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Module 2 Chapter 3: What is Empirical Literature & Where can it be Found?

In Module 1, you read about the problem of pseudoscience. Here, we revisit the issue in addressing how to locate and assess scientific or empirical literature . In this chapter you will read about:

  • distinguishing between what IS and IS NOT empirical literature
  • how and where to locate empirical literature for understanding diverse populations, social work problems, and social phenomena.

Probably the most important take-home lesson from this chapter is that one source is not sufficient to being well-informed on a topic. It is important to locate multiple sources of information and to critically appraise the points of convergence and divergence in the information acquired from different sources. This is especially true in emerging and poorly understood topics, as well as in answering complex questions.

What Is Empirical Literature

Social workers often need to locate valid, reliable information concerning the dimensions of a population group or subgroup, a social work problem, or social phenomenon. They might also seek information about the way specific problems or resources are distributed among the populations encountered in professional practice. Or, social workers might be interested in finding out about the way that certain people experience an event or phenomenon. Empirical literature resources may provide answers to many of these types of social work questions. In addition, resources containing data regarding social indicators may also prove helpful. Social indicators are the “facts and figures” statistics that describe the social, economic, and psychological factors that have an impact on the well-being of a community or other population group.The United Nations (UN) and the World Health Organization (WHO) are examples of organizations that monitor social indicators at a global level: dimensions of population trends (size, composition, growth/loss), health status (physical, mental, behavioral, life expectancy, maternal and infant mortality, fertility/child-bearing, and diseases like HIV/AIDS), housing and quality of sanitation (water supply, waste disposal), education and literacy, and work/income/unemployment/economics, for example.

Image of the Globe

Three characteristics stand out in empirical literature compared to other types of information available on a topic of interest: systematic observation and methodology, objectivity, and transparency/replicability/reproducibility. Let’s look a little more closely at these three features.

Systematic Observation and Methodology. The hallmark of empiricism is “repeated or reinforced observation of the facts or phenomena” (Holosko, 2006, p. 6). In empirical literature, established research methodologies and procedures are systematically applied to answer the questions of interest.

Objectivity. Gathering “facts,” whatever they may be, drives the search for empirical evidence (Holosko, 2006). Authors of empirical literature are expected to report the facts as observed, whether or not these facts support the investigators’ original hypotheses. Research integrity demands that the information be provided in an objective manner, reducing sources of investigator bias to the greatest possible extent.

Transparency and Replicability/Reproducibility.   Empirical literature is reported in such a manner that other investigators understand precisely what was done and what was found in a particular research study—to the extent that they could replicate the study to determine whether the findings are reproduced when repeated. The outcomes of an original and replication study may differ, but a reader could easily interpret the methods and procedures leading to each study’s findings.

What is NOT Empirical Literature

By now, it is probably obvious to you that literature based on “evidence” that is not developed in a systematic, objective, transparent manner is not empirical literature. On one hand, non-empirical types of professional literature may have great significance to social workers. For example, social work scholars may produce articles that are clearly identified as describing a new intervention or program without evaluative evidence, critiquing a policy or practice, or offering a tentative, untested theory about a phenomenon. These resources are useful in educating ourselves about possible issues or concerns. But, even if they are informed by evidence, they are not empirical literature. Here is a list of several sources of information that do not meet the standard of being called empirical literature:

  • your course instructor’s lectures
  • political statements
  • advertisements
  • newspapers & magazines (journalism)
  • television news reports & analyses (journalism)
  • many websites, Facebook postings, Twitter tweets, and blog postings
  • the introductory literature review in an empirical article

You may be surprised to see the last two included in this list. Like the other sources of information listed, these sources also might lead you to look for evidence. But, they are not themselves sources of evidence. They may summarize existing evidence, but in the process of summarizing (like your instructor’s lectures), information is transformed, modified, reduced, condensed, and otherwise manipulated in such a manner that you may not see the entire, objective story. These are called secondary sources, as opposed to the original, primary source of evidence. In relying solely on secondary sources, you sacrifice your own critical appraisal and thinking about the original work—you are “buying” someone else’s interpretation and opinion about the original work, rather than developing your own interpretation and opinion. What if they got it wrong? How would you know if you did not examine the primary source for yourself? Consider the following as an example of “getting it wrong” being perpetuated.

Example: Bullying and School Shootings . One result of the heavily publicized April 1999 school shooting incident at Columbine High School (Colorado), was a heavy emphasis placed on bullying as a causal factor in these incidents (Mears, Moon, & Thielo, 2017), “creating a powerful master narrative about school shootings” (Raitanen, Sandberg, & Oksanen, 2017, p. 3). Naturally, with an identified cause, a great deal of effort was devoted to anti-bullying campaigns and interventions for enhancing resilience among youth who experience bullying.  However important these strategies might be for promoting positive mental health, preventing poor mental health, and possibly preventing suicide among school-aged children and youth, it is a mistaken belief that this can prevent school shootings (Mears, Moon, & Thielo, 2017). Many times the accounts of the perpetrators having been bullied come from potentially inaccurate third-party accounts, rather than the perpetrators themselves; bullying was not involved in all instances of school shooting; a perpetrator’s perception of being bullied/persecuted are not necessarily accurate; many who experience severe bullying do not perpetrate these incidents; bullies are the least targeted shooting victims; perpetrators of the shooting incidents were often bullying others; and, bullying is only one of many important factors associated with perpetrating such an incident (Ioannou, Hammond, & Simpson, 2015; Mears, Moon, & Thielo, 2017; Newman &Fox, 2009; Raitanen, Sandberg, & Oksanen, 2017). While mass media reports deliver bullying as a means of explaining the inexplicable, the reality is not so simple: “The connection between bullying and school shootings is elusive” (Langman, 2014), and “the relationship between bullying and school shooting is, at best, tenuous” (Mears, Moon, & Thielo, 2017, p. 940). The point is, when a narrative becomes this publicly accepted, it is difficult to sort out truth and reality without going back to original sources of information and evidence.

Wordcloud of Bully Related Terms

What May or May Not Be Empirical Literature: Literature Reviews

Investigators typically engage in a review of existing literature as they develop their own research studies. The review informs them about where knowledge gaps exist, methods previously employed by other scholars, limitations of prior work, and previous scholars’ recommendations for directing future research. These reviews may appear as a published article, without new study data being reported (see Fields, Anderson, & Dabelko-Schoeny, 2014 for example). Or, the literature review may appear in the introduction to their own empirical study report. These literature reviews are not considered to be empirical evidence sources themselves, although they may be based on empirical evidence sources. One reason is that the authors of a literature review may or may not have engaged in a systematic search process, identifying a full, rich, multi-sided pool of evidence reports.

There is, however, a type of review that applies systematic methods and is, therefore, considered to be more strongly rooted in evidence: the systematic review .

Systematic review of literature. A systematic reviewis a type of literature report where established methods have been systematically applied, objectively, in locating and synthesizing a body of literature. The systematic review report is characterized by a great deal of transparency about the methods used and the decisions made in the review process, and are replicable. Thus, it meets the criteria for empirical literature: systematic observation and methodology, objectivity, and transparency/reproducibility. We will work a great deal more with systematic reviews in the second course, SWK 3402, since they are important tools for understanding interventions. They are somewhat less common, but not unheard of, in helping us understand diverse populations, social work problems, and social phenomena.

Locating Empirical Evidence

Social workers have available a wide array of tools and resources for locating empirical evidence in the literature. These can be organized into four general categories.

Journal Articles. A number of professional journals publish articles where investigators report on the results of their empirical studies. However, it is important to know how to distinguish between empirical and non-empirical manuscripts in these journals. A key indicator, though not the only one, involves a peer review process . Many professional journals require that manuscripts undergo a process of peer review before they are accepted for publication. This means that the authors’ work is shared with scholars who provide feedback to the journal editor as to the quality of the submitted manuscript. The editor then makes a decision based on the reviewers’ feedback:

  • Accept as is
  • Accept with minor revisions
  • Request that a revision be resubmitted (no assurance of acceptance)

When a “revise and resubmit” decision is made, the piece will go back through the review process to determine if it is now acceptable for publication and that all of the reviewers’ concerns have been adequately addressed. Editors may also reject a manuscript because it is a poor fit for the journal, based on its mission and audience, rather than sending it for review consideration.

Word cloud of social work related publications

Indicators of journal relevance. Various journals are not equally relevant to every type of question being asked of the literature. Journals may overlap to a great extent in terms of the topics they might cover; in other words, a topic might appear in multiple different journals, depending on how the topic was being addressed. For example, articles that might help answer a question about the relationship between community poverty and violence exposure might appear in several different journals, some with a focus on poverty, others with a focus on violence, and still others on community development or public health. Journal titles are sometimes a good starting point but may not give a broad enough picture of what they cover in their contents.

In focusing a literature search, it also helps to review a journal’s mission and target audience. For example, at least four different journals focus specifically on poverty:

  • Journal of Children & Poverty
  • Journal of Poverty
  • Journal of Poverty and Social Justice
  • Poverty & Public Policy

Let’s look at an example using the Journal of Poverty and Social Justice . Information about this journal is located on the journal’s webpage: http://policy.bristoluniversitypress.co.uk/journals/journal-of-poverty-and-social-justice . In the section headed “About the Journal” you can see that it is an internationally focused research journal, and that it addresses social justice issues in addition to poverty alone. The research articles are peer-reviewed (there appear to be non-empirical discussions published, as well). These descriptions about a journal are almost always available, sometimes listed as “scope” or “mission.” These descriptions also indicate the sponsorship of the journal—sponsorship may be institutional (a particular university or agency, such as Smith College Studies in Social Work ), a professional organization, such as the Council on Social Work Education (CSWE) or the National Association of Social Work (NASW), or a publishing company (e.g., Taylor & Frances, Wiley, or Sage).

Indicators of journal caliber.  Despite engaging in a peer review process, not all journals are equally rigorous. Some journals have very high rejection rates, meaning that many submitted manuscripts are rejected; others have fairly high acceptance rates, meaning that relatively few manuscripts are rejected. This is not necessarily the best indicator of quality, however, since newer journals may not be sufficiently familiar to authors with high quality manuscripts and some journals are very specific in terms of what they publish. Another index that is sometimes used is the journal’s impact factor . Impact factor is a quantitative number indicative of how often articles published in the journal are cited in the reference list of other journal articles—the statistic is calculated as the number of times on average each article published in a particular year were cited divided by the number of articles published (the number that could be cited). For example, the impact factor for the Journal of Poverty and Social Justice in our list above was 0.70 in 2017, and for the Journal of Poverty was 0.30. These are relatively low figures compared to a journal like the New England Journal of Medicine with an impact factor of 59.56! This means that articles published in that journal were, on average, cited more than 59 times in the next year or two.

Impact factors are not necessarily the best indicator of caliber, however, since many strong journals are geared toward practitioners rather than scholars, so they are less likely to be cited by other scholars but may have a large impact on a large readership. This may be the case for a journal like the one titled Social Work, the official journal of the National Association of Social Workers. It is distributed free to all members: over 120,000 practitioners, educators, and students of social work world-wide. The journal has a recent impact factor of.790. The journals with social work relevant content have impact factors in the range of 1.0 to 3.0 according to Scimago Journal & Country Rank (SJR), particularly when they are interdisciplinary journals (for example, Child Development , Journal of Marriage and Family , Child Abuse and Neglect , Child Maltreatmen t, Social Service Review , and British Journal of Social Work ). Once upon a time, a reader could locate different indexes comparing the “quality” of social work-related journals. However, the concept of “quality” is difficult to systematically define. These indexes have mostly been replaced by impact ratings, which are not necessarily the best, most robust indicators on which to rely in assessing journal quality. For example, new journals addressing cutting edge topics have not been around long enough to have been evaluated using this particular tool, and it takes a few years for articles to begin to be cited in other, later publications.

Beware of pseudo-, illegitimate, misleading, deceptive, and suspicious journals . Another side effect of living in the Age of Information is that almost anyone can circulate almost anything and call it whatever they wish. This goes for “journal” publications, as well. With the advent of open-access publishing in recent years (electronic resources available without subscription), we have seen an explosion of what are called predatory or junk journals . These are publications calling themselves journals, often with titles very similar to legitimate publications and often with fake editorial boards. These “publications” lack the integrity of legitimate journals. This caution is reminiscent of the discussions earlier in the course about pseudoscience and “snake oil” sales. The predatory nature of many apparent information dissemination outlets has to do with how scientists and scholars may be fooled into submitting their work, often paying to have their work peer-reviewed and published. There exists a “thriving black-market economy of publishing scams,” and at least two “journal blacklists” exist to help identify and avoid these scam journals (Anderson, 2017).

This issue is important to information consumers, because it creates a challenge in terms of identifying legitimate sources and publications. The challenge is particularly important to address when information from on-line, open-access journals is being considered. Open-access is not necessarily a poor choice—legitimate scientists may pay sizeable fees to legitimate publishers to make their work freely available and accessible as open-access resources. On-line access is also not necessarily a poor choice—legitimate publishers often make articles available on-line to provide timely access to the content, especially when publishing the article in hard copy will be delayed by months or even a year or more. On the other hand, stating that a journal engages in a peer-review process is no guarantee of quality—this claim may or may not be truthful. Pseudo- and junk journals may engage in some quality control practices, but may lack attention to important quality control processes, such as managing conflict of interest, reviewing content for objectivity or quality of the research conducted, or otherwise failing to adhere to industry standards (Laine & Winker, 2017).

One resource designed to assist with the process of deciphering legitimacy is the Directory of Open Access Journals (DOAJ). The DOAJ is not a comprehensive listing of all possible legitimate open-access journals, and does not guarantee quality, but it does help identify legitimate sources of information that are openly accessible and meet basic legitimacy criteria. It also is about open-access journals, not the many journals published in hard copy.

An additional caution: Search for article corrections. Despite all of the careful manuscript review and editing, sometimes an error appears in a published article. Most journals have a practice of publishing corrections in future issues. When you locate an article, it is helpful to also search for updates. Here is an example where data presented in an article’s original tables were erroneous, and a correction appeared in a later issue.

  • Marchant, A., Hawton, K., Stewart A., Montgomery, P., Singaravelu, V., Lloyd, K., Purdy, N., Daine, K., & John, A. (2017). A systematic review of the relationship between internet use, self-harm and suicidal behaviour in young people: The good, the bad and the unknown. PLoS One, 12(8): e0181722. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5558917/
  • Marchant, A., Hawton, K., Stewart A., Montgomery, P., Singaravelu, V., Lloyd, K., Purdy, N., Daine, K., & John, A. (2018).Correction—A systematic review of the relationship between internet use, self-harm and suicidal behaviour in young people: The good, the bad and the unknown. PLoS One, 13(3): e0193937.  http://journals.plos.org/plosone/article?id=10.1371/journal.pone.0193937

Search Tools. In this age of information, it is all too easy to find items—the problem lies in sifting, sorting, and managing the vast numbers of items that can be found. For example, a simple Google® search for the topic “community poverty and violence” resulted in about 15,600,000 results! As a means of simplifying the process of searching for journal articles on a specific topic, a variety of helpful tools have emerged. One type of search tool has previously applied a filtering process for you: abstracting and indexing databases . These resources provide the user with the results of a search to which records have already passed through one or more filters. For example, PsycINFO is managed by the American Psychological Association and is devoted to peer-reviewed literature in behavioral science. It contains almost 4.5 million records and is growing every month. However, it may not be available to users who are not affiliated with a university library. Conducting a basic search for our topic of “community poverty and violence” in PsychINFO returned 1,119 articles. Still a large number, but far more manageable. Additional filters can be applied, such as limiting the range in publication dates, selecting only peer reviewed items, limiting the language of the published piece (English only, for example), and specified types of documents (either chapters, dissertations, or journal articles only, for example). Adding the filters for English, peer-reviewed journal articles published between 2010 and 2017 resulted in 346 documents being identified.

Just as was the case with journals, not all abstracting and indexing databases are equivalent. There may be overlap between them, but none is guaranteed to identify all relevant pieces of literature. Here are some examples to consider, depending on the nature of the questions asked of the literature:

  • Academic Search Complete—multidisciplinary index of 9,300 peer-reviewed journals
  • AgeLine—multidisciplinary index of aging-related content for over 600 journals
  • Campbell Collaboration—systematic reviews in education, crime and justice, social welfare, international development
  • Google Scholar—broad search tool for scholarly literature across many disciplines
  • MEDLINE/ PubMed—National Library of medicine, access to over 15 million citations
  • Oxford Bibliographies—annotated bibliographies, each is discipline specific (e.g., psychology, childhood studies, criminology, social work, sociology)
  • PsycINFO/PsycLIT—international literature on material relevant to psychology and related disciplines
  • SocINDEX—publications in sociology
  • Social Sciences Abstracts—multiple disciplines
  • Social Work Abstracts—many areas of social work are covered
  • Web of Science—a “meta” search tool that searches other search tools, multiple disciplines

Placing our search for information about “community violence and poverty” into the Social Work Abstracts tool with no additional filters resulted in a manageable 54-item list. Finally, abstracting and indexing databases are another way to determine journal legitimacy: if a journal is indexed in a one of these systems, it is likely a legitimate journal. However, the converse is not necessarily true: if a journal is not indexed does not mean it is an illegitimate or pseudo-journal.

