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Background of The Study – Examples and Writing Guide

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The background of the study is an integral part of a research paper, thesis, or dissertation. It provides the context for the research problem, introduces the topic, and highlights the importance of the study. A well-written background offers readers the foundation they need to understand the research’s objectives and significance, bridging the gap between what is already known and what the study aims to explore. This guide outlines the key components of a background of the study, provides step-by-step writing instructions, and offers practical examples to illustrate effective writing.

Background of The Study

The background of the study explains the broader context of the research problem. It provides information on the current state of knowledge, relevant historical developments, gaps in existing research, and the significance of addressing these gaps. This section often precedes the problem statement and serves as a foundation for understanding why the research is necessary.

• To introduce the topic and establish its relevance.
• To summarize existing research and identify knowledge gaps.
• To explain the motivation and rationale behind the study.

Importance of the Background of the Study

• Establishes Context : It situates the research within its broader academic or practical framework.
• Justifies the Research : By highlighting gaps or unresolved issues, it demonstrates why the study is necessary.
• Engages the Reader : A well-written background builds interest and understanding, preparing the reader for the study’s objectives.
• Links to the Research Problem : It transitions smoothly into the problem statement, laying the groundwork for the research questions or hypotheses.

How to Write the Background of the Study

Step 1: understand the research topic.

Before writing, ensure you have a thorough understanding of your topic. Familiarize yourself with key concepts, theories, and previous studies.

Step 2: Identify the Key Elements

A strong background includes the following components:

• Introduction to the Topic : Briefly describe the area of study and its importance.
• Current Knowledge : Summarize what is already known from previous research.
• Knowledge Gaps : Identify limitations or gaps in existing studies.
• Relevance of the Study : Explain why addressing these gaps is significant.

Step 3: Organize the Content

Structure the background logically:

• Start Broadly : Begin with general information about the topic.
• Narrow the Focus : Gradually narrow down to the specific problem your research addresses.
• End with a Rationale : Conclude with a clear statement of why your study is essential.

Step 4: Write Concisely and Clearly

Avoid overly technical language or excessive detail. Your goal is to provide enough context to inform and engage the reader without overwhelming them.

Examples of Background of the Study

Example 1: background of the study in education.

Topic : The Impact of Online Learning on High School Students’ Academic Performance

Background : The rapid advancement of digital technology has significantly transformed the educational landscape. Online learning, once considered a supplementary tool, became a primary mode of instruction during the COVID-19 pandemic. Numerous studies have examined the benefits of online education, including flexibility and accessibility. However, research also highlights challenges, such as reduced student engagement and lack of social interaction. Despite these findings, little is known about how online learning specifically affects academic performance among high school students in underserved communities. Addressing this gap is crucial for designing inclusive and effective online learning strategies.

Example 2: Background of the Study in Healthcare

Topic : The Role of Telemedicine in Managing Chronic Diseases

Background : Chronic diseases, such as diabetes and hypertension, are leading causes of morbidity and mortality worldwide. Traditional face-to-face healthcare delivery has proven effective but often fails to address accessibility challenges for patients in rural or underserved areas. Telemedicine has emerged as a promising alternative, enabling remote monitoring and consultation through digital platforms. While previous research highlights the potential of telemedicine to improve patient outcomes, studies often focus on short-term benefits or specific conditions. There is limited evidence on its long-term impact on managing multiple chronic diseases simultaneously. This study aims to fill this gap by exploring the effectiveness of telemedicine in comprehensive chronic disease management.

Example 3: Background of the Study in Environmental Science

Topic : The Effect of Urbanization on Local Biodiversity

Background : Urbanization is a global phenomenon characterized by the conversion of natural landscapes into urban environments. This process has profound implications for local biodiversity, often leading to habitat loss and species decline. Previous studies have documented the adverse effects of urbanization on ecosystems, including reduced species richness and altered ecological dynamics. However, there is a lack of research focusing on small urban centers, where urbanization is occurring at a slower yet significant pace. Understanding how urbanization affects biodiversity in these areas is essential for developing localized conservation strategies. This study seeks to address this gap by examining biodiversity patterns in small urban centers.

