bodies, literary luminaries and Hollywood stars.

In Sept. 2019, he was released as part of a prisoner swap between Russia and Ukraine, and just months later Sentsov walked the red carpet at the Berlin Film Festival with his dystopian drama “ Numbers ” — a film that he improbably wrote and co-directed while behind bars. He then filmed “Rhino,” a crime drama set in the Ukrainian underworld in the 1990s, hoping to close one turbulent chapter in his life and get a fresh start. When he appeared on the Lido for the film’s Venice premiere, he told Variety he was ready to “pursue a civilian life” and leave the events of a tumultuous decade behind.

Once again, however, history has intervened. While Sentsov hopes to be in Karlovy Vary when “Real” premieres, there’s no telling what the war has in store; in Ukraine, he says, it’s impossible to plan more than a week in advance. It’s too early, too, to speculate on when he will return to filmmaking, though he has at least two features — including his English-language debut , “Shining World” — currently in the pipeline. “Right now, I’m a soldier. I’m in combat and I do what I have to do,” he says. “But I’m confident that in the future, I will make movies.”

Until then, he remains focused on the day-to-day struggle of defending his homeland, protecting his soldiers and living to again see his family in Kyiv, including a toddler born after the Russian invasion. As he posted recently on Facebook: “Having a home where your family is waiting for you gives a whole different level of motivation here on the front lines. You know exactly who you’re risking your life for, you know exactly who you have to survive for.”

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COMMENTS

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