Government Sources. A great deal of information is gathered, analyzed, and disseminated by various governmental branches at the international, national, state, regional, county, and city level. Searching websites that end in.gov is one way to identify this type of information, often presented in articles, news briefs, and statistical reports. These government sources gather information in two ways: they fund external investigations through grants and contracts and they conduct research internally, through their own investigators. Here are some examples to consider, depending on the nature of the topic for which information is sought:

  • Agency for Healthcare Research and Quality (AHRQ) at https://www.ahrq.gov/
  • Bureau of Justice Statistics (BJS) at https://www.bjs.gov/
  • Census Bureau at https://www.census.gov
  • Morbidity and Mortality Weekly Report of the CDC (MMWR-CDC) at https://www.cdc.gov/mmwr/index.html
  • Child Welfare Information Gateway at https://www.childwelfare.gov
  • Children’s Bureau/Administration for Children & Families at https://www.acf.hhs.gov
  • Forum on Child and Family Statistics at https://www.childstats.gov
  • National Institutes of Health (NIH) at https://www.nih.gov , including (not limited to):
  • National Institute on Aging (NIA at https://www.nia.nih.gov
  • National Institute on Alcohol Abuse and Alcoholism (NIAAA) at https://www.niaaa.nih.gov
  • National Institute of Child Health and Human Development (NICHD) at https://www.nichd.nih.gov
  • National Institute on Drug Abuse (NIDA) at https://www.nida.nih.gov
  • National Institute of Environmental Health Sciences at https://www.niehs.nih.gov
  • National Institute of Mental Health (NIMH) at https://www.nimh.nih.gov
  • National Institute on Minority Health and Health Disparities at https://www.nimhd.nih.gov
  • National Institute of Justice (NIJ) at https://www.nij.gov
  • Substance Abuse and Mental Health Services Administration (SAMHSA) at https://www.samhsa.gov/
  • United States Agency for International Development at https://usaid.gov

Each state and many counties or cities have similar data sources and analysis reports available, such as Ohio Department of Health at https://www.odh.ohio.gov/healthstats/dataandstats.aspx and Franklin County at https://statisticalatlas.com/county/Ohio/Franklin-County/Overview . Data are available from international/global resources (e.g., United Nations and World Health Organization), as well.

Other Sources. The Health and Medicine Division (HMD) of the National Academies—previously the Institute of Medicine (IOM)—is a nonprofit institution that aims to provide government and private sector policy and other decision makers with objective analysis and advice for making informed health decisions. For example, in 2018 they produced reports on topics in substance use and mental health concerning the intersection of opioid use disorder and infectious disease,  the legal implications of emerging neurotechnologies, and a global agenda concerning the identification and prevention of violence (see http://www.nationalacademies.org/hmd/Global/Topics/Substance-Abuse-Mental-Health.aspx ). The exciting aspect of this resource is that it addresses many topics that are current concerns because they are hoping to help inform emerging policy. The caution to consider with this resource is the evidence is often still emerging, as well.

Numerous “think tank” organizations exist, each with a specific mission. For example, the Rand Corporation is a nonprofit organization offering research and analysis to address global issues since 1948. The institution’s mission is to help improve policy and decision making “to help individuals, families, and communities throughout the world be safer and more secure, healthier and more prosperous,” addressing issues of energy, education, health care, justice, the environment, international affairs, and national security (https://www.rand.org/about/history.html). And, for example, the Robert Woods Johnson Foundation is a philanthropic organization supporting research and research dissemination concerning health issues facing the United States. The foundation works to build a culture of health across systems of care (not only medical care) and communities (https://www.rwjf.org).

While many of these have a great deal of helpful evidence to share, they also may have a strong political bias. Objectivity is often lacking in what information these organizations provide: they provide evidence to support certain points of view. That is their purpose—to provide ideas on specific problems, many of which have a political component. Think tanks “are constantly researching solutions to a variety of the world’s problems, and arguing, advocating, and lobbying for policy changes at local, state, and federal levels” (quoted from https://thebestschools.org/features/most-influential-think-tanks/ ). Helpful information about what this one source identified as the 50 most influential U.S. think tanks includes identifying each think tank’s political orientation. For example, The Heritage Foundation is identified as conservative, whereas Human Rights Watch is identified as liberal.

While not the same as think tanks, many mission-driven organizations also sponsor or report on research, as well. For example, the National Association for Children of Alcoholics (NACOA) in the United States is a registered nonprofit organization. Its mission, along with other partnering organizations, private-sector groups, and federal agencies, is to promote policy and program development in research, prevention and treatment to provide information to, for, and about children of alcoholics (of all ages). Based on this mission, the organization supports knowledge development and information gathering on the topic and disseminates information that serves the needs of this population. While this is a worthwhile mission, there is no guarantee that the information meets the criteria for evidence with which we have been working. Evidence reported by think tank and mission-driven sources must be utilized with a great deal of caution and critical analysis!

In many instances an empirical report has not appeared in the published literature, but in the form of a technical or final report to the agency or program providing the funding for the research that was conducted. One such example is presented by a team of investigators funded by the National Institute of Justice to evaluate a program for training professionals to collect strong forensic evidence in instances of sexual assault (Patterson, Resko, Pierce-Weeks, & Campbell, 2014): https://www.ncjrs.gov/pdffiles1/nij/grants/247081.pdf . Investigators may serve in the capacity of consultant to agencies, programs, or institutions, and provide empirical evidence to inform activities and planning. One such example is presented by Maguire-Jack (2014) as a report to a state’s child maltreatment prevention board: https://preventionboard.wi.gov/Documents/InvestmentInPreventionPrograming_Final.pdf .

When Direct Answers to Questions Cannot Be Found. Sometimes social workers are interested in finding answers to complex questions or questions related to an emerging, not-yet-understood topic. This does not mean giving up on empirical literature. Instead, it requires a bit of creativity in approaching the literature. A Venn diagram might help explain this process. Consider a scenario where a social worker wishes to locate literature to answer a question concerning issues of intersectionality. Intersectionality is a social justice term applied to situations where multiple categorizations or classifications come together to create overlapping, interconnected, or multiplied disadvantage. For example, women with a substance use disorder and who have been incarcerated face a triple threat in terms of successful treatment for a substance use disorder: intersectionality exists between being a woman, having a substance use disorder, and having been in jail or prison. After searching the literature, little or no empirical evidence might have been located on this specific triple-threat topic. Instead, the social worker will need to seek literature on each of the threats individually, and possibly will find literature on pairs of topics (see Figure 3-1). There exists some literature about women’s outcomes for treatment of a substance use disorder (a), some literature about women during and following incarceration (b), and some literature about substance use disorders and incarceration (c). Despite not having a direct line on the center of the intersecting spheres of literature (d), the social worker can develop at least a partial picture based on the overlapping literatures.

Figure 3-1. Venn diagram of intersecting literature sets.

empirical research vs literature

Take a moment to complete the following activity. For each statement about empirical literature, decide if it is true or false.

Social Work 3401 Coursebook Copyright © by Dr. Audrey Begun is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License , except where otherwise noted.

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empirical review and literature review

Differences between Empirical Review and Literature Review

As a researcher, you might wonder about the difference between an Empirical Review and Literature Review. If you are going to write an essay or article, you must first figure out what your topic is. The subject determines the flow of the writing, the material provided, and every other element.

Content Outline

Get your seat closer; let’s get to what you need to know about Empirical Review and Literature Review and their notable differences.

Students often accost empirical studies and literature reviews while preparing a research paper . It’s critical to know the difference between the two in order to craft a solid piece of writing. Both articles are responsible for presenting the facts, but their strategies differ.

empirical review and literature review

Students are often perplexed when asked what empirical research is. The following is an explanation of the differences between a systematic review and a literature review:

Definition of Empirical review -Empirical Review and Literature Review

An empirical literature review, also known as a systematic literature review, analyzes previous empirical studies in order to provide an answer to a specific research topic.

Rather than drawing information from theories or beliefs, empirical research relies on observations and measurements to arrive at conclusions. To address specific research inquiries, it could involve making a list of people, behaviours, or events that are being researched.

empirical review and literature review

In some cases, reviews of studies that involve experiments are used in empirical reviews to generate findings based on experience that may be seen directly or indirectly. Most of the time, the analysis entails quantifying the data and drawing conclusions.

The goal is to provide data that can be quantified using established scientific methods . Research reviewers thoroughly examine all findings of other authors before drawing any conclusions in an essay or paper.

As a result of carefully planned and monitored observations, the experiment is carried out, and the resulting conclusion is rigorously monitored. In contrast to other types of literature reviews, the focus here is on the most recent results of the experimental studies as it is now being conducted. A hypothesis may also be a forecast of a previously presented theory based on prior material.

Empirical evidence refers to data gathered via testing or observation in this context. These data are collected and analyzed by scientists.

For example, an empirical review could involve reviewing the study of another researcher on a group of listeners exposed to upbeat music or a work on learning and improvisation that examines other studies on work that theorizes about the educational value of improvisational principles and practices, such as Viola Spolin and Keith Johnstone ‘s writings in which they present their beliefs, impressions, ideas, and theories about those.

Defining Literature Review -Empirical Review and Literature Review

The literature review , instead of an empirical review, necessitates reading several related studies. Other theoretical sources are used to compile the facts and information included in this piece. The accumulation of all literary works may lead to new deductions. Information and hypotheses, on the other hand, have already been developed.

empirical review and literature review

To generate cohesive findings, a literature review compiles all necessary data. No new theories can be developed since no experimental work can be done.

There is an important function for the literature review in uncovering defining, and clarifying key ideas that will be utilized throughout the empirical parts of the paper argues.

A well-written review article may shed light on the current state of knowledge, explain apparent inconsistencies, pinpoint areas in need of more study, and even help to forge a consensus where none previously existed. A well-written review may also assist you in your professional life. Reviews aid in recognition and advancement due to their high citation frequency.

Selecting the type of review to conduct -Empirical Review and Literature Review

College students are often required to write several papers as part of their studies. When a student does a literature review, he or she attempts to use the written word to support or refute an idea or hypothesis. He or she may test a theory or try to find an answer to a specific issue based on already-known information.

An empirical review is a piece of writing based on a study that was done purely for the purpose of publishing it. Calibrated instruments are used to conduct the experiment in a scientifically controlled way.

In this age of AI, research has become more interesting as you can use AI for your research study to make reviewing literature easier (Thesis, Dissertation, Research paper, among others). AI tools like SciSpace literature review can help you compare, contrast, and analyze research papers more efficiently.

It would be best to start writing as soon as you finish the experiment. During the study, observations should be recorded methodically. This aids in developing coherence, which is more easily understood even in the future. Additionally, starting the writing process early allows for more time for revision and results in higher-quality work.

Because experiments may take some time to produce the desired results, this is especially important for empirical studies. Leaving the writing to the last minute and beginning it when the deadline is nearing will just add to the stress and complexity of the process. This interferes with the job and lowers the quality. As a result, staying on top of your job helps your paper and your personal life grow.

Almost every research article includes a review of the literature. An empirical study must first be established inside an accepted theory before they can publish their findings. In other words, before we get into our methodology and research questions, we’ll go through what’s been done previously and how the variables we want to investigate fit into the theories and frameworks of our research field.

An empirical literature review, also known as a systematic literature review, analyzes previous empirical studies in order to provide an answer to a specific research topic. Randomized controlled trials are the most common kind of empirical study.

Both of these tasks are similar in that they need to review previous work on the topic. The empirical literature review, on the other hand, seeks to address a particular empirical issue by analyzing data. The theoretical literature review serves primarily to place your research within a broader framework. A theoretical review will be included in systematic empirical reviews to help researchers understand why a specific research topic is worth investigating.

Thank you for your time, we hope you got value reading Differences between Empirical Review and Literature Review?

Frequently Asked Questions

What is an example of an empirical review.

An empirical review is an academic review that focuses on summarizing and analyzing the findings of empirical research studies. Empirical research involves collecting and analysing primary data through experiments, surveys, observations, or any other data collection method(s).

An example of an empirical review would be a critical examination of several recent scientific studies that have investigated the effectiveness of a specific drug in treating a particular medical condition. The empirical review would include the study objectives, a summary of the research methods, key findings, and a critical evaluation of the research design, data collection, and statistical analysis methods employed in those studies.

What is the purpose of a literature review in empirical research studies?

A literature review in empirical research studies provides a comprehensive and systematic overview of existing published research and scholarly works related to the topic under investigation. This serves several important purposes:

Contextualization : It helps researchers place their study within the context of existing knowledge and identify gaps or areas where further research is needed.

Identification of Theoretical Frameworks : A literature review aids in identifying relevant theories and concepts that can inform the research design and data analysis in empirical studies.

Methodological Guidance: It offers insights into prior studies’ methodologies and research methods, helping researchers make informed decisions about their own data collection and analysis techniques.

Hypothesis Development: It can assist in formulating research hypotheses and research questions based on the existing literature.

Validation of Research Question: By reviewing the literature, researchers can ensure that their research questions or hypotheses have not been adequately addressed in prior studies.

Identification of Variables: It helps identify key variables and factors examined in previous research, which can guide the selection of variables in the new study.

In summary, a literature review in empirical research serves as the foundation upon which a new empirical study is built, helping researchers gain a deep understanding of the existing knowledge in their field, refine their research questions, and make informed decisions about the research design and methods they will employ.

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  • How to Write a Literature Review | Guide, Examples, & Templates

How to Write a Literature Review | Guide, Examples, & Templates

Published on January 2, 2023 by Shona McCombes . Revised on September 11, 2023.

What is a literature review? A literature review is a survey of scholarly sources on a specific topic. It provides an overview of current knowledge, allowing you to identify relevant theories, methods, and gaps in the existing research that you can later apply to your paper, thesis, or dissertation topic .

There are five key steps to writing a literature review:

  • Search for relevant literature
  • Evaluate sources
  • Identify themes, debates, and gaps
  • Outline the structure
  • Write your literature review

A good literature review doesn’t just summarize sources—it analyzes, synthesizes , and critically evaluates to give a clear picture of the state of knowledge on the subject.

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Table of contents

What is the purpose of a literature review, examples of literature reviews, step 1 – search for relevant literature, step 2 – evaluate and select sources, step 3 – identify themes, debates, and gaps, step 4 – outline your literature review’s structure, step 5 – write your literature review, free lecture slides, other interesting articles, frequently asked questions, introduction.

  • Quick Run-through
  • Step 1 & 2

When you write a thesis , dissertation , or research paper , you will likely have to conduct a literature review to situate your research within existing knowledge. The literature review gives you a chance to:

  • Demonstrate your familiarity with the topic and its scholarly context
  • Develop a theoretical framework and methodology for your research
  • Position your work in relation to other researchers and theorists
  • Show how your research addresses a gap or contributes to a debate
  • Evaluate the current state of research and demonstrate your knowledge of the scholarly debates around your topic.

Writing literature reviews is a particularly important skill if you want to apply for graduate school or pursue a career in research. We’ve written a step-by-step guide that you can follow below.

Literature review guide

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empirical research vs literature

Writing literature reviews can be quite challenging! A good starting point could be to look at some examples, depending on what kind of literature review you’d like to write.

  • Example literature review #1: “Why Do People Migrate? A Review of the Theoretical Literature” ( Theoretical literature review about the development of economic migration theory from the 1950s to today.)
  • Example literature review #2: “Literature review as a research methodology: An overview and guidelines” ( Methodological literature review about interdisciplinary knowledge acquisition and production.)
  • Example literature review #3: “The Use of Technology in English Language Learning: A Literature Review” ( Thematic literature review about the effects of technology on language acquisition.)
  • Example literature review #4: “Learners’ Listening Comprehension Difficulties in English Language Learning: A Literature Review” ( Chronological literature review about how the concept of listening skills has changed over time.)

You can also check out our templates with literature review examples and sample outlines at the links below.

Download Word doc Download Google doc

Before you begin searching for literature, you need a clearly defined topic .

If you are writing the literature review section of a dissertation or research paper, you will search for literature related to your research problem and questions .

Make a list of keywords

Start by creating a list of keywords related to your research question. Include each of the key concepts or variables you’re interested in, and list any synonyms and related terms. You can add to this list as you discover new keywords in the process of your literature search.

  • Social media, Facebook, Instagram, Twitter, Snapchat, TikTok
  • Body image, self-perception, self-esteem, mental health
  • Generation Z, teenagers, adolescents, youth

Search for relevant sources

Use your keywords to begin searching for sources. Some useful databases to search for journals and articles include:

  • Your university’s library catalogue
  • Google Scholar
  • Project Muse (humanities and social sciences)
  • Medline (life sciences and biomedicine)
  • EconLit (economics)
  • Inspec (physics, engineering and computer science)

You can also use boolean operators to help narrow down your search.

Make sure to read the abstract to find out whether an article is relevant to your question. When you find a useful book or article, you can check the bibliography to find other relevant sources.

You likely won’t be able to read absolutely everything that has been written on your topic, so it will be necessary to evaluate which sources are most relevant to your research question.

For each publication, ask yourself:

  • What question or problem is the author addressing?
  • What are the key concepts and how are they defined?
  • What are the key theories, models, and methods?
  • Does the research use established frameworks or take an innovative approach?
  • What are the results and conclusions of the study?
  • How does the publication relate to other literature in the field? Does it confirm, add to, or challenge established knowledge?
  • What are the strengths and weaknesses of the research?

Make sure the sources you use are credible , and make sure you read any landmark studies and major theories in your field of research.

You can use our template to summarize and evaluate sources you’re thinking about using. Click on either button below to download.

Take notes and cite your sources

As you read, you should also begin the writing process. Take notes that you can later incorporate into the text of your literature review.

It is important to keep track of your sources with citations to avoid plagiarism . It can be helpful to make an annotated bibliography , where you compile full citation information and write a paragraph of summary and analysis for each source. This helps you remember what you read and saves time later in the process.

Prevent plagiarism. Run a free check.