Tips for Writing an Effective Background of the Study

• Start Broad, End Specific : Gradually transition from general information about the topic to the specific problem your research addresses.
• Use Credible Sources : Reference peer-reviewed articles, reputable books, and authoritative reports to support your claims.
• Avoid Repetition : Do not repeat content from other sections like the introduction or literature review; keep the background unique and focused.
• Keep It Concise : The background should be clear and succinct, typically ranging from a few paragraphs to a couple of pages, depending on the length of the research.
• Use Logical Flow : Ensure ideas are presented in a coherent order to maintain readability.

Common Mistakes to Avoid

• Being Too Vague : Failing to provide enough detail about the research context can leave readers confused.
• Overloading with Information : Including excessive or irrelevant details may distract readers from the main focus.
• Lack of Focus on Knowledge Gaps : The background should emphasize what is not known to justify the study.
• Relying on Outdated Sources : Ensure your references are recent and relevant to maintain credibility.
• Skipping the Rationale : Always explain why your research is significant and how it contributes to the field.

The background of the study is a crucial part of any research paper, thesis, or dissertation. It provides the necessary context for readers to understand the research problem, highlights existing knowledge, identifies gaps, and justifies the study’s significance. By following the steps and examples outlined in this guide, you can craft a compelling background that lays a strong foundation for your research.

• Creswell, J. W., & Creswell, J. D. (2018). Research Design: Qualitative, Quantitative, and Mixed Methods Approaches (5th ed.). SAGE Publications.
• Machi, L. A., & McEvoy, B. T. (2016). The Literature Review: Six Steps to Success (3rd ed.). Corwin Press.
• Ridley, D. (2012). The Literature Review: A Step-by-Step Guide for Students (2nd ed.). SAGE Publications.
• Booth, W. C., Colomb, G. G., & Williams, J. M. (2016). The Craft of Research (4th ed.). University of Chicago Press.
• Swales, J. M., & Feak, C. B. (2012). Academic Writing for Graduate Students: Essential Tasks and Skills (3rd ed.). University of Michigan Press.

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How to write the background of the study in a thesis research?

The preliminary requirement of completing thesis research is the formulation of the background of the study. The background of the study is typically a part of the Introduction chapter of the thesis. In fact, every research paper begins with the background of the study. It offers key information about the research. It consists of three main elements:

• Latest information about an issue.
• A review of existing research and areas explored.
• Relevant history of the area.

The background makes the study results more reliable and effective. The well-written background of the study prompts the readers to read the rest of the thesis research and provide the study with a context. It is thus essential to make it impactful. However, among authors and researchers, the most common problem has been to distinguish between the background and literature review. In order to understand the difference, understand the role each section plays in thesis research.

What is the purpose of giving a background of the study?

The main purpose of giving a background to the study is to make the reader aware of the context of the thesis (Sachdev, 2018). It compiles the research problem, information on the topic, and the proposed argument for the research problem. It helps justify the need for the thesis. The figure below summarises the purpose of the thesis background of the study section.

It is helpful to decide the length and structure of the background of the study before writing it.

How to structure the background of the study in thesis research?

The Introduction chapter accounts for roughly 10% of the total word count (Australian National University, 2021).

In a PhD thesis of around 80000-100000 words, the Introduction chapter should consist of 8000 – 10000 words. Of this, at least 70% of the word count must be devoted to the background of the study section.

• Overview of the study: The section should start with an overview of the study, i.e., what is the main area of focus? For example, if the thesis research deals with the problem of customer satisfaction with a brand, then start with the importance of customer satisfaction today, followed by the relevance of the brand in question. Cite the sources and avoid plagiarising text.
• Key data or statistics: Introduce some key statistics pertaining to the main problem. For instance, for a thesis on the attrition problem in the information technology industry, talk about the % of people who quit the top 5 IT services companies last year and the overall attrition rate in the country. This part needs the most references, so cite every figure or statistic.
• Gaps that need to be addressed: Explain what is lacking in the existing research. Bring focus on the main problem head-on. Identify at least 2 gaps to make the study stronger and to justify your hypothesis . This section is brief, only about 400-500 words. This section does not need references.
• Significance of addressing the gap: Establish the importance of the thesis research. For this, remember who, what, when, where, why, and how. This section too is brief, i.e. 400-500 words. This section does not need references.
• Methodological approach to addressing the gap: Lastly, explain how the goal of the study will be achieved. What methodology is employed? Keep this section brief because there is a separate chapter for explaining this in detail.