To begin organizing your literature review’s argument and structure, be sure you understand the connections and relationships between the sources you’ve read. Based on your reading and notes, you can look for:

  • Trends and patterns (in theory, method or results): do certain approaches become more or less popular over time?
  • Themes: what questions or concepts recur across the literature?
  • Debates, conflicts and contradictions: where do sources disagree?
  • Pivotal publications: are there any influential theories or studies that changed the direction of the field?
  • Gaps: what is missing from the literature? Are there weaknesses that need to be addressed?

This step will help you work out the structure of your literature review and (if applicable) show how your own research will contribute to existing knowledge.

  • Most research has focused on young women.
  • There is an increasing interest in the visual aspects of social media.
  • But there is still a lack of robust research on highly visual platforms like Instagram and Snapchat—this is a gap that you could address in your own research.

There are various approaches to organizing the body of a literature review. Depending on the length of your literature review, you can combine several of these strategies (for example, your overall structure might be thematic, but each theme is discussed chronologically).

Chronological

The simplest approach is to trace the development of the topic over time. However, if you choose this strategy, be careful to avoid simply listing and summarizing sources in order.

Try to analyze patterns, turning points and key debates that have shaped the direction of the field. Give your interpretation of how and why certain developments occurred.

If you have found some recurring central themes, you can organize your literature review into subsections that address different aspects of the topic.

For example, if you are reviewing literature about inequalities in migrant health outcomes, key themes might include healthcare policy, language barriers, cultural attitudes, legal status, and economic access.

Methodological

If you draw your sources from different disciplines or fields that use a variety of research methods , you might want to compare the results and conclusions that emerge from different approaches. For example:

  • Look at what results have emerged in qualitative versus quantitative research
  • Discuss how the topic has been approached by empirical versus theoretical scholarship
  • Divide the literature into sociological, historical, and cultural sources

Theoretical

A literature review is often the foundation for a theoretical framework . You can use it to discuss various theories, models, and definitions of key concepts.

You might argue for the relevance of a specific theoretical approach, or combine various theoretical concepts to create a framework for your research.

Like any other academic text , your literature review should have an introduction , a main body, and a conclusion . What you include in each depends on the objective of your literature review.

The introduction should clearly establish the focus and purpose of the literature review.

Depending on the length of your literature review, you might want to divide the body into subsections. You can use a subheading for each theme, time period, or methodological approach.

As you write, you can follow these tips:

  • Summarize and synthesize: give an overview of the main points of each source and combine them into a coherent whole
  • Analyze and interpret: don’t just paraphrase other researchers — add your own interpretations where possible, discussing the significance of findings in relation to the literature as a whole
  • Critically evaluate: mention the strengths and weaknesses of your sources
  • Write in well-structured paragraphs: use transition words and topic sentences to draw connections, comparisons and contrasts

In the conclusion, you should summarize the key findings you have taken from the literature and emphasize their significance.

When you’ve finished writing and revising your literature review, don’t forget to proofread thoroughly before submitting. Not a language expert? Check out Scribbr’s professional proofreading services !

This article has been adapted into lecture slides that you can use to teach your students about writing a literature review.

Scribbr slides are free to use, customize, and distribute for educational purposes.

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If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

  • Sampling methods
  • Simple random sampling
  • Stratified sampling
  • Cluster sampling
  • Likert scales
  • Reproducibility

 Statistics

  • Null hypothesis
  • Statistical power
  • Probability distribution
  • Effect size
  • Poisson distribution

Research bias

  • Optimism bias
  • Cognitive bias
  • Implicit bias
  • Hawthorne effect
  • Anchoring bias
  • Explicit bias

A literature review is a survey of scholarly sources (such as books, journal articles, and theses) related to a specific topic or research question .

It is often written as part of a thesis, dissertation , or research paper , in order to situate your work in relation to existing knowledge.

There are several reasons to conduct a literature review at the beginning of a research project:

  • To familiarize yourself with the current state of knowledge on your topic
  • To ensure that you’re not just repeating what others have already done
  • To identify gaps in knowledge and unresolved problems that your research can address
  • To develop your theoretical framework and methodology
  • To provide an overview of the key findings and debates on the topic

Writing the literature review shows your reader how your work relates to existing research and what new insights it will contribute.

The literature review usually comes near the beginning of your thesis or dissertation . After the introduction , it grounds your research in a scholarly field and leads directly to your theoretical framework or methodology .

A literature review is a survey of credible sources on a topic, often used in dissertations , theses, and research papers . Literature reviews give an overview of knowledge on a subject, helping you identify relevant theories and methods, as well as gaps in existing research. Literature reviews are set up similarly to other  academic texts , with an introduction , a main body, and a conclusion .

An  annotated bibliography is a list of  source references that has a short description (called an annotation ) for each of the sources. It is often assigned as part of the research process for a  paper .  

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empirical research vs literature

  • Meriam Library

SWRK 330 - Social Work Research Methods

  • Literature Reviews and Empirical Research
  • Databases and Search Tips
  • Article Citations
  • Scholarly Journal Evaulation
  • Statistical Sources
  • Books and eBooks

What is a Literature Review?

Empirical research.

  • Annotated Bibliographies

A literature review  summarizes and discusses previous publications  on a topic.

It should also:

explore past research and its strengths and weaknesses.

be used to validate the target and methods you have chosen for your proposed research.

consist of books and scholarly journals that provide research examples of populations or settings similar to your own, as well as community resources to document the need for your proposed research.

The literature review does not present new  primary  scholarship. 

be completed in the correct citation format requested by your professor  (see the  C itations Tab)

Access Purdue  OWL's Social Work Literature Review Guidelines here .  

Empirical Research  is  research  that is based on experimentation or observation, i.e. Evidence. Such  research  is often conducted to answer a specific question or to test a hypothesis (educated guess).

How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."  Ask yourself: Could I recreate this study and test these results?

These are some key features to look for when identifying empirical research.

NOTE:  Not all of these features will be in every empirical research article, some may be excluded, use this only as a guide.

  • Statement of methodology
  • Research questions are clear and measurable
  • Individuals, group, subjects which are being studied are identified/defined
  • Data is presented regarding the findings
  • Controls or instruments such as surveys or tests were conducted
  • There is a literature review
  • There is discussion of the results included
  • Citations/references are included

See also Empirical Research Guide

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What is an Empirical Study?

Literature review.

  • Organize Your Sources
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An empirical article reports the findings of a study conducted by the authors and uses data gathered from an experiment or observation. An empirical study is verifiable and "based on facts, systematic observation, or experiment, rather than theory or general philosophical principle" ( APA Databases Methodology Field Values ).  In other words, it tells the story of a research conducted, doing it in great detail. The study may utilize quantitative research methods to produce numerical data and seek to find a causal relationship between two or more variables. Conversely, it may use qualitative research methods, which involves collecting non-numerical data to analyze concepts, opinions, or experiences.

Key parts of an empirical article:

  • Abstract  - Provides a brief overview of the research.
  • Introduction  - The introduction provides a review of previous research on the topic and states the hypothesis. 
  • Methods  - The methods area describes how the research was conducted, identifies the design of the study, the participants, and any measurements that were taken during the study.
  • Results  - The results section describes the outcome of the study. 
  • Discussion (or conclusion)  - The discussion section addresses the researchers' interpretations of their study and any future implications from their findings.
  • References  - A list of works that were cited in the study.
  • What is a Lit. Review?
  • Purpose of a Lit. Review
  • Limitations
  • Non-Empirical Research
  • Useful Links/Additional Info

A review of the published resources related to a specific issue, area of research, or specific theory. It provides a summary, description, and critical evaluation of each resource.

A literature review:

  •  Synthesizes and places into context the research and scholarly literature relevant to the topic.
  • Maps the different approaches to a given question and reveals patterns.
  • Forms the foundation for subsequent research 
  • Justifies the significance of the new investigation.
  • Contains the most pertinent studies and points to important past and current research and practices.

A Lit. Review provides background and context; it shows how your research will contribute to the field. 

There are generally five parts to a literature review:

  • Introduction
  • Bibliography

A literature review should: 

  • Provide a comprehensive and updated review of the literature
  • Explain why this review has taken place
  • Articulate a position or hypothesis
  • Acknowledge and account for conflicting and corroborating points of view

 Add / Reorder  

A lit. review's purpose is to offer an overview of the significant works published on a topic. It can be written as an introduction to a study in order to:

  • Demonstrate how a study fills a gap in research
  • Compare a study with other research that's been done

It could be a separate work (a research article on its own) that:

  • Organizes or describes a topic
  • Describes variables within a particular issue/problem

Some limitations of a literature review include:

  • It's a snapshot in time. Unlike other reviews, this one has beginning, a middle and an end. Future developments could make your work less relevant.
  • It may be too focused. Some niche studies may miss the bigger picture.
  • It can be difficult to be comprehensive. There is no way to ensure that all the literature on a topic was considered.
  • It is easy to be biased if you stick to top tier journals. There may be other places where people are publishing exemplary research. Look to open access publications and conferences to reflect a more inclusive collection. Also, make sure to include opposing views (and not just supporting evidence).

Non-Empirical Research articles focus more on theories, methods and their implications for research. Non-Empirical Research can include comprehensive reviews and articles that focus on methodology. They rely on empirical research literature as well but does not need to be essentially data-driven.

Write a Literature Review (UCSC)

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Conducting a Literature Review: Types of Literature

  • Introduction
  • 1. Choose Your Topic

Types of Literature

  • 3. Search the Literature
  • 4. Read & Analyze the Literature
  • 5. Write the Review
  • Keeping Track of Information
  • Style Guides

Different types of publications have different characteristics.

Primary Literature Primary sources means original studies, based on direct observation, use of statistical records, interviews, or experimental methods, of actual practices or the actual impact of practices or policies. They are authored by researchers, contains original research data, and are usually published in a peer-reviewed journal. Primary literature may also include conference papers, pre-prints, or preliminary reports. Also called empirical research .

Secondary Literature Secondary literature consists of interpretations and evaluations that are derived from or refer to the primary source literature. Examples include review articles (such as meta-analysis and systematic reviews) and reference works. Professionals within each discipline take the primary literature and synthesize, generalize, and integrate new research.

Tertiary Literature Tertiary literature consists of a distillation and collection of primary and secondary sources such as textbooks, encyclopedia articles, and guidebooks or handbooks. The purpose of tertiary literature is to provide an overview of key research findings and an introduction to principles and practices within the discipline.

Adapted from the Information Services Department of the Library of the Health Sciences-Chicago , University of Illinois at Chicago.

Original research results in journals,
dissertations, conference proceedings, correspondence

Review articles, systematic reviews, meta-analysis, practice guidelines, monographs on a specific subject

Textbooks, encyclopedias, handbooks, newspapers

Sources: NEJM, JAMA Sources: PubMed, CINAHL, Cochrane Library, Web of Science, Williams Obstetrics, Hurst's The Heart Sources:  Gale Encyclopedia of Genetic Disorders, Oxford Handbook of Internal Medicine

Types of Scientific Publications

These examples and descriptions of publication types will give you an idea of how to use various works and why you would want to write a particular kind of paper.

  • Scholarly article aka empirical article
  • Review article
  • Conference paper

Scholarly (aka empirical) article -- example

Empirical studies use data derived from observation or experiment. Original research papers (also called primary research articles) that describe empirical studies and their results are published in academic journals.  Articles that report empirical research contain different sections which relate to the steps of the scientific method.

      Abstract - The abstract provides a very brief summary of the research.

     Introduction - The introduction sets the research in a context, which provides a review of related research and develops the hypotheses for the research.

     Method - The method section describes how the research was conducted.

     Results - The results section describes the outcomes of the study.

     Discussion - The discussion section contains the interpretations and implications of the study.

     References - A references section lists the articles, books, and other material cited in the report.

Review article -- example

A review article summarizes a particular field of study and places the recent research in context. It provides an overview and is an excellent introduction to a subject area. The references used in a review article are helpful as they lead to more in-depth research.

Many databases have limits or filters to search for review articles. You can also search by keywords like review article, survey, overview, summary, etc.

Conference proceedings, abstracts and reports -- example

Conference proceedings, abstracts and reports are not usually peer-reviewed.  A conference article is similar to a scholarly article insofar as it is academic. Conference articles are published much more quickly than scholarly articles. You can find conference papers in many of the same places as scholarly articles.

How Do You Identify Empirical Articles?

To identify an article based on empirical research, look for the following characteristics:

     The article is published in a peer-reviewed journal .

     The article includes charts, graphs, or statistical analysis .

     The article is substantial in size , likely to be more than 5 pages long.

     The article contains the following parts (the exact terms may vary): abstract, introduction, method, results, discussion, references .

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  • v.21(3); Fall 2022

Literature Reviews, Theoretical Frameworks, and Conceptual Frameworks: An Introduction for New Biology Education Researchers

Julie a. luft.

† Department of Mathematics, Social Studies, and Science Education, Mary Frances Early College of Education, University of Georgia, Athens, GA 30602-7124

Sophia Jeong

‡ Department of Teaching & Learning, College of Education & Human Ecology, Ohio State University, Columbus, OH 43210

Robert Idsardi

§ Department of Biology, Eastern Washington University, Cheney, WA 99004

Grant Gardner

∥ Department of Biology, Middle Tennessee State University, Murfreesboro, TN 37132

Associated Data

To frame their work, biology education researchers need to consider the role of literature reviews, theoretical frameworks, and conceptual frameworks as critical elements of the research and writing process. However, these elements can be confusing for scholars new to education research. This Research Methods article is designed to provide an overview of each of these elements and delineate the purpose of each in the educational research process. We describe what biology education researchers should consider as they conduct literature reviews, identify theoretical frameworks, and construct conceptual frameworks. Clarifying these different components of educational research studies can be helpful to new biology education researchers and the biology education research community at large in situating their work in the broader scholarly literature.

INTRODUCTION

Discipline-based education research (DBER) involves the purposeful and situated study of teaching and learning in specific disciplinary areas ( Singer et al. , 2012 ). Studies in DBER are guided by research questions that reflect disciplines’ priorities and worldviews. Researchers can use quantitative data, qualitative data, or both to answer these research questions through a variety of methodological traditions. Across all methodologies, there are different methods associated with planning and conducting educational research studies that include the use of surveys, interviews, observations, artifacts, or instruments. Ensuring the coherence of these elements to the discipline’s perspective also involves situating the work in the broader scholarly literature. The tools for doing this include literature reviews, theoretical frameworks, and conceptual frameworks. However, the purpose and function of each of these elements is often confusing to new education researchers. The goal of this article is to introduce new biology education researchers to these three important elements important in DBER scholarship and the broader educational literature.

The first element we discuss is a review of research (literature reviews), which highlights the need for a specific research question, study problem, or topic of investigation. Literature reviews situate the relevance of the study within a topic and a field. The process may seem familiar to science researchers entering DBER fields, but new researchers may still struggle in conducting the review. Booth et al. (2016b) highlight some of the challenges novice education researchers face when conducting a review of literature. They point out that novice researchers struggle in deciding how to focus the review, determining the scope of articles needed in the review, and knowing how to be critical of the articles in the review. Overcoming these challenges (and others) can help novice researchers construct a sound literature review that can inform the design of the study and help ensure the work makes a contribution to the field.

The second and third highlighted elements are theoretical and conceptual frameworks. These guide biology education research (BER) studies, and may be less familiar to science researchers. These elements are important in shaping the construction of new knowledge. Theoretical frameworks offer a way to explain and interpret the studied phenomenon, while conceptual frameworks clarify assumptions about the studied phenomenon. Despite the importance of these constructs in educational research, biology educational researchers have noted the limited use of theoretical or conceptual frameworks in published work ( DeHaan, 2011 ; Dirks, 2011 ; Lo et al. , 2019 ). In reviewing articles published in CBE—Life Sciences Education ( LSE ) between 2015 and 2019, we found that fewer than 25% of the research articles had a theoretical or conceptual framework (see the Supplemental Information), and at times there was an inconsistent use of theoretical and conceptual frameworks. Clearly, these frameworks are challenging for published biology education researchers, which suggests the importance of providing some initial guidance to new biology education researchers.

Fortunately, educational researchers have increased their explicit use of these frameworks over time, and this is influencing educational research in science, technology, engineering, and mathematics (STEM) fields. For instance, a quick search for theoretical or conceptual frameworks in the abstracts of articles in Educational Research Complete (a common database for educational research) in STEM fields demonstrates a dramatic change over the last 20 years: from only 778 articles published between 2000 and 2010 to 5703 articles published between 2010 and 2020, a more than sevenfold increase. Greater recognition of the importance of these frameworks is contributing to DBER authors being more explicit about such frameworks in their studies.

Collectively, literature reviews, theoretical frameworks, and conceptual frameworks work to guide methodological decisions and the elucidation of important findings. Each offers a different perspective on the problem of study and is an essential element in all forms of educational research. As new researchers seek to learn about these elements, they will find different resources, a variety of perspectives, and many suggestions about the construction and use of these elements. The wide range of available information can overwhelm the new researcher who just wants to learn the distinction between these elements or how to craft them adequately.

Our goal in writing this paper is not to offer specific advice about how to write these sections in scholarly work. Instead, we wanted to introduce these elements to those who are new to BER and who are interested in better distinguishing one from the other. In this paper, we share the purpose of each element in BER scholarship, along with important points on its construction. We also provide references for additional resources that may be beneficial to better understanding each element. Table 1 summarizes the key distinctions among these elements.

Comparison of literature reviews, theoretical frameworks, and conceptual reviews

Literature reviewsTheoretical frameworksConceptual frameworks
PurposeTo point out the need for the study in BER and connection to the field.To state the assumptions and orientations of the researcher regarding the topic of studyTo describe the researcher’s understanding of the main concepts under investigation
AimsA literature review examines current and relevant research associated with the study question. It is comprehensive, critical, and purposeful.A theoretical framework illuminates the phenomenon of study and the corresponding assumptions adopted by the researcher. Frameworks can take on different orientations.The conceptual framework is created by the researcher(s), includes the presumed relationships among concepts, and addresses needed areas of study discovered in literature reviews.
Connection to the manuscriptA literature review should connect to the study question, guide the study methodology, and be central in the discussion by indicating how the analyzed data advances what is known in the field.  A theoretical framework drives the question, guides the types of methods for data collection and analysis, informs the discussion of the findings, and reveals the subjectivities of the researcher.The conceptual framework is informed by literature reviews, experiences, or experiments. It may include emergent ideas that are not yet grounded in the literature. It should be coherent with the paper’s theoretical framing.
Additional pointsA literature review may reach beyond BER and include other education research fields.A theoretical framework does not rationalize the need for the study, and a theoretical framework can come from different fields.A conceptual framework articulates the phenomenon under study through written descriptions and/or visual representations.

This article is written for the new biology education researcher who is just learning about these different elements or for scientists looking to become more involved in BER. It is a result of our own work as science education and biology education researchers, whether as graduate students and postdoctoral scholars or newly hired and established faculty members. This is the article we wish had been available as we started to learn about these elements or discussed them with new educational researchers in biology.

LITERATURE REVIEWS

Purpose of a literature review.

A literature review is foundational to any research study in education or science. In education, a well-conceptualized and well-executed review provides a summary of the research that has already been done on a specific topic and identifies questions that remain to be answered, thus illustrating the current research project’s potential contribution to the field and the reasoning behind the methodological approach selected for the study ( Maxwell, 2012 ). BER is an evolving disciplinary area that is redefining areas of conceptual emphasis as well as orientations toward teaching and learning (e.g., Labov et al. , 2010 ; American Association for the Advancement of Science, 2011 ; Nehm, 2019 ). As a result, building comprehensive, critical, purposeful, and concise literature reviews can be a challenge for new biology education researchers.

Building Literature Reviews

There are different ways to approach and construct a literature review. Booth et al. (2016a) provide an overview that includes, for example, scoping reviews, which are focused only on notable studies and use a basic method of analysis, and integrative reviews, which are the result of exhaustive literature searches across different genres. Underlying each of these different review processes are attention to the s earch process, a ppraisa l of articles, s ynthesis of the literature, and a nalysis: SALSA ( Booth et al. , 2016a ). This useful acronym can help the researcher focus on the process while building a specific type of review.

However, new educational researchers often have questions about literature reviews that are foundational to SALSA or other approaches. Common questions concern determining which literature pertains to the topic of study or the role of the literature review in the design of the study. This section addresses such questions broadly while providing general guidance for writing a narrative literature review that evaluates the most pertinent studies.

The literature review process should begin before the research is conducted. As Boote and Beile (2005 , p. 3) suggested, researchers should be “scholars before researchers.” They point out that having a good working knowledge of the proposed topic helps illuminate avenues of study. Some subject areas have a deep body of work to read and reflect upon, providing a strong foundation for developing the research question(s). For instance, the teaching and learning of evolution is an area of long-standing interest in the BER community, generating many studies (e.g., Perry et al. , 2008 ; Barnes and Brownell, 2016 ) and reviews of research (e.g., Sickel and Friedrichsen, 2013 ; Ziadie and Andrews, 2018 ). Emerging areas of BER include the affective domain, issues of transfer, and metacognition ( Singer et al. , 2012 ). Many studies in these areas are transdisciplinary and not always specific to biology education (e.g., Rodrigo-Peiris et al. , 2018 ; Kolpikova et al. , 2019 ). These newer areas may require reading outside BER; fortunately, summaries of some of these topics can be found in the Current Insights section of the LSE website.

In focusing on a specific problem within a broader research strand, a new researcher will likely need to examine research outside BER. Depending upon the area of study, the expanded reading list might involve a mix of BER, DBER, and educational research studies. Determining the scope of the reading is not always straightforward. A simple way to focus one’s reading is to create a “summary phrase” or “research nugget,” which is a very brief descriptive statement about the study. It should focus on the essence of the study, for example, “first-year nonmajor students’ understanding of evolution,” “metacognitive prompts to enhance learning during biochemistry,” or “instructors’ inquiry-based instructional practices after professional development programming.” This type of phrase should help a new researcher identify two or more areas to review that pertain to the study. Focusing on recent research in the last 5 years is a good first step. Additional studies can be identified by reading relevant works referenced in those articles. It is also important to read seminal studies that are more than 5 years old. Reading a range of studies should give the researcher the necessary command of the subject in order to suggest a research question.

Given that the research question(s) arise from the literature review, the review should also substantiate the selected methodological approach. The review and research question(s) guide the researcher in determining how to collect and analyze data. Often the methodological approach used in a study is selected to contribute knowledge that expands upon what has been published previously about the topic (see Institute of Education Sciences and National Science Foundation, 2013 ). An emerging topic of study may need an exploratory approach that allows for a description of the phenomenon and development of a potential theory. This could, but not necessarily, require a methodological approach that uses interviews, observations, surveys, or other instruments. An extensively studied topic may call for the additional understanding of specific factors or variables; this type of study would be well suited to a verification or a causal research design. These could entail a methodological approach that uses valid and reliable instruments, observations, or interviews to determine an effect in the studied event. In either of these examples, the researcher(s) may use a qualitative, quantitative, or mixed methods methodological approach.

Even with a good research question, there is still more reading to be done. The complexity and focus of the research question dictates the depth and breadth of the literature to be examined. Questions that connect multiple topics can require broad literature reviews. For instance, a study that explores the impact of a biology faculty learning community on the inquiry instruction of faculty could have the following review areas: learning communities among biology faculty, inquiry instruction among biology faculty, and inquiry instruction among biology faculty as a result of professional learning. Biology education researchers need to consider whether their literature review requires studies from different disciplines within or outside DBER. For the example given, it would be fruitful to look at research focused on learning communities with faculty in STEM fields or in general education fields that result in instructional change. It is important not to be too narrow or too broad when reading. When the conclusions of articles start to sound similar or no new insights are gained, the researcher likely has a good foundation for a literature review. This level of reading should allow the researcher to demonstrate a mastery in understanding the researched topic, explain the suitability of the proposed research approach, and point to the need for the refined research question(s).

The literature review should include the researcher’s evaluation and critique of the selected studies. A researcher may have a large collection of studies, but not all of the studies will follow standards important in the reporting of empirical work in the social sciences. The American Educational Research Association ( Duran et al. , 2006 ), for example, offers a general discussion about standards for such work: an adequate review of research informing the study, the existence of sound and appropriate data collection and analysis methods, and appropriate conclusions that do not overstep or underexplore the analyzed data. The Institute of Education Sciences and National Science Foundation (2013) also offer Common Guidelines for Education Research and Development that can be used to evaluate collected studies.

Because not all journals adhere to such standards, it is important that a researcher review each study to determine the quality of published research, per the guidelines suggested earlier. In some instances, the research may be fatally flawed. Examples of such flaws include data that do not pertain to the question, a lack of discussion about the data collection, poorly constructed instruments, or an inadequate analysis. These types of errors result in studies that are incomplete, error-laden, or inaccurate and should be excluded from the review. Most studies have limitations, and the author(s) often make them explicit. For instance, there may be an instructor effect, recognized bias in the analysis, or issues with the sample population. Limitations are usually addressed by the research team in some way to ensure a sound and acceptable research process. Occasionally, the limitations associated with the study can be significant and not addressed adequately, which leaves a consequential decision in the hands of the researcher. Providing critiques of studies in the literature review process gives the reader confidence that the researcher has carefully examined relevant work in preparation for the study and, ultimately, the manuscript.

A solid literature review clearly anchors the proposed study in the field and connects the research question(s), the methodological approach, and the discussion. Reviewing extant research leads to research questions that will contribute to what is known in the field. By summarizing what is known, the literature review points to what needs to be known, which in turn guides decisions about methodology. Finally, notable findings of the new study are discussed in reference to those described in the literature review.

Within published BER studies, literature reviews can be placed in different locations in an article. When included in the introductory section of the study, the first few paragraphs of the manuscript set the stage, with the literature review following the opening paragraphs. Cooper et al. (2019) illustrate this approach in their study of course-based undergraduate research experiences (CUREs). An introduction discussing the potential of CURES is followed by an analysis of the existing literature relevant to the design of CUREs that allows for novel student discoveries. Within this review, the authors point out contradictory findings among research on novel student discoveries. This clarifies the need for their study, which is described and highlighted through specific research aims.

A literature reviews can also make up a separate section in a paper. For example, the introduction to Todd et al. (2019) illustrates the need for their research topic by highlighting the potential of learning progressions (LPs) and suggesting that LPs may help mitigate learning loss in genetics. At the end of the introduction, the authors state their specific research questions. The review of literature following this opening section comprises two subsections. One focuses on learning loss in general and examines a variety of studies and meta-analyses from the disciplines of medical education, mathematics, and reading. The second section focuses specifically on LPs in genetics and highlights student learning in the midst of LPs. These separate reviews provide insights into the stated research question.

Suggestions and Advice

A well-conceptualized, comprehensive, and critical literature review reveals the understanding of the topic that the researcher brings to the study. Literature reviews should not be so big that there is no clear area of focus; nor should they be so narrow that no real research question arises. The task for a researcher is to craft an efficient literature review that offers a critical analysis of published work, articulates the need for the study, guides the methodological approach to the topic of study, and provides an adequate foundation for the discussion of the findings.

In our own writing of literature reviews, there are often many drafts. An early draft may seem well suited to the study because the need for and approach to the study are well described. However, as the results of the study are analyzed and findings begin to emerge, the existing literature review may be inadequate and need revision. The need for an expanded discussion about the research area can result in the inclusion of new studies that support the explanation of a potential finding. The literature review may also prove to be too broad. Refocusing on a specific area allows for more contemplation of a finding.

It should be noted that there are different types of literature reviews, and many books and articles have been written about the different ways to embark on these types of reviews. Among these different resources, the following may be helpful in considering how to refine the review process for scholarly journals:

  • Booth, A., Sutton, A., & Papaioannou, D. (2016a). Systemic approaches to a successful literature review (2nd ed.). Los Angeles, CA: Sage. This book addresses different types of literature reviews and offers important suggestions pertaining to defining the scope of the literature review and assessing extant studies.
  • Booth, W. C., Colomb, G. G., Williams, J. M., Bizup, J., & Fitzgerald, W. T. (2016b). The craft of research (4th ed.). Chicago: University of Chicago Press. This book can help the novice consider how to make the case for an area of study. While this book is not specifically about literature reviews, it offers suggestions about making the case for your study.
  • Galvan, J. L., & Galvan, M. C. (2017). Writing literature reviews: A guide for students of the social and behavioral sciences (7th ed.). Routledge. This book offers guidance on writing different types of literature reviews. For the novice researcher, there are useful suggestions for creating coherent literature reviews.

THEORETICAL FRAMEWORKS

Purpose of theoretical frameworks.

As new education researchers may be less familiar with theoretical frameworks than with literature reviews, this discussion begins with an analogy. Envision a biologist, chemist, and physicist examining together the dramatic effect of a fog tsunami over the ocean. A biologist gazing at this phenomenon may be concerned with the effect of fog on various species. A chemist may be interested in the chemical composition of the fog as water vapor condenses around bits of salt. A physicist may be focused on the refraction of light to make fog appear to be “sitting” above the ocean. While observing the same “objective event,” the scientists are operating under different theoretical frameworks that provide a particular perspective or “lens” for the interpretation of the phenomenon. Each of these scientists brings specialized knowledge, experiences, and values to this phenomenon, and these influence the interpretation of the phenomenon. The scientists’ theoretical frameworks influence how they design and carry out their studies and interpret their data.

Within an educational study, a theoretical framework helps to explain a phenomenon through a particular lens and challenges and extends existing knowledge within the limitations of that lens. Theoretical frameworks are explicitly stated by an educational researcher in the paper’s framework, theory, or relevant literature section. The framework shapes the types of questions asked, guides the method by which data are collected and analyzed, and informs the discussion of the results of the study. It also reveals the researcher’s subjectivities, for example, values, social experience, and viewpoint ( Allen, 2017 ). It is essential that a novice researcher learn to explicitly state a theoretical framework, because all research questions are being asked from the researcher’s implicit or explicit assumptions of a phenomenon of interest ( Schwandt, 2000 ).

Selecting Theoretical Frameworks

Theoretical frameworks are one of the most contemplated elements in our work in educational research. In this section, we share three important considerations for new scholars selecting a theoretical framework.

The first step in identifying a theoretical framework involves reflecting on the phenomenon within the study and the assumptions aligned with the phenomenon. The phenomenon involves the studied event. There are many possibilities, for example, student learning, instructional approach, or group organization. A researcher holds assumptions about how the phenomenon will be effected, influenced, changed, or portrayed. It is ultimately the researcher’s assumption(s) about the phenomenon that aligns with a theoretical framework. An example can help illustrate how a researcher’s reflection on the phenomenon and acknowledgment of assumptions can result in the identification of a theoretical framework.

In our example, a biology education researcher may be interested in exploring how students’ learning of difficult biological concepts can be supported by the interactions of group members. The phenomenon of interest is the interactions among the peers, and the researcher assumes that more knowledgeable students are important in supporting the learning of the group. As a result, the researcher may draw on Vygotsky’s (1978) sociocultural theory of learning and development that is focused on the phenomenon of student learning in a social setting. This theory posits the critical nature of interactions among students and between students and teachers in the process of building knowledge. A researcher drawing upon this framework holds the assumption that learning is a dynamic social process involving questions and explanations among students in the classroom and that more knowledgeable peers play an important part in the process of building conceptual knowledge.

It is important to state at this point that there are many different theoretical frameworks. Some frameworks focus on learning and knowing, while other theoretical frameworks focus on equity, empowerment, or discourse. Some frameworks are well articulated, and others are still being refined. For a new researcher, it can be challenging to find a theoretical framework. Two of the best ways to look for theoretical frameworks is through published works that highlight different frameworks.

When a theoretical framework is selected, it should clearly connect to all parts of the study. The framework should augment the study by adding a perspective that provides greater insights into the phenomenon. It should clearly align with the studies described in the literature review. For instance, a framework focused on learning would correspond to research that reported different learning outcomes for similar studies. The methods for data collection and analysis should also correspond to the framework. For instance, a study about instructional interventions could use a theoretical framework concerned with learning and could collect data about the effect of the intervention on what is learned. When the data are analyzed, the theoretical framework should provide added meaning to the findings, and the findings should align with the theoretical framework.

A study by Jensen and Lawson (2011) provides an example of how a theoretical framework connects different parts of the study. They compared undergraduate biology students in heterogeneous and homogeneous groups over the course of a semester. Jensen and Lawson (2011) assumed that learning involved collaboration and more knowledgeable peers, which made Vygotsky’s (1978) theory a good fit for their study. They predicted that students in heterogeneous groups would experience greater improvement in their reasoning abilities and science achievements with much of the learning guided by the more knowledgeable peers.

In the enactment of the study, they collected data about the instruction in traditional and inquiry-oriented classes, while the students worked in homogeneous or heterogeneous groups. To determine the effect of working in groups, the authors also measured students’ reasoning abilities and achievement. Each data-collection and analysis decision connected to understanding the influence of collaborative work.

Their findings highlighted aspects of Vygotsky’s (1978) theory of learning. One finding, for instance, posited that inquiry instruction, as a whole, resulted in reasoning and achievement gains. This links to Vygotsky (1978) , because inquiry instruction involves interactions among group members. A more nuanced finding was that group composition had a conditional effect. Heterogeneous groups performed better with more traditional and didactic instruction, regardless of the reasoning ability of the group members. Homogeneous groups worked better during interaction-rich activities for students with low reasoning ability. The authors attributed the variation to the different types of helping behaviors of students. High-performing students provided the answers, while students with low reasoning ability had to work collectively through the material. In terms of Vygotsky (1978) , this finding provided new insights into the learning context in which productive interactions can occur for students.

Another consideration in the selection and use of a theoretical framework pertains to its orientation to the study. This can result in the theoretical framework prioritizing individuals, institutions, and/or policies ( Anfara and Mertz, 2014 ). Frameworks that connect to individuals, for instance, could contribute to understanding their actions, learning, or knowledge. Institutional frameworks, on the other hand, offer insights into how institutions, organizations, or groups can influence individuals or materials. Policy theories provide ways to understand how national or local policies can dictate an emphasis on outcomes or instructional design. These different types of frameworks highlight different aspects in an educational setting, which influences the design of the study and the collection of data. In addition, these different frameworks offer a way to make sense of the data. Aligning the data collection and analysis with the framework ensures that a study is coherent and can contribute to the field.

New understandings emerge when different theoretical frameworks are used. For instance, Ebert-May et al. (2015) prioritized the individual level within conceptual change theory (see Posner et al. , 1982 ). In this theory, an individual’s knowledge changes when it no longer fits the phenomenon. Ebert-May et al. (2015) designed a professional development program challenging biology postdoctoral scholars’ existing conceptions of teaching. The authors reported that the biology postdoctoral scholars’ teaching practices became more student-centered as they were challenged to explain their instructional decision making. According to the theory, the biology postdoctoral scholars’ dissatisfaction in their descriptions of teaching and learning initiated change in their knowledge and instruction. These results reveal how conceptual change theory can explain the learning of participants and guide the design of professional development programming.