The main goal should be to keep the reader engaged, illustrate relevant details, and demonstrate knowledge and passion for the study. Hence, before finalizing the background, answer the following questions:

• Are there any concepts, ideas, terms, or theories which the targeted audience may be unfamiliar with, and additional explanation about them is required?
• Is there any historical data which provides context to the emergence of the current issue that needs to be shared?
• Are there any other concepts that are from other disciplines and thus need an explanation?

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How to Write Research Background: Key Points and Case Studies

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The background section, typically the first section in any manuscript, identifies the specific problems within the field of study that the current manuscript intends to tackle. It emphasizes the need for further investigation by highlighting unanswered questions or areas requiring additional examination. ¹

As the opening chapter of a paper, the research background plays a crucial role in making a strong initial impression on readers. The research background of different papers may vary in length and content, but outstanding research backgrounds often share a common trait: they provide a detailed explanation of the research topic through clear and concise expression, demonstrating a thorough understanding of the subject and sparking the reader’s interest. Key information related to the research topic should be initially introduced in the research background section. ²  

Having understood the purpose of the background section, we’ve summarized four key points 2, ²  ³  for writing a research background, as well as four common mistakes, applicable to researchers from various academic disciplines. Let’s explore how it should be done!

Four Step Guide to Writing a Research Background  

1. Start by stating the problem    

Begin the background by defining the problem that your research will address. Tell the reader why the problem is worth your attention and is also worth theirs.   

2. Summarize the relevant literature   

After defining the research problem, provide a review of the existing research on the subject. The goal of this exercise is not to simply list relevant studies but to analyze them in the light of your research problem. Try to identify any gaps in the literature, problems with methodology or unreliable findings.   

3. Establish the theoretical framework  

Every good research has sound theoretical foundations. In the background section, it is crucial to identify the core theories or theoretical models that your study is based on. Ensure that you describe the core theory or model in simple terms. If your readers understand the theoretical underpinnings of your research, they will be able to better understand and appreciate your findings.  

4. Define Objectives and Significance  

Having set the stage for your study, it is time to unveil the main research questions or hypotheses. Ensure they are well-defined and align neatly with the key problems you’ve described earlier. Then, explain the research findings and summarize their significance, such as their impact on the academic field, other related fields, and real life.  

Once you have touched upon all the above discussed aspects, sum up the background section with a crisp summary before moving on to the next section.   

Now, after having looked at what a background should have, let’s take a look at four common mistakes that you should avoid while writing the background ²   :  

• Ambiguous or overly technical writing

While writing, don’t leave any of the information open to interpretation. Steer clear of any ambiguity. Strike a balance by avoiding overly technical terms or jargons that may confuse readers. Researchers should consider clarifying complex concepts or terms beforehand to help readers accurately grasp the main research topic.  

• Lack of apparent connection with the research problem

The research problem is the anchor for your background section. The expressed purpose of this section is to set the stage for the research question. If you digress and talk about peripheral issues unconnected with the research problem, you will confuse the reader, and the background will not fulfill its purpose. Stay focused on the research problem.  

• Omitting key studies

The background section should provide a detailed explanation of the research topic. Researchers can use the four steps mentioned above to review their work, avoiding content gaps that could impact the credibility of both the researcher and the paper, or make the arguments seem too subjective or insufficiently informed .  

• Failing to cite research correctly

If you are using a theory or concept that is not yours, make sure you mention its creator. If you have modified a theory or concept, explain how and to what degree. You must cite your sources correctly to avoid being accused of plagiarism.

Example of Research Background  

Having listed the dos and don’ts while writing a background section, let’s look at an example of what a good ‘Background’ section looks like ⁴ , notice how historical and technical information is presented from the most general to more specific in this background.  

Needless to say, the background section of your manuscript is essentially the groundwork for the rest of your manuscript. However, crafting a compelling background for your manuscript doesn’t have to be overwhelming. By following the key approaches outlined above, and avoiding common mistakes, you can craft an effective background that sets a compelling narrative for your study, captures the reader’s interest, and encourages them to dive deeper into your research. Remember, a well-crafted, strong background section can keep your audience hooked till the very end of your paper.  

For more insights on crafting a contextually relevant, crisp, and fitting background for your manuscript, consider reaching out to Elsevier Language Services . Our experts are available to assist you with a range of services tailored to meet your needs and enhance your manuscript. Contact us to learn more about how we can support your research journey.