The communities of practice (CoP) theoretical framework ( Lave, 1988 ; Wenger, 1998 ) prioritizes the institutional level , suggesting that learning occurs when individuals learn from and contribute to the communities in which they reside. Grounded in the assumption of community learning, the literature on CoP suggests that, as individuals interact regularly with the other members of their group, they learn about the rules, roles, and goals of the community ( Allee, 2000 ). A study conducted by Gehrke and Kezar (2017) used the CoP framework to understand organizational change by examining the involvement of individual faculty engaged in a cross-institutional CoP focused on changing the instructional practice of faculty at each institution. In the CoP, faculty members were involved in enhancing instructional materials within their department, which aligned with an overarching goal of instituting instruction that embraced active learning. Not surprisingly, Gehrke and Kezar (2017) revealed that faculty who perceived the community culture as important in their work cultivated institutional change. Furthermore, they found that institutional change was sustained when key leaders served as mentors and provided support for faculty, and as faculty themselves developed into leaders. This study reveals the complexity of individual roles in a COP in order to support institutional instructional change.

It is important to explicitly state the theoretical framework used in a study, but elucidating a theoretical framework can be challenging for a new educational researcher. The literature review can help to identify an applicable theoretical framework. Focal areas of the review or central terms often connect to assumptions and assertions associated with the framework that pertain to the phenomenon of interest. Another way to identify a theoretical framework is self-reflection by the researcher on personal beliefs and understandings about the nature of knowledge the researcher brings to the study ( Lysaght, 2011 ). In stating one’s beliefs and understandings related to the study (e.g., students construct their knowledge, instructional materials support learning), an orientation becomes evident that will suggest a particular theoretical framework. Theoretical frameworks are not arbitrary , but purposefully selected.

With experience, a researcher may find expanded roles for theoretical frameworks. Researchers may revise an existing framework that has limited explanatory power, or they may decide there is a need to develop a new theoretical framework. These frameworks can emerge from a current study or the need to explain a phenomenon in a new way. Researchers may also find that multiple theoretical frameworks are necessary to frame and explore a problem, as different frameworks can provide different insights into a problem.

Finally, it is important to recognize that choosing “x” theoretical framework does not necessarily mean a researcher chooses “y” methodology and so on, nor is there a clear-cut, linear process in selecting a theoretical framework for one’s study. In part, the nonlinear process of identifying a theoretical framework is what makes understanding and using theoretical frameworks challenging. For the novice scholar, contemplating and understanding theoretical frameworks is essential. Fortunately, there are articles and books that can help:

  • Creswell, J. W. (2018). Research design: Qualitative, quantitative, and mixed methods approaches (5th ed.). Los Angeles, CA: Sage. This book provides an overview of theoretical frameworks in general educational research.
  • Ding, L. (2019). Theoretical perspectives of quantitative physics education research. Physical Review Physics Education Research , 15 (2), 020101-1–020101-13. This paper illustrates how a DBER field can use theoretical frameworks.
  • Nehm, R. (2019). Biology education research: Building integrative frameworks for teaching and learning about living systems. Disciplinary and Interdisciplinary Science Education Research , 1 , ar15. https://doi.org/10.1186/s43031-019-0017-6 . This paper articulates the need for studies in BER to explicitly state theoretical frameworks and provides examples of potential studies.
  • Patton, M. Q. (2015). Qualitative research & evaluation methods: Integrating theory and practice . Sage. This book also provides an overview of theoretical frameworks, but for both research and evaluation.

CONCEPTUAL FRAMEWORKS

Purpose of a conceptual framework.

A conceptual framework is a description of the way a researcher understands the factors and/or variables that are involved in the study and their relationships to one another. The purpose of a conceptual framework is to articulate the concepts under study using relevant literature ( Rocco and Plakhotnik, 2009 ) and to clarify the presumed relationships among those concepts ( Rocco and Plakhotnik, 2009 ; Anfara and Mertz, 2014 ). Conceptual frameworks are different from theoretical frameworks in both their breadth and grounding in established findings. Whereas a theoretical framework articulates the lens through which a researcher views the work, the conceptual framework is often more mechanistic and malleable.

Conceptual frameworks are broader, encompassing both established theories (i.e., theoretical frameworks) and the researchers’ own emergent ideas. Emergent ideas, for example, may be rooted in informal and/or unpublished observations from experience. These emergent ideas would not be considered a “theory” if they are not yet tested, supported by systematically collected evidence, and peer reviewed. However, they do still play an important role in the way researchers approach their studies. The conceptual framework allows authors to clearly describe their emergent ideas so that connections among ideas in the study and the significance of the study are apparent to readers.

Constructing Conceptual Frameworks

Including a conceptual framework in a research study is important, but researchers often opt to include either a conceptual or a theoretical framework. Either may be adequate, but both provide greater insight into the research approach. For instance, a research team plans to test a novel component of an existing theory. In their study, they describe the existing theoretical framework that informs their work and then present their own conceptual framework. Within this conceptual framework, specific topics portray emergent ideas that are related to the theory. Describing both frameworks allows readers to better understand the researchers’ assumptions, orientations, and understanding of concepts being investigated. For example, Connolly et al. (2018) included a conceptual framework that described how they applied a theoretical framework of social cognitive career theory (SCCT) to their study on teaching programs for doctoral students. In their conceptual framework, the authors described SCCT, explained how it applied to the investigation, and drew upon results from previous studies to justify the proposed connections between the theory and their emergent ideas.

In some cases, authors may be able to sufficiently describe their conceptualization of the phenomenon under study in an introduction alone, without a separate conceptual framework section. However, incomplete descriptions of how the researchers conceptualize the components of the study may limit the significance of the study by making the research less intelligible to readers. This is especially problematic when studying topics in which researchers use the same terms for different constructs or different terms for similar and overlapping constructs (e.g., inquiry, teacher beliefs, pedagogical content knowledge, or active learning). Authors must describe their conceptualization of a construct if the research is to be understandable and useful.

There are some key areas to consider regarding the inclusion of a conceptual framework in a study. To begin with, it is important to recognize that conceptual frameworks are constructed by the researchers conducting the study ( Rocco and Plakhotnik, 2009 ; Maxwell, 2012 ). This is different from theoretical frameworks that are often taken from established literature. Researchers should bring together ideas from the literature, but they may be influenced by their own experiences as a student and/or instructor, the shared experiences of others, or thought experiments as they construct a description, model, or representation of their understanding of the phenomenon under study. This is an exercise in intellectual organization and clarity that often considers what is learned, known, and experienced. The conceptual framework makes these constructs explicitly visible to readers, who may have different understandings of the phenomenon based on their prior knowledge and experience. There is no single method to go about this intellectual work.

Reeves et al. (2016) is an example of an article that proposed a conceptual framework about graduate teaching assistant professional development evaluation and research. The authors used existing literature to create a novel framework that filled a gap in current research and practice related to the training of graduate teaching assistants. This conceptual framework can guide the systematic collection of data by other researchers because the framework describes the relationships among various factors that influence teaching and learning. The Reeves et al. (2016) conceptual framework may be modified as additional data are collected and analyzed by other researchers. This is not uncommon, as conceptual frameworks can serve as catalysts for concerted research efforts that systematically explore a phenomenon (e.g., Reynolds et al. , 2012 ; Brownell and Kloser, 2015 ).

Sabel et al. (2017) used a conceptual framework in their exploration of how scaffolds, an external factor, interact with internal factors to support student learning. Their conceptual framework integrated principles from two theoretical frameworks, self-regulated learning and metacognition, to illustrate how the research team conceptualized students’ use of scaffolds in their learning ( Figure 1 ). Sabel et al. (2017) created this model using their interpretations of these two frameworks in the context of their teaching.

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Conceptual framework from Sabel et al. (2017) .

A conceptual framework should describe the relationship among components of the investigation ( Anfara and Mertz, 2014 ). These relationships should guide the researcher’s methods of approaching the study ( Miles et al. , 2014 ) and inform both the data to be collected and how those data should be analyzed. Explicitly describing the connections among the ideas allows the researcher to justify the importance of the study and the rigor of the research design. Just as importantly, these frameworks help readers understand why certain components of a system were not explored in the study. This is a challenge in education research, which is rooted in complex environments with many variables that are difficult to control.

For example, Sabel et al. (2017) stated: “Scaffolds, such as enhanced answer keys and reflection questions, can help students and instructors bridge the external and internal factors and support learning” (p. 3). They connected the scaffolds in the study to the three dimensions of metacognition and the eventual transformation of existing ideas into new or revised ideas. Their framework provides a rationale for focusing on how students use two different scaffolds, and not on other factors that may influence a student’s success (self-efficacy, use of active learning, exam format, etc.).

In constructing conceptual frameworks, researchers should address needed areas of study and/or contradictions discovered in literature reviews. By attending to these areas, researchers can strengthen their arguments for the importance of a study. For instance, conceptual frameworks can address how the current study will fill gaps in the research, resolve contradictions in existing literature, or suggest a new area of study. While a literature review describes what is known and not known about the phenomenon, the conceptual framework leverages these gaps in describing the current study ( Maxwell, 2012 ). In the example of Sabel et al. (2017) , the authors indicated there was a gap in the literature regarding how scaffolds engage students in metacognition to promote learning in large classes. Their study helps fill that gap by describing how scaffolds can support students in the three dimensions of metacognition: intelligibility, plausibility, and wide applicability. In another example, Lane (2016) integrated research from science identity, the ethic of care, the sense of belonging, and an expertise model of student success to form a conceptual framework that addressed the critiques of other frameworks. In a more recent example, Sbeglia et al. (2021) illustrated how a conceptual framework influences the methodological choices and inferences in studies by educational researchers.

Sometimes researchers draw upon the conceptual frameworks of other researchers. When a researcher’s conceptual framework closely aligns with an existing framework, the discussion may be brief. For example, Ghee et al. (2016) referred to portions of SCCT as their conceptual framework to explain the significance of their work on students’ self-efficacy and career interests. Because the authors’ conceptualization of this phenomenon aligned with a previously described framework, they briefly mentioned the conceptual framework and provided additional citations that provided more detail for the readers.

Within both the BER and the broader DBER communities, conceptual frameworks have been used to describe different constructs. For example, some researchers have used the term “conceptual framework” to describe students’ conceptual understandings of a biological phenomenon. This is distinct from a researcher’s conceptual framework of the educational phenomenon under investigation, which may also need to be explicitly described in the article. Other studies have presented a research logic model or flowchart of the research design as a conceptual framework. These constructions can be quite valuable in helping readers understand the data-collection and analysis process. However, a model depicting the study design does not serve the same role as a conceptual framework. Researchers need to avoid conflating these constructs by differentiating the researchers’ conceptual framework that guides the study from the research design, when applicable.

Explicitly describing conceptual frameworks is essential in depicting the focus of the study. We have found that being explicit in a conceptual framework means using accepted terminology, referencing prior work, and clearly noting connections between terms. This description can also highlight gaps in the literature or suggest potential contributions to the field of study. A well-elucidated conceptual framework can suggest additional studies that may be warranted. This can also spur other researchers to consider how they would approach the examination of a phenomenon and could result in a revised conceptual framework.

It can be challenging to create conceptual frameworks, but they are important. Below are two resources that could be helpful in constructing and presenting conceptual frameworks in educational research:

  • Maxwell, J. A. (2012). Qualitative research design: An interactive approach (3rd ed.). Los Angeles, CA: Sage. Chapter 3 in this book describes how to construct conceptual frameworks.
  • Ravitch, S. M., & Riggan, M. (2016). Reason & rigor: How conceptual frameworks guide research . Los Angeles, CA: Sage. This book explains how conceptual frameworks guide the research questions, data collection, data analyses, and interpretation of results.

CONCLUDING THOUGHTS

Literature reviews, theoretical frameworks, and conceptual frameworks are all important in DBER and BER. Robust literature reviews reinforce the importance of a study. Theoretical frameworks connect the study to the base of knowledge in educational theory and specify the researcher’s assumptions. Conceptual frameworks allow researchers to explicitly describe their conceptualization of the relationships among the components of the phenomenon under study. Table 1 provides a general overview of these components in order to assist biology education researchers in thinking about these elements.

It is important to emphasize that these different elements are intertwined. When these elements are aligned and complement one another, the study is coherent, and the study findings contribute to knowledge in the field. When literature reviews, theoretical frameworks, and conceptual frameworks are disconnected from one another, the study suffers. The point of the study is lost, suggested findings are unsupported, or important conclusions are invisible to the researcher. In addition, this misalignment may be costly in terms of time and money.

Conducting a literature review, selecting a theoretical framework, and building a conceptual framework are some of the most difficult elements of a research study. It takes time to understand the relevant research, identify a theoretical framework that provides important insights into the study, and formulate a conceptual framework that organizes the finding. In the research process, there is often a constant back and forth among these elements as the study evolves. With an ongoing refinement of the review of literature, clarification of the theoretical framework, and articulation of a conceptual framework, a sound study can emerge that makes a contribution to the field. This is the goal of BER and education research.

Supplementary Material

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Methodological Approaches to Literature Review

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empirical research vs literature

  • Dennis Thomas 2 ,
  • Elida Zairina 3 &
  • Johnson George 4  

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The literature review can serve various functions in the contexts of education and research. It aids in identifying knowledge gaps, informing research methodology, and developing a theoretical framework during the planning stages of a research study or project, as well as reporting of review findings in the context of the existing literature. This chapter discusses the methodological approaches to conducting a literature review and offers an overview of different types of reviews. There are various types of reviews, including narrative reviews, scoping reviews, and systematic reviews with reporting strategies such as meta-analysis and meta-synthesis. Review authors should consider the scope of the literature review when selecting a type and method. Being focused is essential for a successful review; however, this must be balanced against the relevance of the review to a broad audience.

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Department of Pharmacy Practice, Faculty of Pharmacy, Universitas Airlangga, Surabaya, Indonesia

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Thomas, D., Zairina, E., George, J. (2023). Methodological Approaches to Literature Review. In: Encyclopedia of Evidence in Pharmaceutical Public Health and Health Services Research in Pharmacy. Springer, Cham. https://doi.org/10.1007/978-3-030-50247-8_57-1

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Empirical research in the social sciences and education.

  • What is Empirical Research and How to Read It
  • Finding Empirical Research in Library Databases
  • Designing Empirical Research
  • Ethics, Cultural Responsiveness, and Anti-Racism in Research
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Introduction: What is Empirical Research?

Empirical research is based on observed and measured phenomena and derives knowledge from actual experience rather than from theory or belief. 

How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."  Ask yourself: Could I recreate this study and test these results?

Key characteristics to look for:

  • Specific research questions to be answered
  • Definition of the population, behavior, or   phenomena being studied
  • Description of the process used to study this population or phenomena, including selection criteria, controls, and testing instruments (such as surveys)

Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components:

  • Introduction : sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies
  • Methodology: sometimes called "research design" -- how to recreate the study -- usually describes the population, research process, and analytical tools used in the present study
  • Results : sometimes called "findings" -- what was learned through the study -- usually appears as statistical data or as substantial quotations from research participants
  • Discussion : sometimes called "conclusion" or "implications" -- why the study is important -- usually describes how the research results influence professional practices or future studies

Reading and Evaluating Scholarly Materials

Reading research can be a challenge. However, the tutorials and videos below can help. They explain what scholarly articles look like, how to read them, and how to evaluate them:

  • CRAAP Checklist A frequently-used checklist that helps you examine the currency, relevance, authority, accuracy, and purpose of an information source.
  • IF I APPLY A newer model of evaluating sources which encourages you to think about your own biases as a reader, as well as concerns about the item you are reading.
  • Credo Video: How to Read Scholarly Materials (4 min.)
  • Credo Tutorial: How to Read Scholarly Materials
  • Credo Tutorial: Evaluating Information
  • Credo Video: Evaluating Statistics (4 min.)
  • Next: Finding Empirical Research in Library Databases >>
  • Last Updated: Feb 18, 2024 8:33 PM
  • URL: https://guides.libraries.psu.edu/emp

Research Methods

  • Getting Started
  • Literature Review Research
  • Research Design
  • Research Design By Discipline
  • SAGE Research Methods
  • Teaching with SAGE Research Methods

Literature Review

  • What is a Literature Review?
  • What is NOT a Literature Review?
  • Purposes of a Literature Review
  • Types of Literature Reviews
  • Literature Reviews vs. Systematic Reviews
  • Systematic vs. Meta-Analysis

Literature Review  is a comprehensive survey of the works published in a particular field of study or line of research, usually over a specific period of time, in the form of an in-depth, critical bibliographic essay or annotated list in which attention is drawn to the most significant works.

Also, we can define a literature review as the collected body of scholarly works related to a topic:

  • Summarizes and analyzes previous research relevant to a topic
  • Includes scholarly books and articles published in academic journals
  • Can be an specific scholarly paper or a section in a research paper

The objective of a Literature Review is to find previous published scholarly works relevant to an specific topic

  • Help gather ideas or information
  • Keep up to date in current trends and findings
  • Help develop new questions

A literature review is important because it:

  • Explains the background of research on a topic.
  • Demonstrates why a topic is significant to a subject area.
  • Helps focus your own research questions or problems
  • Discovers relationships between research studies/ideas.
  • Suggests unexplored ideas or populations
  • Identifies major themes, concepts, and researchers on a topic.
  • Tests assumptions; may help counter preconceived ideas and remove unconscious bias.
  • Identifies critical gaps, points of disagreement, or potentially flawed methodology or theoretical approaches.
  • Indicates potential directions for future research.

All content in this section is from Literature Review Research from Old Dominion University 

Keep in mind the following, a literature review is NOT:

Not an essay 

Not an annotated bibliography  in which you summarize each article that you have reviewed.  A literature review goes beyond basic summarizing to focus on the critical analysis of the reviewed works and their relationship to your research question.

Not a research paper   where you select resources to support one side of an issue versus another.  A lit review should explain and consider all sides of an argument in order to avoid bias, and areas of agreement and disagreement should be highlighted.

A literature review serves several purposes. For example, it

  • provides thorough knowledge of previous studies; introduces seminal works.
  • helps focus one’s own research topic.
  • identifies a conceptual framework for one’s own research questions or problems; indicates potential directions for future research.
  • suggests previously unused or underused methodologies, designs, quantitative and qualitative strategies.
  • identifies gaps in previous studies; identifies flawed methodologies and/or theoretical approaches; avoids replication of mistakes.
  • helps the researcher avoid repetition of earlier research.
  • suggests unexplored populations.
  • determines whether past studies agree or disagree; identifies controversy in the literature.
  • tests assumptions; may help counter preconceived ideas and remove unconscious bias.

As Kennedy (2007) notes*, it is important to think of knowledge in a given field as consisting of three layers. First, there are the primary studies that researchers conduct and publish. Second are the reviews of those studies that summarize and offer new interpretations built from and often extending beyond the original studies. Third, there are the perceptions, conclusions, opinion, and interpretations that are shared informally that become part of the lore of field. In composing a literature review, it is important to note that it is often this third layer of knowledge that is cited as "true" even though it often has only a loose relationship to the primary studies and secondary literature reviews.

Given this, while literature reviews are designed to provide an overview and synthesis of pertinent sources you have explored, there are several approaches to how they can be done, depending upon the type of analysis underpinning your study. Listed below are definitions of types of literature reviews:

Argumentative Review      This form examines literature selectively in order to support or refute an argument, deeply imbedded assumption, or philosophical problem already established in the literature. The purpose is to develop a body of literature that establishes a contrarian viewpoint. Given the value-laden nature of some social science research [e.g., educational reform; immigration control], argumentative approaches to analyzing the literature can be a legitimate and important form of discourse. However, note that they can also introduce problems of bias when they are used to to make summary claims of the sort found in systematic reviews.

Integrative Review      Considered a form of research that reviews, critiques, and synthesizes representative literature on a topic in an integrated way such that new frameworks and perspectives on the topic are generated. The body of literature includes all studies that address related or identical hypotheses. A well-done integrative review meets the same standards as primary research in regard to clarity, rigor, and replication.

Historical Review      Few things rest in isolation from historical precedent. Historical reviews are focused on examining research throughout a period of time, often starting with the first time an issue, concept, theory, phenomena emerged in the literature, then tracing its evolution within the scholarship of a discipline. The purpose is to place research in a historical context to show familiarity with state-of-the-art developments and to identify the likely directions for future research.

Methodological Review      A review does not always focus on what someone said [content], but how they said it [method of analysis]. This approach provides a framework of understanding at different levels (i.e. those of theory, substantive fields, research approaches and data collection and analysis techniques), enables researchers to draw on a wide variety of knowledge ranging from the conceptual level to practical documents for use in fieldwork in the areas of ontological and epistemological consideration, quantitative and qualitative integration, sampling, interviewing, data collection and data analysis, and helps highlight many ethical issues which we should be aware of and consider as we go through our study.

Systematic Review      This form consists of an overview of existing evidence pertinent to a clearly formulated research question, which uses pre-specified and standardized methods to identify and critically appraise relevant research, and to collect, report, and analyse data from the studies that are included in the review. Typically it focuses on a very specific empirical question, often posed in a cause-and-effect form, such as "To what extent does A contribute to B?"

Theoretical Review      The purpose of this form is to concretely examine the corpus of theory that has accumulated in regard to an issue, concept, theory, phenomena. The theoretical literature review help establish what theories already exist, the relationships between them, to what degree the existing theories have been investigated, and to develop new hypotheses to be tested. Often this form is used to help establish a lack of appropriate theories or reveal that current theories are inadequate for explaining new or emerging research problems. The unit of analysis can focus on a theoretical concept or a whole theory or framework.

* Kennedy, Mary M. "Defining a Literature."  Educational Researcher  36 (April 2007): 139-147.

All content in this section is from The Literature Review created by Dr. Robert Larabee USC

Robinson, P. and Lowe, J. (2015),  Literature reviews vs systematic reviews.  Australian and New Zealand Journal of Public Health, 39: 103-103. doi: 10.1111/1753-6405.12393

empirical research vs literature

What's in the name? The difference between a Systematic Review and a Literature Review, and why it matters . By Lynn Kysh from University of Southern California

empirical research vs literature

Systematic review or meta-analysis?

A  systematic review  answers a defined research question by collecting and summarizing all empirical evidence that fits pre-specified eligibility criteria.

A  meta-analysis  is the use of statistical methods to summarize the results of these studies.

Systematic reviews, just like other research articles, can be of varying quality. They are a significant piece of work (the Centre for Reviews and Dissemination at York estimates that a team will take 9-24 months), and to be useful to other researchers and practitioners they should have:

  • clearly stated objectives with pre-defined eligibility criteria for studies
  • explicit, reproducible methodology
  • a systematic search that attempts to identify all studies
  • assessment of the validity of the findings of the included studies (e.g. risk of bias)
  • systematic presentation, and synthesis, of the characteristics and findings of the included studies

Not all systematic reviews contain meta-analysis. 

Meta-analysis is the use of statistical methods to summarize the results of independent studies. By combining information from all relevant studies, meta-analysis can provide more precise estimates of the effects of health care than those derived from the individual studies included within a review.  More information on meta-analyses can be found in  Cochrane Handbook, Chapter 9 .

A meta-analysis goes beyond critique and integration and conducts secondary statistical analysis on the outcomes of similar studies.  It is a systematic review that uses quantitative methods to synthesize and summarize the results.

An advantage of a meta-analysis is the ability to be completely objective in evaluating research findings.  Not all topics, however, have sufficient research evidence to allow a meta-analysis to be conducted.  In that case, an integrative review is an appropriate strategy. 

Some of the content in this section is from Systematic reviews and meta-analyses: step by step guide created by Kate McAllister.

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Empirical Research: Definition, Methods, Types and Examples

What is Empirical Research

Content Index

Empirical research: Definition

Empirical research: origin, quantitative research methods, qualitative research methods, steps for conducting empirical research, empirical research methodology cycle, advantages of empirical research, disadvantages of empirical research, why is there a need for empirical research.

Empirical research is defined as any research where conclusions of the study is strictly drawn from concretely empirical evidence, and therefore “verifiable” evidence.

This empirical evidence can be gathered using quantitative market research and  qualitative market research  methods.

For example: A research is being conducted to find out if listening to happy music in the workplace while working may promote creativity? An experiment is conducted by using a music website survey on a set of audience who are exposed to happy music and another set who are not listening to music at all, and the subjects are then observed. The results derived from such a research will give empirical evidence if it does promote creativity or not.

LEARN ABOUT: Behavioral Research

You must have heard the quote” I will not believe it unless I see it”. This came from the ancient empiricists, a fundamental understanding that powered the emergence of medieval science during the renaissance period and laid the foundation of modern science, as we know it today. The word itself has its roots in greek. It is derived from the greek word empeirikos which means “experienced”.

In today’s world, the word empirical refers to collection of data using evidence that is collected through observation or experience or by using calibrated scientific instruments. All of the above origins have one thing in common which is dependence of observation and experiments to collect data and test them to come up with conclusions.

LEARN ABOUT: Causal Research

Types and methodologies of empirical research

Empirical research can be conducted and analysed using qualitative or quantitative methods.

  • Quantitative research : Quantitative research methods are used to gather information through numerical data. It is used to quantify opinions, behaviors or other defined variables . These are predetermined and are in a more structured format. Some of the commonly used methods are survey, longitudinal studies, polls, etc
  • Qualitative research:   Qualitative research methods are used to gather non numerical data.  It is used to find meanings, opinions, or the underlying reasons from its subjects. These methods are unstructured or semi structured. The sample size for such a research is usually small and it is a conversational type of method to provide more insight or in-depth information about the problem Some of the most popular forms of methods are focus groups, experiments, interviews, etc.

Data collected from these will need to be analysed. Empirical evidence can also be analysed either quantitatively and qualitatively. Using this, the researcher can answer empirical questions which have to be clearly defined and answerable with the findings he has got. The type of research design used will vary depending on the field in which it is going to be used. Many of them might choose to do a collective research involving quantitative and qualitative method to better answer questions which cannot be studied in a laboratory setting.

LEARN ABOUT: Qualitative Research Questions and Questionnaires

Quantitative research methods aid in analyzing the empirical evidence gathered. By using these a researcher can find out if his hypothesis is supported or not.

  • Survey research: Survey research generally involves a large audience to collect a large amount of data. This is a quantitative method having a predetermined set of closed questions which are pretty easy to answer. Because of the simplicity of such a method, high responses are achieved. It is one of the most commonly used methods for all kinds of research in today’s world.

Previously, surveys were taken face to face only with maybe a recorder. However, with advancement in technology and for ease, new mediums such as emails , or social media have emerged.

For example: Depletion of energy resources is a growing concern and hence there is a need for awareness about renewable energy. According to recent studies, fossil fuels still account for around 80% of energy consumption in the United States. Even though there is a rise in the use of green energy every year, there are certain parameters because of which the general population is still not opting for green energy. In order to understand why, a survey can be conducted to gather opinions of the general population about green energy and the factors that influence their choice of switching to renewable energy. Such a survey can help institutions or governing bodies to promote appropriate awareness and incentive schemes to push the use of greener energy.

Learn more: Renewable Energy Survey Template Descriptive Research vs Correlational Research

  • Experimental research: In experimental research , an experiment is set up and a hypothesis is tested by creating a situation in which one of the variable is manipulated. This is also used to check cause and effect. It is tested to see what happens to the independent variable if the other one is removed or altered. The process for such a method is usually proposing a hypothesis, experimenting on it, analyzing the findings and reporting the findings to understand if it supports the theory or not.

For example: A particular product company is trying to find what is the reason for them to not be able to capture the market. So the organisation makes changes in each one of the processes like manufacturing, marketing, sales and operations. Through the experiment they understand that sales training directly impacts the market coverage for their product. If the person is trained well, then the product will have better coverage.

  • Correlational research: Correlational research is used to find relation between two set of variables . Regression analysis is generally used to predict outcomes of such a method. It can be positive, negative or neutral correlation.

LEARN ABOUT: Level of Analysis

For example: Higher educated individuals will get higher paying jobs. This means higher education enables the individual to high paying job and less education will lead to lower paying jobs.

  • Longitudinal study: Longitudinal study is used to understand the traits or behavior of a subject under observation after repeatedly testing the subject over a period of time. Data collected from such a method can be qualitative or quantitative in nature.

For example: A research to find out benefits of exercise. The target is asked to exercise everyday for a particular period of time and the results show higher endurance, stamina, and muscle growth. This supports the fact that exercise benefits an individual body.

  • Cross sectional: Cross sectional study is an observational type of method, in which a set of audience is observed at a given point in time. In this type, the set of people are chosen in a fashion which depicts similarity in all the variables except the one which is being researched. This type does not enable the researcher to establish a cause and effect relationship as it is not observed for a continuous time period. It is majorly used by healthcare sector or the retail industry.

For example: A medical study to find the prevalence of under-nutrition disorders in kids of a given population. This will involve looking at a wide range of parameters like age, ethnicity, location, incomes  and social backgrounds. If a significant number of kids coming from poor families show under-nutrition disorders, the researcher can further investigate into it. Usually a cross sectional study is followed by a longitudinal study to find out the exact reason.

  • Causal-Comparative research : This method is based on comparison. It is mainly used to find out cause-effect relationship between two variables or even multiple variables.

For example: A researcher measured the productivity of employees in a company which gave breaks to the employees during work and compared that to the employees of the company which did not give breaks at all.

LEARN ABOUT: Action Research

Some research questions need to be analysed qualitatively, as quantitative methods are not applicable there. In many cases, in-depth information is needed or a researcher may need to observe a target audience behavior, hence the results needed are in a descriptive analysis form. Qualitative research results will be descriptive rather than predictive. It enables the researcher to build or support theories for future potential quantitative research. In such a situation qualitative research methods are used to derive a conclusion to support the theory or hypothesis being studied.

LEARN ABOUT: Qualitative Interview

  • Case study: Case study method is used to find more information through carefully analyzing existing cases. It is very often used for business research or to gather empirical evidence for investigation purpose. It is a method to investigate a problem within its real life context through existing cases. The researcher has to carefully analyse making sure the parameter and variables in the existing case are the same as to the case that is being investigated. Using the findings from the case study, conclusions can be drawn regarding the topic that is being studied.

For example: A report mentioning the solution provided by a company to its client. The challenges they faced during initiation and deployment, the findings of the case and solutions they offered for the problems. Such case studies are used by most companies as it forms an empirical evidence for the company to promote in order to get more business.

  • Observational method:   Observational method is a process to observe and gather data from its target. Since it is a qualitative method it is time consuming and very personal. It can be said that observational research method is a part of ethnographic research which is also used to gather empirical evidence. This is usually a qualitative form of research, however in some cases it can be quantitative as well depending on what is being studied.

For example: setting up a research to observe a particular animal in the rain-forests of amazon. Such a research usually take a lot of time as observation has to be done for a set amount of time to study patterns or behavior of the subject. Another example used widely nowadays is to observe people shopping in a mall to figure out buying behavior of consumers.

  • One-on-one interview: Such a method is purely qualitative and one of the most widely used. The reason being it enables a researcher get precise meaningful data if the right questions are asked. It is a conversational method where in-depth data can be gathered depending on where the conversation leads.

For example: A one-on-one interview with the finance minister to gather data on financial policies of the country and its implications on the public.

  • Focus groups: Focus groups are used when a researcher wants to find answers to why, what and how questions. A small group is generally chosen for such a method and it is not necessary to interact with the group in person. A moderator is generally needed in case the group is being addressed in person. This is widely used by product companies to collect data about their brands and the product.

For example: A mobile phone manufacturer wanting to have a feedback on the dimensions of one of their models which is yet to be launched. Such studies help the company meet the demand of the customer and position their model appropriately in the market.

  • Text analysis: Text analysis method is a little new compared to the other types. Such a method is used to analyse social life by going through images or words used by the individual. In today’s world, with social media playing a major part of everyone’s life, such a method enables the research to follow the pattern that relates to his study.

For example: A lot of companies ask for feedback from the customer in detail mentioning how satisfied are they with their customer support team. Such data enables the researcher to take appropriate decisions to make their support team better.

Sometimes a combination of the methods is also needed for some questions that cannot be answered using only one type of method especially when a researcher needs to gain a complete understanding of complex subject matter.

We recently published a blog that talks about examples of qualitative data in education ; why don’t you check it out for more ideas?

Since empirical research is based on observation and capturing experiences, it is important to plan the steps to conduct the experiment and how to analyse it. This will enable the researcher to resolve problems or obstacles which can occur during the experiment.

Step #1: Define the purpose of the research

This is the step where the researcher has to answer questions like what exactly do I want to find out? What is the problem statement? Are there any issues in terms of the availability of knowledge, data, time or resources. Will this research be more beneficial than what it will cost.

Before going ahead, a researcher has to clearly define his purpose for the research and set up a plan to carry out further tasks.

Step #2 : Supporting theories and relevant literature

The researcher needs to find out if there are theories which can be linked to his research problem . He has to figure out if any theory can help him support his findings. All kind of relevant literature will help the researcher to find if there are others who have researched this before, or what are the problems faced during this research. The researcher will also have to set up assumptions and also find out if there is any history regarding his research problem

Step #3: Creation of Hypothesis and measurement

Before beginning the actual research he needs to provide himself a working hypothesis or guess what will be the probable result. Researcher has to set up variables, decide the environment for the research and find out how can he relate between the variables.

Researcher will also need to define the units of measurements, tolerable degree for errors, and find out if the measurement chosen will be acceptable by others.

Step #4: Methodology, research design and data collection

In this step, the researcher has to define a strategy for conducting his research. He has to set up experiments to collect data which will enable him to propose the hypothesis. The researcher will decide whether he will need experimental or non experimental method for conducting the research. The type of research design will vary depending on the field in which the research is being conducted. Last but not the least, the researcher will have to find out parameters that will affect the validity of the research design. Data collection will need to be done by choosing appropriate samples depending on the research question. To carry out the research, he can use one of the many sampling techniques. Once data collection is complete, researcher will have empirical data which needs to be analysed.

LEARN ABOUT: Best Data Collection Tools

Step #5: Data Analysis and result

Data analysis can be done in two ways, qualitatively and quantitatively. Researcher will need to find out what qualitative method or quantitative method will be needed or will he need a combination of both. Depending on the unit of analysis of his data, he will know if his hypothesis is supported or rejected. Analyzing this data is the most important part to support his hypothesis.

Step #6: Conclusion

A report will need to be made with the findings of the research. The researcher can give the theories and literature that support his research. He can make suggestions or recommendations for further research on his topic.

Empirical research methodology cycle

A.D. de Groot, a famous dutch psychologist and a chess expert conducted some of the most notable experiments using chess in the 1940’s. During his study, he came up with a cycle which is consistent and now widely used to conduct empirical research. It consists of 5 phases with each phase being as important as the next one. The empirical cycle captures the process of coming up with hypothesis about how certain subjects work or behave and then testing these hypothesis against empirical data in a systematic and rigorous approach. It can be said that it characterizes the deductive approach to science. Following is the empirical cycle.