Type in wordcount for Standard Total: USD EUR JPY Follow this link if your manuscript is longer than 12,000 words. Upload

References:   

• How to Write a Background for a Research Paper- A Research Guide for Students (2023). https://www.aresearchguide.com/write-background-research-paper.html    
• Tips for Writing an Effective Background of the Study (2023). https://www.servicescape.com/blog/tips-for-writing-an-effective-background-of-the-study    
• Asiwe, Jerome Ndudi, et al. “Inhibition of Oxido-Inflammatory and Apoptotic Pathway Is Involved in the Protective Effect of Ginkgo Biloba Supplement in Cyclosporine-A Induced Vascular Dysfunction in Wistar Rat.” Pharmacological Research – Modern Chinese Medicine , vol. 7, 1 June 2023, p. 100252, www.sciencedirect.com/science/article/pii/S2667142523000386 .   
• Inhibition of oxido-inflammatory and apoptotic pathway is involved in the protective effect of Ginkgo biloba supplement in cyclosporine-A induced vascular dysfunction in Wistar rat.  

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A Step-by-Step on How to Do a Background Study for a Thesis

One of the preliminary steps to completing a thesis is the background study for it. The background study for a thesis includes a review of the area being researched, current information surrounding the issue, previous studies on the issue, and relevant history on the issue. Ideally, the study should effectively set forth the history and background information on your thesis problem. The purpose of a background study is to help you to prove the relevance of your thesis question and to further develop your thesis.

Conduct preliminary research in the beginning stages of formulating a thesis, when many issues are unclear and thoughts need to be solidified. Conducting preliminary research on your area of study and specific topic will help you to formulate a research question or thesis statement that will lead to more specific and relevant research. Visit your library, the internet and electronic databases to find preliminary sources, such as books and scholarly journals, for your background study.

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Read the information and develop a research question or thesis statement that will guide your thesis. You will need to take notes and keep accurate track of the sources that you used up to this point. Many people use note cards, but with current technology there many electronic note taking programs available. Use a method of recording source information that you are comfortable with. Be sure to cite the source of the information on each note so you don't forget where each piece of information came from, should you decide to use it in your thesis.

Write a thesis statement or research question. Think about what you've read and look for issues, problems or solutions that others have found and determine your own opinion or stance on the issue. Write out your opinion as a authoritative statement on the issue, problem or solution. At this point, you can do more detailed research and find sources that are more relevant to your thesis or research question.

Complete your research using your thesis statement and research question as your guide. You will find relevant sources that will provide insight into your specific thesis issue or problem. Make sure that your sources provide details on the history and past research related to your research question.

Create relevant sections as you write the background study. As you evaluate your research and begin to write the background study, create five separate sections that cover the key issues, major findings, and controversies surrounding your thesis, as well as sections that provide an evaluation and conclusion.

Conclude by identifying any further study that needs to be done in that area, or provide possible solutions to the issue that haven't been considered before.

Revise and edit your background study. Complete several drafts of your work, revising and filling in information as you go. Each time that you read over your work, try to leave it better than it was before. It's also a great idea to have someone else look it over as well.

• The University of Sydney: Writing the Background Chapters of Your Thesis
• University of Calfiornia Santa Cruz: Write A Literature Review
• If you hate paper, try note taking or outlining software like OneNote or OmniOutliner to track your notes and sources.
• Use paper trays to separate your initial research documents from the research that you decide to use, as well as the research you are still undecided about
• Be sure to organize and track your sources and notes. Writing a thesis is a long and detailed process that can become unwieldy if you fail to stay organized at any point along the way. Numbering your notes and separating your research using a method that works for you is vital.

Stacy Alleyne is a certified English teacher with a BA in English and graduate work in English, education, journalism and law. She has written numerous articles and her own dining column for the "Gazette."

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Organizing Your Social Sciences Research Paper

• Background Information
• Purpose of Guide
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• Scholarly vs. Popular Resources
• Qualitative Methods
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Background information identifies and describes the history and nature of a well-defined research problem with reference to contextualizing existing literature. The background information should indicate the root of the problem being studied, appropriate context of the problem in relation to theory, research, and/or practice , its scope, and the extent to which previous studies have successfully investigated the problem by noting in particular, where gaps exist that your study attempts to address. Background information does not replace the literature review section of a research paper; it is intended to place the research problem within a specific context and an established plan for its solution.

Fitterling, Lori. Researching and Writing an Effective Background Section of a Research Paper. Kansas City University of Medicine & Biosciences; Creating a Research Paper: How to Write the Background to a Study. DurousseauElectricalInstitute.com; Background Information: Definition of Background Information. Literary Devices Definition and Examples of Literary Terms.

Importance of Having Enough Background Information

Background information expands upon the key points stated in the beginning of your introduction but is not intended to be the main focus of the paper. It generally supports the question, what is the most important information the reader needs to understand before continuing to read the paper? Sufficient background information helps the reader determine if you have a basic understanding of the research problem being investigated and promotes confidence in the overall quality of your analysis and findings. This information provides the reader with the essential context needed to conceptualize the research problem and its significance before moving on to a more thorough analysis of prior research.

Forms of contextualization included in background information can include describing one or more of the following:

• Cultural -- placed within the learned behavior of a specific group or groups of people.
• Economic -- of or relating to systems of production and management of material wealth and/or business activities.
• Gender -- located within the behavioral, cultural, or psychological traits typically associated with being self-identified as male, female, or other form of  gender expression.
• Historical -- the time in which something takes place or was created and how the condition of time influences how you interpret it.
• Interdisciplinary -- explanation of theories, concepts, ideas, or methodologies borrowed from other disciplines applied to the research problem rooted in a discipline other than the discipline where your paper resides.
• Philosophical -- clarification of the essential nature of being or of phenomena as it relates to the research problem.
• Physical/Spatial -- reflects the meaning of space around something and how that influences how it is understood.
• Political -- concerns the environment in which something is produced indicating it's public purpose or agenda.
• Social -- the environment of people that surrounds something's creation or intended audience, reflecting how the people associated with something use and interpret it.
• Temporal -- reflects issues or events of, relating to, or limited by time. Concerns past, present, or future contextualization and not just a historical past.

Background information can also include summaries of important research studies . This can be a particularly important element of providing background information if an innovative or groundbreaking study about the research problem laid a foundation for further research or there was a key study that is essential to understanding your arguments. The priority is to summarize for the reader what is known about the research problem before you conduct the analysis of prior research. This is accomplished with a general summary of the foundational research literature [with citations] that document findings that inform your study's overall aims and objectives.

NOTE: Research studies cited as part of the background information of your introduction should not include very specific, lengthy explanations. This should be discussed in greater detail in your literature review section. If you find a study requiring lengthy explanation, consider moving it to the literature review section.

ANOTHER NOTE: In some cases, your paper's introduction only needs to describe the research problem, explain its significance, and then present a road map for how you are going to address the problem; the background information basically forms the introduction part of your literature review. That said, while providing background information is not required, including it in the introduction or under separate heading [i.e., "Background"] are ways to highlight important contextual information that could otherwise be hidden or overlooked by the reader if placed in the literature review section.

YET ANOTHER NOTE: In some research studies, the background information is described in a separate section after the introduction and before the literature review. This is most often done if the topic is especially complex or requires a lot of context in order to fully grasp the significance of the research problem. Most college-level research papers do not require background information unless it is assigned by your professor. However, if you find yourself needing to write more than a couple of pages [double-spaced lines] to provide the background information, it can be written as a separate section to ensure the introduction is not too lengthy.

Background of the Problem Section: What do you Need to Consider? Anonymous. Harvard University; Hopkins, Will G. How to Write a Research Paper. SPORTSCIENCE, Perspectives/Research Resources. Department of Physiology and School of Physical Education, University of Otago, 1999; Green, L. H. How to Write the Background/Introduction Section. Physics 499 Powerpoint slides. University of Illinois; Pyrczak, Fred. Writing Empirical Research Reports: A Basic Guide for Students of the Social and Behavioral Sciences . 8th edition. Glendale, CA: Pyrczak Publishing, 2014; Stevens, Kathleen C. “Can We Improve Reading by Teaching Background Information?.” Journal of Reading 25 (January 1982): 326-329; Woodall, W. Gill. Writing the Background and Significance Section. Senior Research Scientist and Professor of Communication. Center on Alcoholism, Substance Abuse, and Addictions. University of New Mexico.