  • Observation: At this phase an idea is sparked for proposing a hypothesis. During this phase empirical data is gathered using observation. For example: a particular species of flower bloom in a different color only during a specific season.
  • Induction: Inductive reasoning is then carried out to form a general conclusion from the data gathered through observation. For example: As stated above it is observed that the species of flower blooms in a different color during a specific season. A researcher may ask a question “does the temperature in the season cause the color change in the flower?” He can assume that is the case, however it is a mere conjecture and hence an experiment needs to be set up to support this hypothesis. So he tags a few set of flowers kept at a different temperature and observes if they still change the color?
  • Deduction: This phase helps the researcher to deduce a conclusion out of his experiment. This has to be based on logic and rationality to come up with specific unbiased results.For example: In the experiment, if the tagged flowers in a different temperature environment do not change the color then it can be concluded that temperature plays a role in changing the color of the bloom.
  • Testing: This phase involves the researcher to return to empirical methods to put his hypothesis to the test. The researcher now needs to make sense of his data and hence needs to use statistical analysis plans to determine the temperature and bloom color relationship. If the researcher finds out that most flowers bloom a different color when exposed to the certain temperature and the others do not when the temperature is different, he has found support to his hypothesis. Please note this not proof but just a support to his hypothesis.
  • Evaluation: This phase is generally forgotten by most but is an important one to keep gaining knowledge. During this phase the researcher puts forth the data he has collected, the support argument and his conclusion. The researcher also states the limitations for the experiment and his hypothesis and suggests tips for others to pick it up and continue a more in-depth research for others in the future. LEARN MORE: Population vs Sample

LEARN MORE: Population vs Sample

There is a reason why empirical research is one of the most widely used method. There are a few advantages associated with it. Following are a few of them.

  • It is used to authenticate traditional research through various experiments and observations.
  • This research methodology makes the research being conducted more competent and authentic.
  • It enables a researcher understand the dynamic changes that can happen and change his strategy accordingly.
  • The level of control in such a research is high so the researcher can control multiple variables.
  • It plays a vital role in increasing internal validity .

Even though empirical research makes the research more competent and authentic, it does have a few disadvantages. Following are a few of them.

  • Such a research needs patience as it can be very time consuming. The researcher has to collect data from multiple sources and the parameters involved are quite a few, which will lead to a time consuming research.
  • Most of the time, a researcher will need to conduct research at different locations or in different environments, this can lead to an expensive affair.
  • There are a few rules in which experiments can be performed and hence permissions are needed. Many a times, it is very difficult to get certain permissions to carry out different methods of this research.
  • Collection of data can be a problem sometimes, as it has to be collected from a variety of sources through different methods.

LEARN ABOUT:  Social Communication Questionnaire

Empirical research is important in today’s world because most people believe in something only that they can see, hear or experience. It is used to validate multiple hypothesis and increase human knowledge and continue doing it to keep advancing in various fields.

For example: Pharmaceutical companies use empirical research to try out a specific drug on controlled groups or random groups to study the effect and cause. This way, they prove certain theories they had proposed for the specific drug. Such research is very important as sometimes it can lead to finding a cure for a disease that has existed for many years. It is useful in science and many other fields like history, social sciences, business, etc.

LEARN ABOUT: 12 Best Tools for Researchers

With the advancement in today’s world, empirical research has become critical and a norm in many fields to support their hypothesis and gain more knowledge. The methods mentioned above are very useful for carrying out such research. However, a number of new methods will keep coming up as the nature of new investigative questions keeps getting unique or changing.

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Quantitative and Empirical Research vs. Other Types of Research: Quantitative Research

  • Quantitative Research
  • Other Types of Research
  • What are Scholarly Journals?

Colorful, decorative horizontal line.

     P rofessors often want you to use scholarly journal articles for your assignments.

     Sometimes, they will require you to use scholarly journal articles that contain quantitative research .

DEFINITIONS

QUANTITATIVE

     Quantitative research looks at factors that can actually be measured in some way, in other words, quantified . It produces numerical results that can be analyzed statistically.

     Quantitative research commonly involves experimentation, surveys, or questionnaires in the context of a large, randomly selected group.

     The term  empirical research  is often used as a synonym for quantitative research, but strictly speaking, empirical research is simply any form of research based upon direct observation. It might also be quantitative, but it might not.

PLEASE NOTE: Some professors use these two terms interchangeably.  When this occurs, they are usually referring to articles that fit the quantitative description above.

HINT: Don't use the words "quantitative" or "empirical" in your keyword searches.  They usually do not appear in article titles, abstracts, or subject words.  Instead, check the articles you find to see if some sort of numerical measuring and statistical analysis is present along with the characteristics listed on the right.

CHARACTERISTICS OF QUANTITATIVE RESEARCH

      W atch for these features when determining if an article has quantitative research. They may appear in the abstract, or you may need to skim the text of the article to find them.

  • Introduction : a statement of background or purpose (what was being studied and why). May review prior studies on the same topic.
  • Description of the design and/or method of the study (the experimental group or sample , control, variables, number of test subjects, test conditions, etc.)
  • Results , or report of the findings (in numeric form as tables, charts, or graphs, etc., often with statistical analysis)
  • Conclusions that can be drawn from the results (may be labeled  discussion or significance )
  • Footnotes and/or a bibliography
  • Author credentials (degrees earned, where they work, etc.)  

SAMPLE QUANTITATIVE RESEARCH ARTICLES

  • Relations Between Trait Impulsivity, Behavioral Impulsivity, Physiological Arousal, and Risky Sexual Behavior Among Young Men
  • Nocturnal Heart Rate Variability in Patients Treated with Cognitive–Behavioral Therapy for Insomnia.
  • Characterisation of Mainstream and Passive Vapors Emitted by Selected Electronic Cigarettes

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  • Last Updated: Apr 6, 2023 8:16 AM
  • URL: https://libguides.csusb.edu/quantitative

Empirical evidence: A definition

Empirical evidence is information that is acquired by observation or experimentation.

Scientists in a lab

The scientific method

Types of empirical research, identifying empirical evidence, empirical law vs. scientific law, empirical, anecdotal and logical evidence, additional resources and reading, bibliography.

Empirical evidence is information acquired by observation or experimentation. Scientists record and analyze this data. The process is a central part of the scientific method , leading to the proving or disproving of a hypothesis and our better understanding of the world as a result.

Empirical evidence might be obtained through experiments that seek to provide a measurable or observable reaction, trials that repeat an experiment to test its efficacy (such as a drug trial, for instance) or other forms of data gathering against which a hypothesis can be tested and reliably measured. 

"If a statement is about something that is itself observable, then the empirical testing can be direct. We just have a look to see if it is true. For example, the statement, 'The litmus paper is pink', is subject to direct empirical testing," wrote Peter Kosso in " A Summary of Scientific Method " (Springer, 2011).

"Science is most interesting and most useful to us when it is describing the unobservable things like atoms , germs , black holes , gravity , the process of evolution as it happened in the past, and so on," wrote Kosso. Scientific theories , meaning theories about nature that are unobservable, cannot be proven by direct empirical testing, but they can be tested indirectly, according to Kosso. "The nature of this indirect evidence, and the logical relation between evidence and theory, are the crux of scientific method," wrote Kosso.

The scientific method begins with scientists forming questions, or hypotheses , and then acquiring the knowledge through observations and experiments to either support or disprove a specific theory. "Empirical" means "based on observation or experience," according to the Merriam-Webster Dictionary . Empirical research is the process of finding empirical evidence. Empirical data is the information that comes from the research.

Before any pieces of empirical data are collected, scientists carefully design their research methods to ensure the accuracy, quality and integrity of the data. If there are flaws in the way that empirical data is collected, the research will not be considered valid.

The scientific method often involves lab experiments that are repeated over and over, and these experiments result in quantitative data in the form of numbers and statistics. However, that is not the only process used for gathering information to support or refute a theory. 

This methodology mostly applies to the natural sciences. "The role of empirical experimentation and observation is negligible in mathematics compared to natural sciences such as psychology, biology or physics," wrote Mark Chang, an adjunct professor at Boston University, in " Principles of Scientific Methods " (Chapman and Hall, 2017).

"Empirical evidence includes measurements or data collected through direct observation or experimentation," said Jaime Tanner, a professor of biology at Marlboro College in Vermont. There are two research methods used to gather empirical measurements and data: qualitative and quantitative.

Qualitative research, often used in the social sciences, examines the reasons behind human behavior, according to the National Center for Biotechnology Information (NCBI) . It involves data that can be found using the human senses . This type of research is often done in the beginning of an experiment. "When combined with quantitative measures, qualitative study can give a better understanding of health related issues," wrote Dr. Sanjay Kalra for NCBI.

Quantitative research involves methods that are used to collect numerical data and analyze it using statistical methods, ."Quantitative research methods emphasize objective measurements and the statistical, mathematical, or numerical analysis of data collected through polls, questionnaires, and surveys, or by manipulating pre-existing statistical data using computational techniques," according to the LeTourneau University . This type of research is often used at the end of an experiment to refine and test the previous research.

Scientist in a lab

Identifying empirical evidence in another researcher's experiments can sometimes be difficult. According to the Pennsylvania State University Libraries , there are some things one can look for when determining if evidence is empirical:

  • Can the experiment be recreated and tested?
  • Does the experiment have a statement about the methodology, tools and controls used?
  • Is there a definition of the group or phenomena being studied?

The objective of science is that all empirical data that has been gathered through observation, experience and experimentation is without bias. The strength of any scientific research depends on the ability to gather and analyze empirical data in the most unbiased and controlled fashion possible. 

However, in the 1960s, scientific historian and philosopher Thomas Kuhn promoted the idea that scientists can be influenced by prior beliefs and experiences, according to the Center for the Study of Language and Information . 

— Amazing Black scientists

— Marie Curie: Facts and biography

— What is multiverse theory?

"Missing observations or incomplete data can also cause bias in data analysis, especially when the missing mechanism is not random," wrote Chang.

Because scientists are human and prone to error, empirical data is often gathered by multiple scientists who independently replicate experiments. This also guards against scientists who unconsciously, or in rare cases consciously, veer from the prescribed research parameters, which could skew the results.

The recording of empirical data is also crucial to the scientific method, as science can only be advanced if data is shared and analyzed. Peer review of empirical data is essential to protect against bad science, according to the University of California .

Empirical laws and scientific laws are often the same thing. "Laws are descriptions — often mathematical descriptions — of natural phenomenon," Peter Coppinger, associate professor of biology and biomedical engineering at the Rose-Hulman Institute of Technology, told Live Science. 

Empirical laws are scientific laws that can be proven or disproved using observations or experiments, according to the Merriam-Webster Dictionary . So, as long as a scientific law can be tested using experiments or observations, it is considered an empirical law.

Empirical, anecdotal and logical evidence should not be confused. They are separate types of evidence that can be used to try to prove or disprove and idea or claim.

Logical evidence is used proven or disprove an idea using logic. Deductive reasoning may be used to come to a conclusion to provide logical evidence. For example, "All men are mortal. Harold is a man. Therefore, Harold is mortal."

Anecdotal evidence consists of stories that have been experienced by a person that are told to prove or disprove a point. For example, many people have told stories about their alien abductions to prove that aliens exist. Often, a person's anecdotal evidence cannot be proven or disproven. 

There are some things in nature that science is still working to build evidence for, such as the hunt to explain consciousness .

Meanwhile, in other scientific fields, efforts are still being made to improve research methods, such as the plan by some psychologists to fix the science of psychology .

" A Summary of Scientific Method " by Peter Kosso (Springer, 2011)

"Empirical" Merriam-Webster Dictionary

" Principles of Scientific Methods " by Mark Chang (Chapman and Hall, 2017)

"Qualitative research" by Dr. Sanjay Kalra National Center for Biotechnology Information (NCBI)

"Quantitative Research and Analysis: Quantitative Methods Overview" LeTourneau University

"Empirical Research in the Social Sciences and Education" Pennsylvania State University Libraries

"Thomas Kuhn" Center for the Study of Language and Information

"Misconceptions about science" University of California

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empirical research vs literature

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  • Research Guides

Empirical Research: Defining, Identifying, & Finding

Searching for empirical research.

  • Defining Empirical Research
  • Introduction

Where Do I Find Empirical Research?

How do i find more empirical research in my search.

  • Database Tools
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  • Image Descriptions

Because empirical research refers to the method of investigation rather than a method of publication, it can be published in a number of places. In many disciplines empirical research is most commonly published in scholarly, peer-reviewed journals . Putting empirical research through the peer review process helps ensure that the research is high quality. 

Finding Peer-Reviewed Articles

You can find peer-reviewed articles in a general web search along with a lot of other types of sources. However, these specialized tools are more likely to find peer-reviewed articles:

  • Library databases
  • Academic search engines such as Google Scholar

Common Types of Articles That Are Not Empirical

However, just finding an article in a peer-reviewed journal is not enough to say it is empirical, since not all the articles in a peer-reviewed journal will be empirical research or even peer reviewed. Knowing how to quickly identify some types non-empirical research articles in peer-reviewed journals can help speed up your search. 

  • Peer-reviewed articles that systematically discuss and propose abstract concepts and methods for a field without primary data collection.
  • Example: Grosser, K. & Moon, J. (2019). CSR and feminist organization studies: Towards an integrated theorization for the analysis of gender issues .
  • Peer-reviewed articles that systematically describe, summarize, and often categorize and evaluate previous research on a topic without collecting new data.
  • Example: Heuer, S. & Willer, R. (2020). How is quality of life assessed in people with dementia? A systematic literature review and a primer for speech-language pathologists .
  • Note: empirical research articles will have a literature review section as part of the Introduction , but in an empirical research article the literature review exists to give context to the empirical research, which is the primary focus of the article. In a literature review article, the literature review is the focus. 
  • While these articles are not empirical, they are often a great source of information on previous empirical research on a topic with citations to find that research.
  • Non-peer-reviewed articles where the authors discuss their thoughts on a particular topic without data collection and a systematic method. There are a few differences between these types of articles.
  • Written by the editors or guest editors of the journal. 
  • Example:  Naples, N. A., Mauldin, L., & Dillaway, H. (2018). From the guest editors: Gender, disability, and intersectionality .
  • Written by guest authors. The journal may have a non-peer-reviewed process for authors to submit these articles, and the editors of the journal may invite authors to write opinion articles.
  • Example: García, J. J.-L., & Sharif, M. Z. (2015). Black lives matter: A commentary on racism and public health . 
  • Written by the readers of a journal, often in response to an article previously-published in the journal.
  • Example: Nathan, M. (2013). Letters: Perceived discrimination and racial/ethnic disparities in youth problem behaviors . 
  • Non-peer-reviewed articles that describe and evaluate books, products, services, and other things the audience of the journal would be interested in. 
  • Example: Robinson, R. & Green, J. M. (2020). Book review: Microaggressions and traumatic stress: Theory, research, and clinical treatment .

Even once you know how to recognize empirical research and where it is published, it would be nice to improve your search results so that more empirical research shows up for your topic.

There are two major ways to find the empirical research in a database search:

  • Use built-in database tools to limit results to empirical research.
  • Include search terms that help identify empirical research.
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  • Last Updated: Apr 2, 2024 11:25 AM
  • URL: https://libguides.memphis.edu/empirical-research

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Home » Education » Difference Between Conceptual and Empirical Research

Difference Between Conceptual and Empirical Research

The main difference between conceptual and empirical research is that conceptual research involves abstract ideas and concepts, whereas empirical research involves research based on observation, experiments and verifiable evidence.

Conceptual research and empirical research are two ways of doing scientific research. These are two opposing types of research frameworks since conceptual research doesn’t involve any experiments and empirical research does.

Key Areas Covered

1. What is Empirical Research     – Definition, Characteristics, Uses 2. What is Empirical Research     – Definition, Characteristics, Uses 3. What is the Difference Between Conceptual and Empirical Research     – Comparison of Key Differences

Conceptual Research, Empirical Research, Research

Difference Between Conceptual and Empirical Research - Comparison Summary

What is Conceptual Research?

Conceptual research is a type of research that is generally related to abstract ideas or concepts. It doesn’t particularly involve any practical experimentation. However, this type of research typically involves observing and analyzing information already present on a given topic. Philosophical research is a generally good example for conceptual research.

Conceptual research can be used to solve real-world problems. Conceptual frameworks, which are analytical tools researchers use in their studies, are based on conceptual research. Furthermore, these frameworks help to make conceptual distinctions and organize ideas researchers need for research purposes.

Main Difference - Conceptual vs Empirical Research

Figure 2: Conceptual Framework

In simple words, a conceptual framework is the researcher’s synthesis of the literature (previous research studies) on how to explain a particular phenomenon. It explains the actions required in the course of the study based on the researcher’s observations on the subject of research as well as the knowledge gathered from previous studies.

What is Empirical Research?

Empirical research is basically a research that uses empirical evidence. Empirical evidence refers to evidence verifiable by observation or experience rather than theory or pure logic. Thus, empirical research is research studies with conclusions based on empirical evidence. Moreover, empirical research studies are observable and measurable.

Empirical evidence can be gathered through qualitative research studies or quantitative research studies . Qualitative research methods gather non-numerical or non-statistical data. Thus, this type of studies helps to understand the underlying reasons, opinions, and motivations behind something as well as to uncover trends in thought and opinions. Quantitative research studies, on the other hand, gather statistical data. These have the ability to quantify behaviours, opinions, or other defined variables. Moreover, a researcher can even use a combination of quantitative and qualitative methods to find answers to his research questions .

Difference Between Conceptual and Empirical Research

Figure 2: Empirical Research Cycle

A.D. de Groot, a famous psychologist, came up with a cycle (figure 2) to explain the process of the empirical research process. Moreover, this cycle has five steps, each as important as the other. These steps include observation, induction, deduction, testing and evaluation.

Conceptual research is a type of research that is generally related to abstract ideas or concepts whereas empirical research is any research study where conclusions of the study are drawn from evidence verifiable by observation or experience rather than theory or pure logic.