Structure and Writing Style

Providing background information in a research paper serves as a bridge that links the reader to the research problem . Precisely how long and in-depth this bridge should be is largely dependent upon how much information you think the reader will need to know in order to fully understand the problem being examined and to appreciate why the issues you are analyzing are important.

From another perspective, the length and detail of background information also depends on the degree to which you need to demonstrate to your professor how much you understand the research problem. Keep this in mind because providing pertinent background information can be an effective way to demonstrate that you have a clear grasp of key issues, debates, and concepts related to your overall study.

The structure and writing style of your background information can vary depending upon the complexity of your research and/or the nature of the assignment. However, in most cases it should be limited to only a few paragraphs in your introduction. If you require more text to contextualized the topic, consider placing this information under a separate heading after the introduction.

Given this, here are some questions to consider while writing this part of your introduction :

• Are there concepts, terms, theories, or ideas that may be unfamiliar to the reader and, thus, require additional explanation?
• Are there historical elements that need to be explored in order to provide needed context, to highlight specific people, issues, or events, or to lay a foundation for understanding the emergence of a current issue or event?
• Are there theories, concepts, or ideas borrowed from other disciplines or academic traditions that may be unfamiliar to the reader and therefore require further explanation?
• Is there a key study or small set of studies that set the stage for understanding the topic and frames why it is important to conduct further research on the topic?
• Y our study uses a method of analysis never applied before;
• Your study investigates a very esoteric or complex research problem;
• Your study introduces new or unique variables that need to be taken into account ; or,
• Your study relies upon analyzing unique texts or documents, such as, archival materials or primary documents like diaries or personal letters that do not represent the established body of source literature on the topic?

Almost all introductions to a research problem require some contextualizing, but the scope and breadth of background information varies depending on your assumption about the reader's level of prior knowledge . However, despite this assessment, background information should be relatively brief and focused on setting the stage for the elaboration of critical points or in-depth discussion of key issues in the literature review section of your paper.

Writing Tip

Background Information vs. the Literature Review

Background information places the research problem within specific contexts; the review of the literature locates the problem within the domain of prior research. Background information is intended to provide the reader with information about the topic being studied, such as, highlighting and expanding upon foundational studies conducted in the past, describing important historical events that inform why and in what ways the research problem exists, defining key components of your study [concepts, people, places, phenomena] and/or placing the research problem within a particular context. Although background information can be blended into the literature review portion of the paper, essential background information should not be considered a substitute for a comprehensive review and synthesis of relevant research literature.

Hart, Cris. Doing a Literature Review: Releasing the Social Science Research Imagination . Thousand Oaks, CA: Sage, 1998; Pyrczak, Fred. Writing Empirical Research Reports: A Basic Guide for Students of the Social and Behavioral Sciences . 8th edition. Glendale, CA: Pyrczak Publishing, 2014.

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Organizing Academic Research Papers: Background Information

• Purpose of Guide
• Design Flaws to Avoid
• Glossary of Research Terms
• Narrowing a Topic Idea
• Broadening a Topic Idea
• Extending the Timeliness of a Topic Idea
• Academic Writing Style
• Choosing a Title
• Making an Outline
• Paragraph Development
• Executive Summary
• Background Information
• The Research Problem/Question
• Theoretical Framework
• Citation Tracking
• Content Alert Services
• Evaluating Sources
• Primary Sources
• Secondary Sources
• Tertiary Sources
• What Is Scholarly vs. Popular?
• Qualitative Methods
• Quantitative Methods
• Using Non-Textual Elements
• Limitations of the Study
• Common Grammar Mistakes
• Avoiding Plagiarism
• Footnotes or Endnotes?
• Further Readings
• Annotated Bibliography
• Dealing with Nervousness
• Using Visual Aids
• Grading Someone Else's Paper
• How to Manage Group Projects
• Multiple Book Review Essay
• Reviewing Collected Essays
• About Informed Consent
• Writing Field Notes
• Writing a Policy Memo
• Writing a Research Proposal
• Acknowledgements

Background information identifies and describes the history and nature of a well-defined research problem with reference to the existing literature. Background information in your Introduction should indicate the root of the problem being studied, its scope, and the extent to which previous studies have successfully investigated the problem, noting, in particular, where gaps exist that your study attempts to address.  Introductory background information differs from a literature review in that it places the research problem in proper context rather than thoroughly examining pertinent literature.