Conceptual research involves abstract idea and concepts; however, it doesn’t involve any practical experiments. Empirical research, on the other hand, involves phenomena that are observable and measurable.

Type of Studies

Philosophical research studies are examples of conceptual research studies, whereas empirical research includes both quantitative and qualitative studies.

The main difference between conceptual and empirical research is that conceptual research involves abstract ideas and concepts whereas empirical research involves research based on observation, experiments and verifiable evidence.

1.“Empirical Research: Definition, Methods, Types and Examples.” QuestionPro, 14 Dec. 2018, Available here . 2. “Empirical Research.” Wikipedia, Wikimedia Foundation, 15 Sept. 2019, Available here . 3.“Conceptual Research: Definition, Framework, Example and Advantages.” QuestionPro, 18 Sept. 2018, Available here. 4. Patrick. “Conceptual Framework: A Step-by-Step Guide on How to Make One.” SimplyEducate.Me, 4 Dec. 2018, Available here .

Image Courtesy:

1. “APM Conceptual Framework” By LarryDragich – Created for a Technical Management Counsel meeting Previously published: First published in APM Digest in March (CC BY-SA 3.0) via Commons Wikimedia 2. “Empirical Cycle” By Empirical_Cycle.png: TesseUndDaanderivative work: Beao (talk) – Empirical_Cycle.png (CC BY 3.0) via Commons Wikimedia

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Conceptual Research vs. Empirical Research

What's the difference.

Conceptual research and empirical research are two distinct approaches to conducting research. Conceptual research focuses on exploring and developing theories, concepts, and ideas. It involves analyzing existing literature, theories, and concepts to gain a deeper understanding of a particular topic. Conceptual research is often used in the early stages of research to generate hypotheses and develop a theoretical framework. On the other hand, empirical research involves collecting and analyzing data to test hypotheses and answer research questions. It relies on observation, measurement, and experimentation to gather evidence and draw conclusions. Empirical research is more focused on obtaining concrete and measurable results, often through surveys, experiments, or observations. Both approaches are valuable in research, with conceptual research providing a foundation for empirical research and empirical research validating or refuting conceptual theories.

AttributeConceptual ResearchEmpirical Research
DefinitionFocuses on theoretical concepts and ideasRelies on observation and experimentation
ApproachQualitativeQuantitative
Data CollectionRelies on existing literature and theoriesCollects data through surveys, experiments, or observations
ObjectiveTo develop new theories or frameworksTo test existing theories or hypotheses
Sample SizeNot applicableRequires a representative sample
GeneralizabilityLess generalizable due to limited dataMore generalizable due to larger sample size
TimeframeCan be conducted over a longer periodUsually conducted within a specific timeframe
ResultsConceptual frameworks or theoriesStatistical analysis and empirical evidence

Further Detail

Introduction.

Research is a fundamental aspect of any field of study, providing a systematic approach to acquiring knowledge and understanding. In the realm of research, two primary methodologies are commonly employed: conceptual research and empirical research. While both approaches aim to contribute to the body of knowledge, they differ significantly in their attributes, methodologies, and outcomes. This article aims to explore and compare the attributes of conceptual research and empirical research, shedding light on their unique characteristics and applications.

Conceptual Research

Conceptual research, also known as theoretical research, focuses on the exploration and development of theories, concepts, and ideas. It is primarily concerned with abstract and hypothetical constructs, aiming to enhance understanding and generate new insights. Conceptual research often involves a comprehensive review of existing literature, analyzing and synthesizing various theories and concepts to propose new frameworks or models.

One of the key attributes of conceptual research is its reliance on deductive reasoning. Researchers start with a set of existing theories or concepts and use logical reasoning to derive new hypotheses or frameworks. This deductive approach allows researchers to build upon existing knowledge and propose innovative ideas. Conceptual research is often exploratory in nature, seeking to expand the boundaries of knowledge and provide a foundation for further empirical investigations.

Conceptual research is particularly valuable in fields where empirical data may be limited or difficult to obtain. It allows researchers to explore complex phenomena, develop theoretical frameworks, and generate hypotheses that can later be tested through empirical research. By focusing on abstract concepts and theories, conceptual research provides a theoretical foundation for empirical investigations, guiding researchers in their quest for empirical evidence.

Furthermore, conceptual research plays a crucial role in the development of new disciplines or interdisciplinary fields. It helps establish a common language and theoretical framework, facilitating communication and collaboration among researchers from different backgrounds. By synthesizing existing knowledge and proposing new concepts, conceptual research lays the groundwork for empirical studies and contributes to the overall advancement of knowledge.

Empirical Research

Empirical research, in contrast to conceptual research, is concerned with the collection and analysis of observable data. It aims to test hypotheses, validate theories, and provide evidence-based conclusions. Empirical research relies on the systematic collection of data through various methods, such as surveys, experiments, observations, or interviews. The data collected is then analyzed using statistical or qualitative techniques to draw meaningful conclusions.

One of the primary attributes of empirical research is its inductive reasoning approach. Researchers start with specific observations or data and use them to develop general theories or conclusions. This inductive approach allows researchers to derive broader implications from specific instances, providing a basis for generalization. Empirical research is often hypothesis-driven, seeking to test and validate theories or hypotheses through the collection and analysis of data.

Empirical research is highly valued for its ability to provide concrete evidence and support or refute existing theories. It allows researchers to investigate real-world phenomena, understand cause-and-effect relationships, and make informed decisions based on empirical evidence. By relying on observable data, empirical research enhances the credibility and reliability of research findings, contributing to the overall body of knowledge in a field.

Moreover, empirical research is particularly useful in applied fields, where practical implications and real-world applications are of utmost importance. It allows researchers to evaluate the effectiveness of interventions, assess the impact of policies, or measure the outcomes of specific actions. Empirical research provides valuable insights that can inform decision-making processes, guide policy development, and drive evidence-based practices.

Comparing Conceptual Research and Empirical Research

While conceptual research and empirical research differ in their methodologies and approaches, they are both essential components of the research process. Conceptual research focuses on the development of theories and concepts, providing a theoretical foundation for empirical investigations. Empirical research, on the other hand, relies on the collection and analysis of observable data to test and validate theories.

Conceptual research is often exploratory and aims to expand the boundaries of knowledge. It is valuable in fields where empirical data may be limited or difficult to obtain. By synthesizing existing theories and proposing new frameworks, conceptual research provides a theoretical basis for empirical studies. It helps researchers develop hypotheses and guides their quest for empirical evidence.

Empirical research, on the other hand, is hypothesis-driven and seeks to provide concrete evidence and support or refute existing theories. It allows researchers to investigate real-world phenomena, understand cause-and-effect relationships, and make informed decisions based on empirical evidence. Empirical research is particularly useful in applied fields, where practical implications and real-world applications are of utmost importance.

Despite their differences, conceptual research and empirical research are not mutually exclusive. In fact, they often complement each other in the research process. Conceptual research provides the theoretical foundation and guidance for empirical investigations, while empirical research validates and refines existing theories or concepts. The iterative nature of research often involves a continuous cycle of conceptual and empirical research, with each informing and influencing the other.

Both conceptual research and empirical research contribute to the advancement of knowledge in their respective fields. Conceptual research expands theoretical frameworks, proposes new concepts, and lays the groundwork for empirical investigations. Empirical research, on the other hand, provides concrete evidence, validates theories, and informs practical applications. Together, they form a symbiotic relationship, driving progress and innovation in various disciplines.

Conceptual research and empirical research are two distinct methodologies employed in the pursuit of knowledge and understanding. While conceptual research focuses on the development of theories and concepts, empirical research relies on the collection and analysis of observable data. Both approaches have their unique attributes, methodologies, and applications.

Conceptual research plays a crucial role in expanding theoretical frameworks, proposing new concepts, and providing a foundation for empirical investigations. It is particularly valuable in fields where empirical data may be limited or difficult to obtain. On the other hand, empirical research provides concrete evidence, validates theories, and informs practical applications. It is highly valued in applied fields, where evidence-based decision-making is essential.

Despite their differences, conceptual research and empirical research are not mutually exclusive. They often work in tandem, with conceptual research guiding the development of hypotheses and theoretical frameworks, and empirical research validating and refining these theories through the collection and analysis of data. Together, they contribute to the overall advancement of knowledge and understanding in various disciplines.

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Empirical Study vs. Literature Review

empirical research vs literature

When writing an essay or an article, it is imperative to identify its theme. The flow of the written content, the information that is presented and all other aspects are based on the topic. When writing the research paper, students often accost empirical studies and literature review. To write a legit paper, it is essential to understand the difference between the two concepts. Both papers account for showing the facts, however, they vary in the approach. If there are difficulties with writing essays, a student can always turn to  write my essays services. They will help you write a paper on almost any subject and on any topic. A question what is empirical research often confuses those who learn. Systematic review vs literature review description is shown below:

1. Legit meaning of empirical research

Empirical research derives conclusions based on experience, which can be directly visualized or indirectly observed with the help of experiments. Normally, the analysis is performed by quantifying the results and the inference is drawn. The idea is to present the findings that are quantifiably observable through calibrated scientific applications. Paper review writers investigate every result before writing any conclusion in a paper or an essay. The experiment is carried out under a planned or controlled observation and the inference is strictly monitored. In contrast to the existing literature, emphasis is on the current findings of the experiment under operation. The previous literature is used to make a hypothesis, which can also be a prediction of a previously proposed theory.

2. How to work on the writing

The results are recorded, and the conclusions are drawn from the same. It is a frequent occurrence that science students are not adept for writing scientific papers. There are multiple services available online that help students with their assignments. The learners can easily avail the services online and get the paper written in accordance with their specific requirements. Services like Edusson or EssayServiceScanner are genuine ones. Students need to login and specify their requirements so that an expert assist with developing the paper. However, before paying a writer, it is better to go through the reviews about the platform. Ensure that it is not a scam. It is also recommended to review the article before you make any submissions.

3. Literature review

In contrast to the empirical study, it is essential to review different researches while working on the literature review. Such an article contains facts and information derived from other theoretical sources. New inferences may be drawn from the compilation of all literature pieces. However, the information and hypothesis are already existent. The literature review is a compilation of all the relevant data in order to produce coherent results. No experimental work may be conducted and the results come out of already existing theories in a systematic manner.

4. Deciding the type of article

College students often have to write different papers. A literature review is when a student attempts to prove or disprove a conceived point or an analysis through literature. By means of existing facts, he or she can challenge a hypothesis or attempt to answer a particular question. The article based on an experiment that was conducted solely to write the paper is an empirical review . The experiment is carried out by means of calibrated instruments in a controlled manner.

It is better to begin writing while conducting the experiment. Observations should be written down systematically during the research. This helps bring out coherence, which is easier to comprehend even later. Furthermore, beginning the writing process earlier provides one with enough time for the review and also produces better work. This is particularly necessary for the empirical papers as the experiments may take time to deliver the desired results. Leaving the writing behind and starting to write it when the deadline is approaching may make the process stressful enough and may lead to confusion. This also hampers with the work leading to decreased levels of quality. Hence, working in a timely way helps in developing the paper and your life on the whole.

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  1. Module 2 Chapter 3: What is Empirical Literature & Where can it be

    In empirical literature, established research methodologies and procedures are systematically applied to answer the questions of interest. Objectivity.Gathering "facts," whatever they may be, drives the search for empirical evidence (Holosko, 2006). Authors of empirical literature are expected to report the facts as observed, whether or not ...

  2. Differences between Empirical Review and Literature Review

    An empirical literature review, also known as a systematic literature review, analyzes previous empirical studies in order to provide an answer to a specific research topic. Rather than drawing information from theories or beliefs, empirical research relies on observations and measurements to arrive at conclusions.

  3. How to Write a Literature Review

    Look at what results have emerged in qualitative versus quantitative research; Discuss how the topic has been approached by empirical versus theoretical scholarship; Divide the literature into sociological, historical, and cultural sources; Theoretical. A literature review is often the foundation for a theoretical framework. You can use it to ...

  4. Literature Reviews and Empirical Research

    Empirical Research is research that is based on experimentation or observation, i.e. Evidence. Such research is often conducted to answer a specific question or to test a hypothesis (educated guess).. How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."

  5. Full article: "Doing Research": Understanding the Different Types of

    Literature Reviews. An article that is a literature review Footnote 5 summarizes different empirical or theoretical studies on a particular topic or question. The goal is to identify trends or draw conclusions from existing research. The term can be confusing because most empirical studies have a section in the article called "Literature Review."

  6. All Guides: Psychology: Empirical Study & Literature Review

    An empirical article reports the findings of a study conducted by the authors and uses data gathered from an experiment or observation. An empirical study is verifiable and "based on facts, systematic observation, or experiment, rather than theory or general philosophical principle" (APA Databases Methodology Field Values).In other words, it tells the story of a research conducted, doing it in ...

  7. Literature review as a research methodology: An ...

    This is why the literature review as a research method is more relevant than ever. Traditional literature reviews often lack thoroughness and rigor and are conducted ad hoc, rather than following a specific methodology. ... By integrating findings and perspectives from many empirical findings, a literature review can address research questions ...

  8. (PDF) Literature Reviews, Conceptual Frameworks, and Theoretical

    Unlike traditional literature reviews, which are often embedded within (usually empirical) research papers (Rocco and Plakhotnik 2009), standalone literature review articles are comprehensive ...

  9. Empirical Research

    Empirical research, in other words, involves the process of employing working hypothesis that are tested through experimentation or observation. Hence, empirical research is a method of uncovering empirical evidence. ... (1982). Empirical research in the literature class. English Journal, 71(3), 95-97. Article Google Scholar Heisenberg, W ...

  10. UB LibGuides: Conducting a Literature Review: Types of Literature

    Primary literature may also include conference papers, pre-prints, or preliminary reports. Also called empirical research. Secondary Literature. Secondary literature consists of interpretations and evaluations that are derived from or refer to the primary source literature.

  11. Literature Reviews, Theoretical Frameworks, and Conceptual Frameworks

    The first element we discuss is a review of research (literature reviews), which highlights the need for a specific research question, study problem, or topic of investigation. ... Standards for reporting on empirical social science research in AERA publications: American Educational Research Association. Educational Researcher, 35 (6), 33-40.

  12. Methodological Approaches to Literature Review

    A literature review is defined as "a critical analysis of a segment of a published body of knowledge through summary, classification, and comparison of prior research studies, reviews of literature, and theoretical articles." (The Writing Center University of Winconsin-Madison 2022) A literature review is an integrated analysis, not just a summary of scholarly work on a specific topic.

  13. Empirical Research in the Social Sciences and Education

    Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components: Introduction: sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies

  14. Empirical Research: Defining, Identifying, & Finding

    Empirical research methodologies can be described as quantitative, qualitative, or a mix of both (usually called mixed-methods). Ruane (2016) (UofM login required) gets at the basic differences in approach between quantitative and qualitative research: Quantitative research -- an approach to documenting reality that relies heavily on numbers both for the measurement of variables and for data ...

  15. Literature Review Research

    Literature Review is a comprehensive survey of the works published in a particular field of study or line of research, usually over a specific period of time, in the form of an in-depth, critical bibliographic essay or annotated list in which attention is drawn to the most significant works. Also, we can define a literature review as the ...

  16. Empirical Research: Definition, Methods, Types and Examples

    Empirical research is defined as any research where conclusions of the study is strictly drawn from concretely empirical evidence, and therefore "verifiable" evidence. ... Step #2 : Supporting theories and relevant literature. The researcher needs to find out if there are theories which can be linked to his research problem. He has to ...

  17. Quantitative and Empirical Research vs. Other Types of Research

    Quantitative research commonly involves experimentation, surveys, or questionnaires in the context of a large, randomly selected group. EMPIRICAL. The term empirical research is often used as a synonym for quantitative research, but strictly speaking, empirical research is simply any form of research based upon direct observation. It might also ...

  18. Guidance on Conducting a Systematic Literature Review

    This article is organized as follows: The next section presents the methodology adopted by this research, followed by a section that discusses the typology of literature reviews and provides empirical examples; the subsequent section summarizes the process of literature review; and the last section concludes the paper with suggestions on how to improve the quality and rigor of literature ...

  19. Empirical evidence: A definition

    Empirical research is the process of finding empirical evidence. Empirical data is the information that comes from the research. Before any pieces of empirical data are collected, scientists ...

  20. Searching for Empirical Research

    Note: empirical research articles will have a literature review section as part of the Introduction, but in an empirical research article the literature review exists to give context to the empirical research, which is the primary focus of the article. In a literature review article, the literature review is the focus.

  21. Difference Between Conceptual and Empirical Research

    by Hasa. 4 min read. The main difference between conceptual and empirical research is that conceptual research involves abstract ideas and concepts, whereas empirical research involves research based on observation, experiments and verifiable evidence. Conceptual research and empirical research are two ways of doing scientific research.

  22. Comparing Integrative and Systematic Literature Reviews

    A literature review is a systematic way of collecting and synthesizing previous research (Snyder, 2019).An integrative literature review provides an integration of the current state of knowledge as a way of generating new knowledge (Holton, 2002).HRDR is labeling Integrative Literature Review as one of the journal's four non-empirical research article types as in theory and conceptual ...

  23. Conceptual Research vs. Empirical Research

    Conceptual research focuses on the development of theories and concepts, providing a theoretical foundation for empirical investigations. Empirical research, on the other hand, relies on the collection and analysis of observable data to test and validate theories. Conceptual research is often exploratory and aims to expand the boundaries of ...

  24. Empirical Study vs. Literature Review

    Systematic review vs literature review description is shown below: 1. Legit meaning of empirical research. Empirical research derives conclusions based on experience, which can be directly visualized or indirectly observed with the help of experiments. Normally, the analysis is performed by quantifying the results and the inference is drawn.