Importance of Having Enough Background Information

Background information expands upon the key points stated in your introduction but is not the main focus of the paper. Sufficient background information helps your reader determine if you have a basic understanding of the research problem being investigated and promotes confidence in the overall quality of your analysis and findings.

Background information provides the reader with the essential context needed to understand the research problem . Depending on the topic being studied, forms of contextualization may include:

• Cultural -- the issue placed within the learned behavior of specific groups of people.
• Economic -- of or relating to systems of production and management of material wealth and/or business activities.
• Historical -- the time in which something takes place or was created and how that influences how you interpret it.
• Philosophical -- clarification of the essential nature of being or of phenomena as it relates to the research problem.
• Physical/Spatial -- reflects the space around something and how that influences how you see it.
• Political -- concerns the environment in which something is produced indicating it's public purpose or agenda.
• Social -- the environment of people that surrounds something's creation or intended audience, reflecting how the people around something use and interpret it.
• Temporal -- reflects issues or events of, relating to, or limited by time.

Background information can also include summaries of important, relevant research studies . The key is to summarize for the reader what is known about the specific research problem before you conducted your analysis. This is accomplished with a general review of the foundational research literature (with citations) that report findings that inform your study's aims and objectives.

NOTE : Research studies cited as part of the background information of your introduction should not include very specific, lengthy explanations. This should be discussed in greater detail in your literature review section.

Background of the Problem Section: What do you Need to Consider? Anonymous. Harvard University; Hopkins, Will G. How to Write a Research Paper . SPORTSCIENCE, Perspectives/Research Resources. Department of Physiology and School of Physical Education, University of Otago, 1999; Green, L. H. How to Write the Background/Introduction Section. Physics 499 Powerpoint slides. University of Illinois; Woodall, W. Gill. Writing the Background and Significance Section. Senior Research Scientist and Professor of Communication. Center on Alcoholism, Substance Abuse, and Addictions. University of New Mexico.  

Structure and Writing Style

Providing background information in the Introduction of a research paper serves as a bridge that links the reader to the topic of your study . But precisely how long and in-depth this bridge should be is largely dependent upon how much information you think the reader will need in order to understand the research problem being discussed and to appreciate why the issues you are investigating are important.

From another perspective, the length and detail of background information also depends on the degree to which you need to demonstrate to your professor how much you understand the topic. Keep this in mind because providing succinct background information can be an effective way to show that you have a clear grasp of key issues and concepts underpinning your overall study. Don't try to show off, though!

Given that the structure and writing style of your background information can vary depending upon the complexity of your research and/or the nature of the assignment, here are some questions to consider while writing :

• Are there concepts, terms, theories, or ideas that may be unfamiliar to the reader and, thus, require additional explanation?
• Are there historical elements that need to be explored in order to add needed context, to highlight specific people, issues, or events, or to lay a foundation for understanding the emergence of a current issue or event?
• Is the research study unusual in some way that requires additional explanation, such as, a) your study uses a method never applied before to the research problem you are investigating; b) your study investigates a very esoteric or complex research problem; or, c) your study relies upon analyzing unique texts or documents, such as archival materials or primary documents like diaries or personal letters, that do not represent the established body of source literature on the topic.

Background of the Problem Section: What do you Need to Consider? Anonymous. Harvard University; Hopkins, Will G. How to Write a Research Paper . SPORTSCIENCE, Perspectives/Research Resources. Department of Physiology and School of Physical Education, University of Otago, 1999; Green, L. H. How to Write the Background/Introduction Section. Physics 499 Powerpoint slides. University of Illinois; Woodall, W. Gill. Writing the Background and Significance Section. Senior Research Scientist and Professor of Communication. Center on Alcoholism, Substance Abuse, and Addictions. University of New Mexico.

Writing Tip

Background Information vs. the Literature Review

Incorporating background information into the Introduction is intended to provide the reader with critical information about the topic being studied, such as highlighting and expanding upon foundational studies conducted in the past, important historical events that inform why and in what ways the research problem exists, or defining key components of your study [concepts, people, places, things]. Although in social sciences research introductory background information can often blend into the literature review portion of the paper, basic background information should not be considered a substitute for a comprehensive review and synthesis of relevant research literature.

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• Last Updated: Jul 18, 2023 11:58 AM
• URL: https://library.sacredheart.edu/c.php?g=29803
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